0001127602-23-028219.txt : 20231122 0001127602-23-028219.hdr.sgml : 20231122 20231122172650 ACCESSION NUMBER: 0001127602-23-028219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231120 FILED AS OF DATE: 20231122 DATE AS OF CHANGE: 20231122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hutjens Brad Vincent CENTRAL INDEX KEY: 0001664629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37700 FILM NUMBER: 231434497 MAIL ADDRESS: STREET 1: C/O NICOLET BANKSHARES, INC. STREET 2: 111 NORTH WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-20 0001174850 NICOLET BANKSHARES INC NIC 0001664629 Hutjens Brad Vincent C/O NICOLET NATIONAL BANK 111 NORTH WASHINGTON STREET GREEN BAY WI 54301 1 EVP - CCO - Nicolet Natl Bank 0 Common Stock 1818 I By 401(k) Plan Common Stock 2023-11-20 4 A 0 627 77.64 A 26742 D Common Stock 2023-11-20 4 F 0 67 77.64 D 26675 D Common Stock 2023-11-22 4 F 0 138 75.49 D 26537 D Restricted shares awarded November 20, 2023. Awarded shares will vest as follows: 1/3 immediate, 1/3 on November 20, 2024, and 1/3 on November 20, 2025. Shares withheld to satisfy tax obligation of 1/3 immediate vest of restricted stock granted November 20, 2023. Shares withheld to satisfy tax obligation of vested restricted stock. Includes shares acquired under the Employee Stock Purchase Plan. Mr. Hutjens has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on November 16, 2023. Mr. Hutjens owns a total of 595 shares in the Employee Stock Purchase Plan as of the date of this report. /s/ H. Phillip Moore, Jr., as attorney-in-fact for Brad V. Hutjens 2023-11-22