0001127602-23-028214.txt : 20231122 0001127602-23-028214.hdr.sgml : 20231122 20231122172103 ACCESSION NUMBER: 0001127602-23-028214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231120 FILED AS OF DATE: 20231122 DATE AS OF CHANGE: 20231122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DANIELS MICHAEL E CENTRAL INDEX KEY: 0001243706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37700 FILM NUMBER: 231434461 MAIL ADDRESS: STREET 1: C/O NICOLET NATIONAL BANK STREET 2: 111 NORTH WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-20 0001174850 NICOLET BANKSHARES INC NIC 0001243706 DANIELS MICHAEL E C/O NICOLET NATIONAL BANK 111 NORTH WASHINGTON STREET GREEN BAY WI 54301 1 1 President & CEO 0 Common Stock 6252 I By 401(k) Plan Common Stock 9803 I By Spouse Common Stock 2023-11-20 4 A 0 1410 77.64 A 83800 D Common Stock 2023-11-20 4 F 0 221 77.64 D 83579 D Common Stock 2023-11-22 4 F 0 451 75.49 D 83128 D Restricted shares awarded November 20, 2023. Awarded shares will vest as follows: 1/3 immediate, 1/3 on November 20, 2024, and 1/3 on November 20, 2025. Shares withheld to satisfy tax obligation of 1/3 immediate vest of restricted stock granted November 20, 2023. Shares withheld to satisfy tax obligation of vested restricted stock. Includes shares acquired under the Employee Stock Purchase Plan. Mr. Daniels has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on November 16, 2023. Mr. Daniels owns a total of 808 shares in the Employee Stock Purchase Plan as of the date of this report. /s/ H. Phillip Moore, Jr., as attorney-in-fact for Michael E. Daniels 2023-11-22