0001127602-23-028116.txt : 20231121 0001127602-23-028116.hdr.sgml : 20231121 20231121143406 ACCESSION NUMBER: 0001127602-23-028116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231117 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATWELL ROBERT BRUCE CENTRAL INDEX KEY: 0001253903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37700 FILM NUMBER: 231426805 MAIL ADDRESS: STREET 1: C/O NICOLET NATIONAL BANK STREET 2: 111 NORTH WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-17 0001174850 NICOLET BANKSHARES INC NIC 0001253903 ATWELL ROBERT BRUCE C/O NICOLET NATIONAL BANK 111 NORTH WASHINGTON STREET GREEN BAY WI 54301 1 1 Executive Chairman 0 Common Stock 300 I Son's UTMA Account Common Stock 2023-11-17 4 S 0 3000 77.82 D 51447 D Common Stock 2023-11-20 4 A 0 1059 77.64 A 52506 D Common Stock 2023-11-20 4 F 0 166 77.64 D 52340 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.70 to $78.04, inclusive. Mr. Atwell undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Restricted shares awarded November 20, 2023. Awarded shares will vest as follows: 1/3 immediate, 1/3 on November 20, 2024, and 1/3 on November 20, 2025. Shares withheld to satisfy tax obligation of 1/3 immediate vest of restricted stock granted November 20, 2023. Includes shares acquired under the Employee Stock Purchase Plan. Mr. Atwell has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on November 16, 2023. Mr. Atwell owns a total of 459 shares in the Employee Stock Purchase Plan as of the date of this report. /s/ H. Phillip Moore, Jr., as attorney-in-fact for Robert B. Atwell 2023-11-21