0001127602-23-021499.txt : 20230728 0001127602-23-021499.hdr.sgml : 20230728 20230728135336 ACCESSION NUMBER: 0001127602-23-021499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230727 FILED AS OF DATE: 20230728 DATE AS OF CHANGE: 20230728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATWELL ROBERT BRUCE CENTRAL INDEX KEY: 0001253903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37700 FILM NUMBER: 231122075 MAIL ADDRESS: STREET 1: C/O NICOLET NATIONAL BANK STREET 2: 111 NORTH WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-07-27 0001174850 NICOLET BANKSHARES INC NIC 0001253903 ATWELL ROBERT BRUCE C/O NICOLET NATIONAL BANK 111 NORTH WASHINGTON STREET GREEN BAY WI 54301 1 1 Executive Chairman 0 Common Stock 300 I Son's UTMA Account Common Stock 2023-07-27 4 M 0 25000 48.85 A 83038 D Common Stock 2023-07-27 4 F 0 19582 82.65 D 63456 D Stock Option (Right to Buy) 48.85 2023-07-27 4 M 0 25000 0 D 2027-05-16 Common Stock 25000 175000 D Shares withheld to cover strike and tax obligations of the non-qualified stock option exercise of 25,000 shares completed, July 27, 2023. Includes shares acquired under the Employee Stock Purchase Plan. Mr. Atwell has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on July 25, 2023. Mr. Atwell owns a total of 437 shares in the Employee Stock Purchase Plan as of the date of this report. The nonqualified options fully vested as of May 16, 2022. The non-qualified options are exercisable as to 175,000 shares as of the date of this report. /s/ H. Phillip Moore, Jr., as attorney-in-fact for Robert B. Atwell 2023-07-28