0001127602-20-002479.txt : 20200128 0001127602-20-002479.hdr.sgml : 20200128 20200128105914 ACCESSION NUMBER: 0001127602-20-002479 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200124 FILED AS OF DATE: 20200128 DATE AS OF CHANGE: 20200128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DANIELS MICHAEL E CENTRAL INDEX KEY: 0001243706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37700 FILM NUMBER: 20552392 MAIL ADDRESS: STREET 1: C/O NICOLET NATIONAL BANK STREET 2: 111 NORTH WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-01-24 0001174850 NICOLET BANKSHARES INC NCBS 0001243706 DANIELS MICHAEL E C/O NICOLET NATIONAL BANK 111 NORTH WASHINGTON STREET GREEN BAY WI 54301 1 1 EVP and Secretary Common Stock 2020-01-24 4 M 0 13500 25.90 A 85614 D Common Stock 2020-01-24 4 F 0 7648 71.45 D 77966 D Common Stock 2020-01-24 4 S 0 5852 71.45 D 72114 D Common Stock 6252 I By 401(k) Plan Common Stock 9803 I By Spouse Stock Option (Right to Buy) 25.90 2020-01-24 4 M 0 13500 0 D 2025-01-20 Common Stock 13500 0 D Includes 219 shares acquired under the Employee Stock Purchase Plan to date. The 13,500 nonqualified options have now been fully exercised. /s/ Ann K. Lawson, as attorney-in-fact for Michael E. Daniels 2020-01-28