0001127602-19-025238.txt : 20190726 0001127602-19-025238.hdr.sgml : 20190726 20190726095137 ACCESSION NUMBER: 0001127602-19-025238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190724 FILED AS OF DATE: 20190726 DATE AS OF CHANGE: 20190726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawson Ann Kuchera CENTRAL INDEX KEY: 0001664666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37700 FILM NUMBER: 19976192 MAIL ADDRESS: STREET 1: C/O NICOLET BANKSHARES, INC. STREET 2: 111 NORTH WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-07-24 0001174850 NICOLET BANKSHARES INC NCBS 0001664666 Lawson Ann Kuchera C/O NICOLET NATIONAL BANK 111 NORTH WASHINGTON STREET GREEN BAY WI 54301 1 Chief Financial Officer Common Stock 2019-07-24 4 M 0 1930 16.80 A 27529 D Common Stock 2019-07-24 4 M 0 1000 37.18 A 28529 D Common Stock 2019-07-24 4 F 0 709 65.09 D 27820 D Common Stock 800 I By 401(k) Plan Stock Option (Right to Buy) 16.80 2019-07-24 4 M 0 1930 0 D 2019-12-15 Common Stock 1930 0 D Stock Option (Right to Buy) 37.18 2019-07-24 4 M 0 1000 0 D 2026-09-20 Common Stock 1000 7000 D Includes 52 shares acquired under the Employee Stock Purchase Plan. The stock option is fully exercised as of July 24, 2019. The options vested in five annual installments of 2,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vested on December 15, 2014. The nonqualified options vest in five annual installments of 2,000 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vest on September 20, 2021. /s/ Ann K. Lawson 2019-07-26