SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Lawson Ann Kuchera

(Last) (First) (Middle)
C/O NICOLET NATIONAL BANK
111 NORTH WASHINGTON STREET

(Street)
GREEN BAY WI 54301

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/24/2016
3. Issuer Name and Ticker or Trading Symbol
NICOLET BANKSHARES INC [ NCBS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 14,537 D
Common Stock 800 I By 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (1) 02/02/2019 Common Stock 8,300 $16 D
Stock Option (Right to Buy) (2) 12/15/2019 Common Stock 10,000 $16.8 D
Stock Option (Right to Buy) (3) 04/10/2022 Common Stock 5,000 $16.5 D
Explanation of Responses:
1. The remaining 8,300 unexercised stock options are currently exercisable. The 20,000 options granted vested in five annual installments of 4,000 shares annually on February 2 of each year, beginning on February 2, 2009 and fully vesting on February 2, 2014.
2. The stock option is currently exercisable as to all 10,000 shares. The options vested in five annual installments of 2,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vesting on December 15, 2014.
3. The stock option is currently exercisable as to 2,000 shares. The options vest in ten annual installments of 500 shares annually on April 10 of each year, beginning on April 10, 2012 and fully vesting on April 10, 2021.
Remarks:
EXHIBIT LIST - Exhibit 24 - Power of Attorney for Ann K. Lawson
/s/ Ann K. Lawson 02/24/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.