-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DFDeJeQOLDEU67uoxSDcboTok3/HC59/KlEu5gf99xWfomVgGGu7YJ5+zstERiuR yzGWnjvkEblQMuO5rZLeuQ== 0000919574-07-002851.txt : 20070516 0000919574-07-002851.hdr.sgml : 20070516 20070516165042 ACCESSION NUMBER: 0000919574-07-002851 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070516 DATE AS OF CHANGE: 20070516 EFFECTIVENESS DATE: 20070516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONUS PARTNERS INC CENTRAL INDEX KEY: 0001174784 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12281 FILM NUMBER: 07858411 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLZ STREET 2: 19TH FL CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR/A 1 d774625_13f-hra.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment: |x|; Amendment Number: 1 This Amendment (Check only one): |x| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Conus Partners, Inc. Address: 50 Rockefeller Plaza 2nd Floor New York, New York 10020 13F File Number: 28-12281 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Zacks Title: Managing Director Phone: 212-332-7291 Signature, Place and Date of Signing: /s/ Andrew Zacks New York, New York May 16, 2007 - ------------------- -------------------- ---------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 79 Form 13F Information Table Value Total: $308,944 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name FORM 13F INFORMATION TABLE Conus Partners, Inc. December 31, 2006
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHARES SHARES PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE ACTIONS SEMICONDUCTOR CO LTD ADR 00507E107 2,474 298,041 SH SHARED-DEFINED 0 0 298,041 0 ALCON INC COM SHS H01301102 2,761 24,700 SH CALL SHARED-DEFINED 0 0 24,700 0 ALLIED CAP CORP NEW COM 01903Q108 1,422 43,500 SH PUT SHARED-DEFINED 0 0 43,500 0 AMERICAN BILTRITE INC COM 024591109 493 53,687 SH SHARED-DEFINED 0 0 53,687 0 AMERICREDIT CORP COM 03060R101 4,085 162,300 SH PUT SHARED-DEFINED 0 0 162,300 0 ANTIGENICS INC DEL NOTE 5.250% 2/0 037032AC3 953 1,500,000 PRN SHARED-DEFINED 0 0 1,500,000 0 APPLIED MATLS INC COM 038222105 923 50,000 SH CALL SHARED-DEFINED 0 0 50,000 0 AUTOMATIC DATA PROCESSING IN COM 053015103 3,649 74,100 SH PUT SHARED-DEFINED 0 0 74,100 0 BANK OF AMERICA CORPORATION COM 060505104 6,407 120,000 SH PUT SHARED-DEFINED 0 0 120,000 0 BEAR STEARNS COS INC COM 073902108 6,511 40,000 SH PUT SHARED-DEFINED 0 0 40,000 0 BIOENVISION INC COM 09059N100 215 46,367 SH SHARED-DEFINED 0 0 46,367 0 BIOVERIS CORP COM 090676107 693 50,522 SH SHARED-DEFINED 0 0 50,522 0 CAPITAL ONE FINL CORP COM 14040H105 2,689 35,000 SH PUT SHARED-DEFINED 0 0 35,000 0 CARMAX INC COM 143130102 6,060 113,000 SH PUT SHARED-DEFINED 0 0 113,000 0 CB RICHARD ELLIS GROUP INC CL A 12497T101 996 30,000 SH PUT SHARED-DEFINED 0 0 30,000 0 COACH INC COM 189754104 1,289 30,000 SH PUT SHARED-DEFINED 0 0 30,000 0 COMPUCREDIT CORP COM 20478N100 5,920 148,700 SH PUT SHARED-DEFINED 0 0 148,700 0 CONGOLEUM CORP NEW CL A 207195108 557 335,700 SH SHARED-DEFINED 0 0 335,700 0 CORPORATE EXECUTIVE BRD CO COM 21988R102 2,631 30,000 SH PUT SHARED-DEFINED 0 0 30,000 0 DELL INC COM 24702R101 1,756 70,000 SH PUT SHARED-DEFINED 0 0 70,000 0 DISNEY WALT CO COM DISNEY 254687106 1,028 30,000 SH PUT SHARED-DEFINED 0 0 30,000 0 DRDGOLD LTD SPONSORED ADR 26152H103 2,855 3,172,642 SH SHARED-DEFINED 0 0 3,172,642 0 DURECT CORP COM 266605104 14,382 3,239,118 SH SHARED-DEFINED 0 0 3,239,118 0 FACTSET RESH SYS INC COM 303075105 5,151 91,200 SH PUT SHARED-DEFINED 0 0 91,200 0 FEDERAL HOME LN MTG CORP COM 313400301 2,988 44,000 SH PUT SHARED-DEFINED 0 0 44,000 0 FEDERAL NATL MTG ASSN COM 313586109 20,199 340,100 SH PUT SHARED-DEFINED 0 0 340,100 0 FEDERATED DEPT STORES INC DE COM 31410H101 1,144 30,000 SH PUT SHARED-DEFINED 0 0 30,000 0 FIRST DATA CORP COM 319963104 638 25,000 SH SHARED-DEFINED 0 0 25,000 0 FIRST MARBLEHEAD CORP COM 320771108 5,465 100,000 SH PUT SHARED-DEFINED 0 0 100,000 0 GARMIN LTD ORD G37260109 1,670 30,000 SH PUT SHARED-DEFINED 0 0 30,000 0 GENE LOGIC INC COM 368689105 1,550 1,006,396 SH SHARED-DEFINED 0 0 1,006,396 0 GENVEC INC COM 37246C109 638 265,650 SH SHARED-DEFINED 0 0 265,650 0 HARLEY DAVIDSON INC COM 412822108 4,933 70,000 SH PUT SHARED-DEFINED 0 0 70,000 0 HSBC HLDGS PLC SPON ADR NEW 404280406 4,583 50,000 SH PUT SHARED-DEFINED 0 0 50,000 0 INDYMAC BANCORP INC COM 456607100 2,258 50,000 SH PUT SHARED-DEFINED 0 0 50,000 0 INOVIO BIOMEDICAL CORP COM 45773H102 1,977 600,967 SH SHARED-DEFINED 0 0 600,967 0 INTERPHASE CORP COM 460593106 423 51,060 SH SHARED-DEFINED 0 0 51,060 0 ISHARES TR DJ US REAL EST 464287739 8,627 103,500 SH PUT SHARED-DEFINED 0 0 103,500 0 ISTAR FINL INC COM 45031U101 1,435 30,000 SH PUT SHARED-DEFINED 0 0 30,000 0 JOHNSON & JOHNSON COM 478160104 4,456 67,500 SH CALL SHARED-DEFINED 0 0 67,500 0 JOHNSON CTLS INC COM 478366107 8,807 102,500 SH PUT SHARED-DEFINED 0 0 102,500 0 JP MORGAN CHASE & CO COM 46625H100 7,487 155,000 SH PUT SHARED-DEFINED 0 0 155,000 0 KOHLS CORP COM 500255104 3,422 50,000 SH PUT SHARED-DEFINED 0 0 50,000 0 LABOPHARM INC COM 504905100 2,471 420,895 SH SHARED-DEFINED 0 0 420,895 0 LANDEC CORP COM 514766104 200 18,624 SH SHARED-DEFINED 0 0 18,624 0 LEHMAN BROS HLDGS INC COM 524908100 3,125 40,000 SH PUT SHARED-DEFINED 0 0 40,000 0 LENNAR CORP CL A 526057104 16,840 321,000 SH PUT SHARED-DEFINED 0 0 321,000 0 LINCOLN NATL CORP IND COM 534187109 15,345 231,100 SH CALL SHARED-DEFINED 0 0 231,100 0 MASTERCARD INC CL A 57636Q104 2,955 30,000 SH PUT SHARED-DEFINED 0 0 30,000 0 MAXYGEN INC COM 577776107 14,294 1,327,175 SH SHARED-DEFINED 0 0 1,327,175 0 MEADE INSTRUMENTS CORP COM 583062104 831 422,010 SH SHARED-DEFINED 0 0 422,010 0 MERGE TECHNOLOGIES INC COM 589981109 3,090 471,007 SH SHARED-DEFINED 0 0 471,007 0 MGIC INVT CORP WIS COM 552848103 6,198 99,100 SH PUT SHARED-DEFINED 0 0 99,100 0 NEUROMETRIX INC COM 641255104 177 11,857 SH SHARED-DEFINED 0 0 11,857 0 PACIFIC ETHANOL INC COM 69423U107 177 11,500 SH PUT SHARED-DEFINED 0 0 11,500 0 PAYCHEX INC COM 704326107 1,977 50,000 SH PUT SHARED-DEFINED 0 0 50,000 0 PENN TREATY AMERN CORP COM NEW 707874400 725 94,300 SH SHARED-DEFINED 0 0 94,300 0 PFIZER INC COM 717081103 2,404 92,800 SH CALL SHARED-DEFINED 0 0 92,800 0 PHARMACOPEIA DRUG DISCVRY IN COM 7171EP101 1,538 361,050 SH SHARED-DEFINED 0 0 361,050 0 PMI GROUP INC COM 69344M101 1,887 40,000 SH PUT SHARED-DEFINED 0 0 40,000 0 POTASH CORP SASK INC COM 73755L107 4,304 30,000 SH PUT SHARED-DEFINED 0 0 30,000 0 QUEST DIAGNOSTICS INC COM 74834L100 5,168 97,500 SH CALL SHARED-DEFINED 0 0 97,500 0 REPLIGEN CORP COM 759916109 715 254,599 SH SHARED-DEFINED 0 0 254,599 0 SANOFI AVENTIS SPONSORED ADR 80105N105 3,001 65,000 SH CALL SHARED-DEFINED 0 0 65,000 0 SEARS HLDGS CORP COM 812350106 20,790 123,800 SH PUT SHARED-DEFINED 0 0 123,800 0 SILICON GRAPHICS INC COM NEW 827056300 1,128 56,378 SH SHARED-DEFINED 0 0 56,378 0 SLM CORP COM 78442P106 3,794 77,800 SH PUT SHARED-DEFINED 0 0 77,800 0 STAAR SURGICAL CO COM PAR $0.01 852312305 5,741 818,943 SH SHARED-DEFINED 0 0 818,943 0 STARBUCKS CORP COM 855244109 3,592 101,400 SH PUT SHARED-DEFINED 0 0 101,400 0 STREETTRACKS SER TR SPDR HOMEBUILD 86330E745 2,157 57,700 SH PUT SHARED-DEFINED 0 0 57,700 0 TARGET CORP COM 87612E106 1,712 30,000 SH PUT SHARED-DEFINED 0 0 30,000 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 1,816 71,000 SH SHARED-DEFINED 0 0 71,000 0 THERAGENICS CORP COM 883375107 6,675 2,153,243 SH SHARED-DEFINED 0 0 2,153,243 0 THORNBURG MTG INC COM 885218107 628 25,000 SH PUT SHARED-DEFINED 0 0 25,000 0 WACHOVIA CORP 2ND NEW COM 929903102 2,848 50,000 SH PUT SHARED-DEFINED 0 0 50,000 0 WASTE MGMT INC DEL COM 94106L109 5,516 150,000 SH CALL SHARED-DEFINED 0 0 150,000 0 WILLIAMS SONOMA INC COM 969904101 629 20,000 SH PUT SHARED-DEFINED 0 0 20,000 0 WINN DIXIE STORES INC COM NEW 974280307 838 62,043 SH SHARED-DEFINED 0 0 62,043 0 ZALE CORP NEW COM 988858106 5,067 179,600 SH PUT SHARED-DEFINED 0 0 179,600 0
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