0001209191-14-064230.txt : 20141021 0001209191-14-064230.hdr.sgml : 20141021 20141021215402 ACCESSION NUMBER: 0001209191-14-064230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141017 FILED AS OF DATE: 20141021 DATE AS OF CHANGE: 20141021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203933262 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TELEGRAPH HILL PARTNERS LP CENTRAL INDEX KEY: 0001174302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 141166686 BUSINESS ADDRESS: STREET 1: 275 POST STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415 765 6980 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TELEGRAPH HILL PARTNERS II L P CENTRAL INDEX KEY: 0001358763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 141166687 BUSINESS ADDRESS: STREET 1: 360 POST ST SUITE 601 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 MAIL ADDRESS: STREET 1: 360 POST ST SUITE 601 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THP II Affiliates Fund, LLC CENTRAL INDEX KEY: 0001588086 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 141166688 BUSINESS ADDRESS: STREET 1: 360 POST STREET STREET 2: SUITE 601 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-765-6980 MAIL ADDRESS: STREET 1: 360 POST STREET STREET 2: SUITE 601 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THP Affiliates Fund, LLC CENTRAL INDEX KEY: 0001588009 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 141166689 BUSINESS ADDRESS: STREET 1: 360 POST STREET STREET 2: SUITE 601 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-765-6980 MAIL ADDRESS: STREET 1: 360 POST STREET STREET 2: SUITE 601 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Telegraph Hill Partners SBIC, L.P. CENTRAL INDEX KEY: 0001588088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 141166690 BUSINESS ADDRESS: STREET 1: 360 POST STREET STREET 2: SUITE 601 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-765-6980 MAIL ADDRESS: STREET 1: 360 POST STREET STREET 2: SUITE 601 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-10-17 0 0001348324 LDR HOLDING CORP LDRH 0001358763 TELEGRAPH HILL PARTNERS II L P 360 POST STREET SUITE 601 SAN FRANCISCO CA 94108 0 0 1 0 0001174302 TELEGRAPH HILL PARTNERS LP 360 POST STREET SUITE 601 SAN FRANCISCO CA 94108 0 0 1 0 0001588088 Telegraph Hill Partners SBIC, L.P. 360 POST STREET SUITE 601 SAN FRANCISCO CA 94108 0 0 1 0 0001588009 THP Affiliates Fund, LLC 350 POST STREET SUITE 601 SAN FRANCISCO CA 94108 0 0 1 0 0001588086 THP II Affiliates Fund, LLC 360 POST STREET SUITE 601 SAN FRANCISCO CA 94108 0 0 1 0 Common Stock 2014-10-17 4 S 0 22710 32.98 D 2371995 D Common Stock 2014-10-20 4 S 0 35817 33.20 D 2336178 D Common Stock 2014-10-21 4 S 0 8110 33.39 D 2328068 D Common Stock 2014-10-17 4 S 0 615 32.98 D 64213 D Common Stock 2014-10-20 4 S 0 970 33.20 D 63243 D Common Stock 2014-10-21 4 S 0 220 33.39 D 63023 D Common Stock 2014-10-17 4 S 0 3297 32.98 D 344436 D Common Stock 2014-10-20 4 S 0 5201 33.20 D 339235 D Common Stock 2014-10-21 4 S 0 1178 33.39 D 338057 D Common Stock 2014-10-17 4 S 0 142 32.98 D 14821 D Common Stock 2014-10-20 4 S 0 224 33.20 D 14597 D Common Stock 2014-10-21 4 S 0 50 33.39 D 14547 D Common Stock 2014-10-17 4 S 0 500 32.98 D 52210 D Common Stock 2014-10-20 4 S 0 788 33.20 D 51422 D Common Stock 2014-10-21 4 S 0 178 33.39 D 51244 D The range of prices for the shares of Common Stock is from $32.40 - $33.53. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Shares held directly by Telegraph Hill Partners II, L.P. ("THP II"). Telegraph Hill Partners II Investment Management, LLC ("THP II IM") is the general partner of THP II. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP II IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP II. The range of prices for the shares of Common Stock is from $32.58 - $33.50. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. The range of prices for the shares of Common Stock is from $32.81 - $33.76. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Shares held directly by Telegraph Hill Partners, L.P. ("THP I"). Telegraph Hill Partners Investment Management, LLC ("THP IM") is the general partner of THP I. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP I. Shares held directly by Telegraph Hill Partners SBIC, L.P. ("THP SBIC"). Telegraph Hill Partners SBIC, LLC ("THP SBIC, LLC") is the general partner of THP SBIC. Robert Shepler, Dr. Thomas Raffin, J. Matthew Mackowski and Deval Lashkari are the managers of THP SBIC, LLC and may be deemed to have beneficial ownership of the shares held by THP SBIC. Shares held directly by THP Affiliates Fund, LLC ("THP Affiliates"). Telegraph Hill Partners Investment Management, LLC ("THP IM") the manager of THP Affiliates ("THP Affiliates"). THPMC is the manager of THP IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP Affiliates. Shares held directly by THP II Affiliates Fund, LLC ("THP II Affiliates"). THP II IM the manager of THP II Affiliates. THPMC is the manager of both THP II IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP II Affiliates. This Form 4 is one of two Forms 4 being filed by individuals or entities affiliated with Telegraph Hill Partners with respect to the Common Stock of LDR Holding Corporation. /s/ Robert Shepler for Telegraph Hill Partners LP /s/Robert Shepler for Telegraph Hill Partners II LP /s/Robert Shepler for THP Affiliates Fund LLC /s/Robert Shepler for THP II Affiliates Fund LLC /s/Robert Shepler for Telegraph Hill Partners SBIC LP 2014-10-21