0001209191-14-060700.txt : 20141001
0001209191-14-060700.hdr.sgml : 20141001
20141001191628
ACCESSION NUMBER: 0001209191-14-060700
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140929
FILED AS OF DATE: 20141001
DATE AS OF CHANGE: 20141001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LDR HOLDING CORP
CENTRAL INDEX KEY: 0001348324
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 203933262
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13785 RESEARCH BOULEVARD
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
BUSINESS PHONE: 512-344-3333
MAIL ADDRESS:
STREET 1: 13785 RESEARCH BOULEVARD
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THP II Affiliates Fund, LLC
CENTRAL INDEX KEY: 0001588086
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 141134342
BUSINESS ADDRESS:
STREET 1: 360 POST STREET
STREET 2: SUITE 601
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 415-765-6980
MAIL ADDRESS:
STREET 1: 360 POST STREET
STREET 2: SUITE 601
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THP Affiliates Fund, LLC
CENTRAL INDEX KEY: 0001588009
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 141134343
BUSINESS ADDRESS:
STREET 1: 360 POST STREET
STREET 2: SUITE 601
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 415-765-6980
MAIL ADDRESS:
STREET 1: 360 POST STREET
STREET 2: SUITE 601
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Telegraph Hill Partners SBIC, L.P.
CENTRAL INDEX KEY: 0001588088
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 141134344
BUSINESS ADDRESS:
STREET 1: 360 POST STREET
STREET 2: SUITE 601
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 415-765-6980
MAIL ADDRESS:
STREET 1: 360 POST STREET
STREET 2: SUITE 601
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TELEGRAPH HILL PARTNERS LP
CENTRAL INDEX KEY: 0001174302
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 141134345
BUSINESS ADDRESS:
STREET 1: 275 POST STREET
STREET 2: SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 415 765 6980
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TELEGRAPH HILL PARTNERS II L P
CENTRAL INDEX KEY: 0001358763
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 141134346
BUSINESS ADDRESS:
STREET 1: 360 POST ST SUITE 601
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
MAIL ADDRESS:
STREET 1: 360 POST ST SUITE 601
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-09-29
0
0001348324
LDR HOLDING CORP
LDRH
0001358763
TELEGRAPH HILL PARTNERS II L P
360 POST STREET
SUITE 601
SAN FRANCISCO
CA
94108
0
0
1
0
0001174302
TELEGRAPH HILL PARTNERS LP
360 POST STREET
SUITE 601
SAN FRANCISCO
CA
94108
0
0
1
0
0001588088
Telegraph Hill Partners SBIC, L.P.
360 POST STREET
SUITE 601
SAN FRANCISCO
CA
94108
0
0
1
0
0001588009
THP Affiliates Fund, LLC
350 POST STREET
SUITE 601
SAN FRANCISCO
CA
94108
0
0
1
0
0001588086
THP II Affiliates Fund, LLC
360 POST STREET
SUITE 601
SAN FRANCISCO
CA
94108
0
0
1
0
Common Stock
2014-09-29
4
S
0
17782
31.54
D
2400309
D
Common Stock
2014-09-30
4
S
0
5437
31.35
D
2394872
D
Common Stock
2014-10-01
4
S
0
167
31.25
D
2394705
D
Common Stock
2014-09-29
4
S
0
481
31.54
D
64980
D
Common Stock
2014-09-30
4
S
0
147
31.35
D
64833
D
Common Stock
2014-10-01
4
S
0
5
31.25
D
64828
D
Common Stock
2014-09-29
4
S
0
2582
31.54
D
348546
D
Common Stock
2014-09-30
4
S
0
789
31.35
D
347757
D
Common Stock
2014-10-01
4
S
0
24
31.25
D
347733
D
Common Stock
2014-09-29
4
S
0
111
31.54
D
14998
D
Common Stock
2014-09-30
4
S
0
34
31.35
D
14964
D
Common Stock
2014-10-01
4
S
0
1
31.25
D
14963
D
Common Stock
2014-09-29
4
S
0
392
31.54
D
52833
D
Common Stock
2014-09-30
4
S
0
120
31.35
D
52713
D
Common Stock
2014-10-01
4
S
0
3
31.25
D
52710
D
The range of prices for the shares of Common Stock is from $31.40 to $31.60. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Shares held directly by Telegraph Hill Partners II, L.P. ("THP II"). Telegraph Hill Partners II Investment Management, LLC ("THP II IM") is the general partner of THP II. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP II IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP II.
The range of prices for the shares of Common Stock is from $31.25 to $31.47. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $31.25 to $31.25. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Shares held directly by Telegraph Hill Partners, L.P. ("THP I"). Telegraph Hill Partners Investment Management, LLC ("THP IM") is the general partner of THP I. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP I.
Shares held directly by Telegraph Hill Partners SBIC, L.P. ("THP SBIC"). Telegraph Hill Partners SBIC, LLC ("THP SBIC, LLC") is the general partner of THP SBIC. Robert Shepler, Dr. Thomas Raffin, J. Matthew Mackowski and Deval Lashkari are the managers of THP SBIC, LLC and may be deemed to have beneficial ownership of the shares held by THP SBIC.
Shares held directly by THP Affiliates Fund, LLC ("THP Affiliates"). Telegraph Hill Partners Investment Management, LLC ("THP IM") the manager of THP Affiliates ("THP Affiliates"). THPMC is the manager of THP IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP Affiliates.
Shares held directly by THP II Affiliates Fund, LLC ("THP II Affiliates"). THP II IM the manager of THP II Affiliates. THPMC is the manager of both THP II IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP II Affiliates.
This Form 4 is one of two Forms 4 being filed by individuals or entities affiliated with Telegraph Hill Partners with respect to the Common Stock of LDR Holding Corporation.
/s/ Robert Shepler for Telegraph Hill Partners LP
/s/Robert Shepler for Telegraph Hill Partners II LP
/s/Robert Shepler for THP Affiliates Fund LLC
/s/Robert Shepler for THP II Affiliates Fund LLC
/s/Robert Shepler for Telegraph Hill Partners SBIC LP
2014-10-01