0001193125-16-687657.txt : 20160822 0001193125-16-687657.hdr.sgml : 20160822 20160822164932 ACCESSION NUMBER: 0001193125-16-687657 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160822 DATE AS OF CHANGE: 20160822 EFFECTIVENESS DATE: 20160822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: A&Q Alternative Fixed-Income Strategies Fund LLC CENTRAL INDEX KEY: 0001174281 IRS NUMBER: 030454045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21117 FILM NUMBER: 161845717 BUSINESS ADDRESS: STREET 1: C/O UBS ALT. AND QUANT. INVESTMENTS LLC STREET 2: 677 WASHINGTON BOULEVARD CITY: STAMFORD STATE: DE ZIP: 06901 BUSINESS PHONE: (203) 719-1850 MAIL ADDRESS: STREET 1: C/O UBS ALT. AND QUANT. INVESTMENTS LLC STREET 2: 677 WASHINGTON BOULEVARD CITY: STAMFORD STATE: DE ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: O'Connor Fund of Funds: Alternative Fixed-Income Strategies LLC DATE OF NAME CHANGE: 20140102 FORMER COMPANY: FORMER CONFORMED NAME: O'Connor Fund of Funds: Long/Short Credit Strategies LLC DATE OF NAME CHANGE: 20110210 FORMER COMPANY: FORMER CONFORMED NAME: UBS CREDIT RECOVERY FUND LLC DATE OF NAME CHANGE: 20070223 N-PX 1 d229859dnpx.htm A&Q ALTERNATIVE FIXED-INCOME STRATEGIES FUND A&Q Alternative Fixed-Income Strategies Fund

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number  811-21117  

A&Q Alternative Fixed-Income Strategy Fund LLC

(Exact name of registrant as specified in charter)

600 Washington Boulevard

                                   Stamford, Connecticut 06901                                  

(Address of principal executive offices) (Zip code)

Michael Kim

UBS Hedge Fund Solutions LLC

600 Washington Boulevard

                                         Stamford, CT 06901                                        

(Name and address of agent for service)

Registrant’s telephone number, including area code:   203-719-1428

Date of fiscal year end:  March 31

Date of reporting period:   July 1, 2015 – June 30, 2016

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


PROXY VOTING RECORD

FOR PERIOD JULY 1, 2015 TO JUNE 30, 2016


                 

Issuer of Portfolio  

Security  

   Exchange  
Ticker  
Symbol  
     CUSIP #     

Shareholder  

Meeting  
Date  

     Summary of Matter Voted On     

Who Proposed  
Matter:  
Issuer/  

Shareholder  

   Whether  
Fund Cast  
Vote on  
Matter  
   Fund’s Vote For or  
Against Proposal, or  
Abstain; For or  
Withhold Regarding  
Election of Directors  
  

Whether Vote  

was For  
or Against  

Management  

   

Black River Fixed Income Relative Value Opportunity Fund Ltd.

   N/A    N/A    1/15/2016    Consent to change of investment adviser to Garda Partners from Black River. Consent to amendments to the offering memorandum and memorandum and articles of association of the fund and master fund.    Issuer    Yes    Consent    Consent
   

Aeolus Property Catastrophe Keystone Fund LP

   N/A    N/A    12/10/2015    Notice of Elective Redemption opportunity.    Issuer    Yes    For    For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant                                A&Q Alternative Fixed-Income Strategy Fund LLC                                        

By (Signature and Title)*       /s/ William Ferri                                                                                                  

                                                William Ferri, Principal Executive Officer

Date    8-22-2016                                                                                                                                                    

*Print the name and title of each signing officer under his or her signature.