0001193125-15-305853.txt : 20150828 0001193125-15-305853.hdr.sgml : 20150828 20150828093236 ACCESSION NUMBER: 0001193125-15-305853 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150828 DATE AS OF CHANGE: 20150828 EFFECTIVENESS DATE: 20150828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: A&Q Alternative Fixed-Income Strategies Fund LLC CENTRAL INDEX KEY: 0001174281 IRS NUMBER: 030454045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21117 FILM NUMBER: 151080262 BUSINESS ADDRESS: STREET 1: C/O UBS ALT. AND QUANT. INVESTMENTS LLC STREET 2: 677 WASHINGTON BOULEVARD CITY: STAMFORD STATE: DE ZIP: 06901 BUSINESS PHONE: (203) 719-1850 MAIL ADDRESS: STREET 1: C/O UBS ALT. AND QUANT. INVESTMENTS LLC STREET 2: 677 WASHINGTON BOULEVARD CITY: STAMFORD STATE: DE ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: O'Connor Fund of Funds: Alternative Fixed-Income Strategies LLC DATE OF NAME CHANGE: 20140102 FORMER COMPANY: FORMER CONFORMED NAME: O'Connor Fund of Funds: Long/Short Credit Strategies LLC DATE OF NAME CHANGE: 20110210 FORMER COMPANY: FORMER CONFORMED NAME: UBS CREDIT RECOVERY FUND LLC DATE OF NAME CHANGE: 20070223 N-PX 1 d58089dnpx.htm A&Q ALTERNATIVE FIXED-INCOME STRATEGIES FUND A&Q Alternative Fixed-Income Strategies Fund

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number  811-21117  

                  A&Q Alternative Fixed-Income Strategy Fund LLC                  

(Exact name of registrant as specified in charter)

677 Washington Boulevard

                                     Stamford, Connecticut 06901                                    

(Address of principal executive offices) (Zip code)

Michael Kim

UBS Alternative and Quantitative Investments LLC

677 Washington Boulevard

                                     Stamford, Connecticut 06901                                    

(Name and address of agent for service)

Registrant’s telephone number, including area code:  203-719-1428

Date of fiscal year end:  December 31

Date of reporting period:  July 1, 2014 – June 30, 2015

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2014 TO JUNE 30, 2015

Issuer of
Portfolio
Security		   Exchange
Ticker
Symbol		   CUSIP
#		   Shareholder
Meeting
Date		   Summary of Matter
Voted On		   Who
Proposed
Matter:
Issuer/
Shareholder		   Whether
Fund
Cast
Vote on
Matter		  

Fund’s
Vote For or
Against
Proposal, or
Abstain;
For or
Withhold
Regarding
Election of
Directors

   Whether Vote
was For or
Against
Management
Brevan Howard Credit Catalysts Fund, L.P.   N/A   N/A   12/15/2014   The fund intends to transition the Investment Management responsibilities from Brevan Howard Credit Catalysts to DW Investment Management LP. An investor who does not consent will be redeemed as of 31st December 2014.   Issuer   Yes   Against   Against
Western Assets Macro Opportunities Direct Feeder Ltd   N/A   N/A   1/1/2015   Consent to recent amendments to Regulation D waiver, Regulation D certification and confidential offering memorandum.   Issuer   Yes   Consent   Consent
400 Capital Credit Opportunities Fund LP   N/A   N/A   4/1/2015   Consent to changes related to the offering memorandum, limited partnership agreement and investment management and services agreement.   Issuer   Yes   Consent   Consent
Citadel Global Fixed Income Fund Ltd.   N/A   N/A   6/30/2015   Notice of Elective Redemption opportunity.   Issuer   Yes   For   For
Hildene Opportunities Offshore Fund, Ltd.   N/A   N/A   7/1/2015   Elective Redemption opportunity.   Issuer   Yes   For full redemption   For full redemption

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant  

A&Q Alternative Fixed-Income Strategy Fund LLC

 

By (Signature and Title)*

       /s/ William Ferri
      William Ferri, Principal Executive Officer

 

Date  

    8/27/2015

 

*Print the name and title of each signing officer under his or her signature.