(Name of Issuer)
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(Title of Class of Securities)
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(CUSIP Number)
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(Date of Event Which Requires Filing of this Statement)
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*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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CUSIP No. 015857105
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
RBC Global Asset Management Inc. (“RBC GAM”)
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|||||
2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨
(b) ¨
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Canada
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Number of
Shares
Beneficially
Owned by each
Reporting
Person With:
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5.
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Sole Voting Power
0
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6.
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Shared Voting Power
13,902,3751
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7.
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Sole Dispositive Power
0
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8.
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Shared Dispositive Power
13,902,3752
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
13,902,375
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐
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11.
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Percent of Class Represented by Amount in Row (9)
5.0%
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12.
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Type of Reporting Person (See Instructions)
FI
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CUSIP No. 015857105
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
RBC Phillips, Hager & North Investment Counsel Inc. (“RBC PHN”)
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|||||
2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨
(b) ¨
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|||||
3.
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SEC Use Only
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|||||
4.
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Citizenship or Place of Organization
Canada
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|||||
Number of
Shares
Beneficially
Owned by each
Reporting
Person With:
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5.
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Sole Voting Power
0
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||
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6.
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Shared Voting Power
13,902,3753
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|||
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7.
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Sole Dispositive Power
0
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|||
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8.
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Shared Dispositive Power
13,902,3754
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|||
9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
13,902,375
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|||||
10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐
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|||||
11.
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Percent of Class Represented by Amount in Row (9)
5.0%
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|||||
12.
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Type of Reporting Person (See Instructions)
FI
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CUSIP No. 015857105
|
1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
RBC Private Counsel (USA) Inc. (“RBC PC”)
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|||||
2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨
(b) ¨
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|||||
3.
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SEC Use Only
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|||||
4.
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Citizenship or Place of Organization
Canada
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|||||
Number of
Shares
Beneficially
Owned by each
Reporting
Person With:
|
|
5.
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Sole Voting Power
0
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||
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6.
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Shared Voting Power
13,902,3755
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|||
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7.
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Sole Dispositive Power
0
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|||
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8.
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Shared Dispositive Power
13,902,3756
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
13,902,375
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|||||
10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐
|
|||||
11.
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Percent of Class Represented by Amount in Row (9)
5.0%
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|||||
12.
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Type of Reporting Person (See Instructions)
IA
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(a) |
Name of Issuer
Algonquin Power & Utilities Corp. |
(b) |
Address of Issuer’s Principal Executive Offices
354 Davis Road
Oakville A6 L6J2X1
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(a) |
Name of Person Filing
1. RBC Global Asset Management Inc. 2. RBC Phillips, Hager & North Investment Counsel Inc.
3. RBC Private Counsel (USA) Inc.
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(b) |
Address of Principal Business Office or, if none, Residence
1. RBC Centre
155 Wellington Street West, Suite 2300
Toronto, Ontario, Canada M5V 3K7
2. RBC Centre
155 Wellington Street West, 17th Floor
Toronto, A6 M5V 3K7
3. 155 Wellington Street West
17th Floor
Toronto A6 M5V 3K7
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(c) |
Citizenship
Canada |
(d) |
Title of Class of Securities
Common Stock |
(e) |
CUSIP Number
015857105 |
Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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£
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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£
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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£
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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£
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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☒
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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£
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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£
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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£
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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£
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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☒
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A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
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(k)
|
£
|
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
|
Item 4. |
Ownership
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(a)
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Amount beneficially owned: See Item 9 of the Cover Page.
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(b)
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Percent of class: See Item 11 of the Cover Page.
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(c)
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Number of shares as to which the person has:
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(i) |
Sole power to vote or to direct the vote
0 |
(ii) |
Shared power to vote or to direct the vote
See Item 9 of the cover pages. |
(iii) |
Sole power to dispose or to direct the disposition of
0 |
(iv) |
Shared power to dispose or to direct the disposition of
See Item 9 of the cover pages. |
Item 5. |
Ownership of Five Percent or Less of a Class
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
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Item 8. |
Identification and Classification of Members of the Group
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Item 9. |
Notice of Dissolution of Group
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Item 10. |
Certification
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RBC GLOBAL ASSET MANAGEMENT INC.
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/s/ Michael Taylor
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Signature
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Michael Taylor/VP Investment Operations
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Name/Title
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RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC.
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/s/ Rob McDonald
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Signature
|
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Rob McDonald / VP, Head of Investments
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Name/Title
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RBC PRIVATE COUNSEL (USA) INC.
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/s/ Rob McDonald
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Signature
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Rob McDonald / VP
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Name/Title
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Exhibit
|
Exhibit
|
A
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Joint Filing Agreement
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RBC GLOBAL ASSET MANAGEMENT INC.
|
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/s/ Michael Taylor
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Signature
|
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Michael Taylor/VP Investment Operations
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Name/Title
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RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC.
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/s/ Rob McDonald
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Signature
|
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Rob McDonald / VP, Head of Investments
|
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Name/Title
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RBC PRIVATE COUNSEL (USA) INC.
|
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/s/ Rob McDonald
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Signature
|
|
Rob McDonald / VP
|
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Name/Title
|