EX-FILING FEES 12 ny20019832x1_ex107.htm FILING FEES TABLE

 

 

Exhibit 107

 

Calculation of Filing Fee Tables

 

Form F-10

(Form Type)

 

Algonquin Power & Utilities Corp.

(Exact Name of Registrant as Specified in its Charter)

 

 Table 1: Newly Registered

 

  Security
Type
Security
Class
Title
Fee
Calculation
or Carry
Forward
Rule
Amount
Registered(1)
Proposed
Maximum
Offering
Price Per
Unit(1)(2)
Maximum
Aggregate
Offering
Price(1)(2)
Fee
Rate
Amount of
Registration
Fee
Newly Registered Securities
Fees to Be Paid Debt Debt Securities(3) Rule 457(o)          
  Other Subscription Receipts(4) Rule 457(o)          
  Equity Preferred Shares(5) Rule 457(o)          
  Equity Common Shares(6) Rule 457(o)          
  Other Warrants(7) Rule 457(o)          
  Other Share Purchase Contracts(8) Rule 457(o)          
  Other Share Purchase or Equity Units(8) Rule 457(o)          
  Other Units(9) Rule 457(o)          
  Unallocated (Universal) Shelf   Rule 457(o)     $4,000,000,000 0.0001476 $590,400
Carry Forward Securities

Carry

Forward

Securities 

N/A N/A N/A N/A   N/A    
  Total Offering Amounts $4,000,000,000   $590,400
  Total Fees Previously Paid    
  Total Fee Offsets     $254,925
  Net Fee Due     $335,475
 

 

 

(1)Any securities registered by this Registration Statement may be sold separately or as units with other securities registered under this Registration Statement. The proposed maximum initial offering price per security will be determined, from time to time, by the Registrant in connection with the sale of the securities under this Registration Statement.

(2)Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(o) under the Securities Act of 1933, as amended.

(3)An indeterminate principal amount of Debt Securities is being registered as may be sold from time to time. Includes Debt Securities which may be purchased by underwriters to cover over-allotments, if any.

(4)An indeterminate number of Subscription Receipts is being registered as from time to time may be issued at indeterminate prices. Each Subscription Receipt will be issued under one or more subscription receipt agreements that the Registrant will enter into with one or more agents. Each Subscription Receipt will entitle the holder thereof to receive upon satisfaction of certain release conditions, and for no additional consideration, Debt Securities, Preferred Shares, Common Shares, Warrants, Share Purchase Contracts or Share Purchase or Equity Units or any combination thereof.

(5)An indeterminate number of Preferred Shares is being registered as from time to time may be issued at indeterminate prices. An indeterminate number of Preferred Shares may also be issued upon settlement of the Share Purchase Contracts or Share Purchase or Equity Units. Includes Preferred Shares which may be purchased by underwriters to cover over-allotments, if any.

(6)An indeterminate number of Common Shares is being registered as from time to time may be issued at indeterminate prices. An indeterminate number of Common Shares may also be issued upon exercise of Warrants or settlement of the Share Purchase Contracts or Share Purchase or Equity Units. Includes Common Shares which may be purchased by underwriters to cover over-allotments, if any. Includes Common Share purchase rights, which rights are attached to, and trade with, the Common Shares. The value attributable to the rights, if any, is reflected in the market price of the Common Shares.

(7)An indeterminate number of Warrants is being registered as from time to time may be issued at indeterminate prices. Includes Warrants which may be purchased by underwriters to cover over-allotments, if any.

(8)Each Share Purchase or Equity Unit consists of (i) a Share Purchase Contract, under which the holder, upon settlement, will purchase an indeterminate number of Preferred Shares or Common Shares, and (ii) Debt Securities or debt obligations of third parties, including U.S. Treasury securities, or a beneficial interest therein. Each Debt Security or beneficial interest therein may be pledged to secure the obligation of such holder to purchase such Preferred Shares or Common Shares. No separate consideration will be received for the Share Purchase Contracts or the related Debt Securities or beneficial interests therein.

(9)An indeterminate number of Units is being registered as from time to time may be issued at indeterminate prices. Any securities registered hereunder may be sold separately or as units with other securities registered hereunder.

 

Table 2: Fee Offset Claims and Sources

 

  Registrant
or Filer
Name
Form
or
Filing Type
File
Number
Initial
Filing
Date
Filing
Date
Fee Offset
Claimed
Security
Type
Associated
with Fee
Offset
Claimed
Security
Title
Associated
with Fee
Offset
Claimed
Unsold
Securities
Associated
with Fee
Offset
Claimed
Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset
Claimed
Fee Paid
with Fee
Offset
Source
Rule 457(p)

Fee Offset

Claims

Algonquin Power & Utilities Corp. F-10 333-261010 November 12, 2021   $254,925 Unallocated (Universal) Shelf(1) Unallocated (Universal) Shelf(1) $2,750,000,000 $2,750,000,000  

Fees Offset

Sources

Algonquin Power & Utilities Corp. F-10 333-261010   November 18, 2021           $370,800

 

 

(1)The Registrant registered under the registration statement on Form F-10 (no. 333-261010), initially filed on November 12, 2021 (as amended, the “2021 Registration Statement”), such indeterminate number of Debt Securities, Subscription Receipts, Preferred Shares, Common Shares, Warrants, Share Purchase Contracts, Share Purchase or Equity Units and Units of the Registrant as shall have an aggregate offering price not to exceed US$4.0 billion.

(2)The Registrant previously paid US$370,800 in registration fees with respect to the 2021 Registration Statement, pertaining to the registration of US$4.0 billion of securities of the Registrant. The Registrant has completed all offerings pursuant to the 2021 Registration Statement and US$2.75 billion of the securities registered thereunder remains unutilized. Therefore, available for future registration fees pursuant to Rule 457(p) under the Securities Act of 1933, as amended. As the total filing fee required for this Registration Statement is US$590,400, taking into consideration the available offset of US$254,925 from the 2021 Registration Statement, the total net due is US$335,475 for this Registration Statement.