0001499416-15-000034.txt : 20150520 0001499416-15-000034.hdr.sgml : 20150520 20150520174215 ACCESSION NUMBER: 0001499416-15-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150518 FILED AS OF DATE: 20150520 DATE AS OF CHANGE: 20150520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARUBA NETWORKS, INC. CENTRAL INDEX KEY: 0001173752 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 020579097 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1344 CROSSMAN AVE. CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-227-4500 MAIL ADDRESS: STREET 1: 1344 CROSSMAN AVE. CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ARUBA NETWORKS INC DATE OF NAME CHANGE: 20020518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orr Dominic P CENTRAL INDEX KEY: 0001393400 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33347 FILM NUMBER: 15880671 MAIL ADDRESS: STREET 1: ARUBA NETWORKS, INC. STREET 2: 1322 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-05-18 1 0001173752 ARUBA NETWORKS, INC. ARUN 0001393400 Orr Dominic P 1344 CROSSMAN AVENUE SUNNYVALE CA 94089 1 1 0 0 President & C.E.O Common Stock 2015-05-18 4 D 0 125000.0 D 0 D Common Stock 2015-05-18 4 D 0 152350.0 D 0 I by Corporation Common Stock 2015-05-18 4 D 0 1050000.0 D 0 I by Foundation Common Stock 2015-05-18 4 D 0 193417.0 D 0 I by Trust Non-Qualified Stock Option (right to buy) 2.25 2015-05-18 4 D 0 1839443.0 D 2007-04-18 2016-04-17 Common Stock 1839443 0 D Non-Qualified Stock Option (right to buy) 7.58 2015-05-18 4 D 0 600000.0 D 2016-06-11 Common Stock 600000 0 D Non-Qualified Stock Option (right to buy) 24.53 2015-05-18 4 D 0 150000.0 D 2018-10-13 Common Stock 150000 0 D 31,250 shares were disposed of at the effective time of the merger of a subsidiary of Hewlett-Packard Company ("Hewlett-Packard") with and into the Issuer ("Merger") pursuant to the Agreement and Plan of Merger, dated as of March 2, 2015, by and among Hewlett-Packard Company, Aspen Acquisition Sub, Inc. and the Issuer (the "Merger Agreement") in exchange for $24.67 per share, without interest, and subject to deduction for any applicable withholding taxes (the "Merger Consideration"). 93,750 shares consist of restricted stock units that remain subject to time-based vesting and forfeiture conditions and were converted into such number of restricted stock units of Hewlett-Packard determined by multiplying the number of unvested restricted stock units the Exchange Ratio, as defined below, rounded down to the nearest whole share and pursuant to the terms and conditions of the Merger Agreement. 152,350 shares were disposed of at the effective time of the Merger in exchange for the Merger Consideration, as defined above. 1,050,000 shares were disposed of at the effective time of the Merger in exchange for the Merger Consideration, as defined above. 193,417 shares were disposed of at the effective time of the Merger in exchange for the Merger Consideration, as defined above. 1,839,443 of the shares underlying the stock option became fully vested as of April 4, 2010, and were canceled in the Merger in exchange for a cash payment, representing the excess of the Merger Consideration over the exercise price of the option multiplied by the number of vested shares of Issuer common stock underlying the stock option. This is not a reportable field. 600,000 of the shares underlying the stock option became fully vested as of June 12, 2013, and were canceled in the Merger in exchange for a cash payment, representing the excess of the Merger Consideration over the exercise price of the option multiplied by the number of vested shares of Issuer common stock underlying the stock option. 138,281 of the shares underlying the stock option became fully vested and were canceled in the Merger in exchange for a cash payment,representing the excess of the Merger Consideration over the exercise price of the option multiplied by the number of vested shares of Issuer common stock underlying the stock option. 11,719 of the shares underlying the stock option remain subject to vesting and forfeiture conditions and were converted into an option to purchase such number of shares of Hewlett-Packard common stock determined by multiplying the number of unvested shares of Issuer common stock underlying the stock option by a fraction, of which the numerator is equal to the Merger Consideration and the denominator is equal to the average closing price of a share of Hewlett-Packard common stock on the New York Stock Exchange for 5 consecutive trading days immediately preceding (but not including) the closing date (the "Exchange Ratio"), rounded down to the nearest whole share and pursuant t By: Carmen Elliott, Attorney in Fact For: Dominic P. Orr 2015-05-20