SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RANKIN THOMAS T

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	12/15/2021		J⁽¹⁾		25,324	D	$0	0	I	proportionate interest in shares held in RA1
Class A Common Stock	12/15/2021		J⁽¹⁾		14,343	D	$0	0	I	Spouses proportionate interest in shares held by RA1⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		31,669	D	$0	0	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	12/15/2021		J⁽¹⁾		1,843	D	$0	0	I	spouse's proportionate limited partnership interest in shares held by RA II LP⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		19	D	$0	0	I	proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stock	12/15/2021		J⁽¹⁾		65,824	D	$0	0	I	Spouse's proportionate limited partnership interest held in shares of RA IV⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		1,057	D	$0	0	I	Proportionate Interest in shares held by RA5
Class A Common Stock	12/15/2021		J⁽¹⁾		377	D	$0	0	I	Spouse's proportionate interests held in shares in Rankin Associates V⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		635	D	$0	0	I	Spouse's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		292	D	$0	0	I	Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock	12/15/2021		J⁽¹⁾		1,975	D	$0	0	I	Proportionate interest in shares in Rankin Associates II held in RMI
Class A Common Stock	12/15/2021		J⁽¹⁾		80	D	$0	0	I	Proportionate interest in shares held by RA5 held by RMI
Class A Common Stock	12/15/2021		J⁽¹⁾		100	D	$0	0	I	Proportionate interest in shares held by RA6 held by RMI
Class A Common Stock	12/15/2021		J⁽³⁾		3,222	A	$0	14,733	I	Held by Spouse⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		41,931	D	$0	0	I	Serves as Trustee of GSTs for the benefit of James Rankin⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		41,931	D	$0	0	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		41,931	D	$0	0	I	Serves as trustee of GSTs for the benefit of Thomas P. Rankin⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		8,228	D	$0	0	I	Serves as trustee of BTR 2020 GST trust fbo James Rankin⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		8,228	D	$0	0	I	Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		8,228	D	$0	0	I	Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		7	A	$0	14	D
Class A Common Stock	12/15/2021		J⁽³⁾		145,912	A	$0	299,948	I	Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		25,324		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	25,324	$0	70,624	I	Proportionate interest in shares held in RA1
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		14,343		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	14,343	$0	40,000	I	Spouses proportionate interest in shares held by RA1⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		31,669		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	31,669	$0	63,338	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		1,843		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,843	$0	3,686	I	spouse's proportionate limited partnership interest in shares held by RA II LP⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		19		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	19	$0	50	I	proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class B Common Stock	⁽⁵⁾	12/15/2021		J⁽¹⁾		65,824		⁽⁶⁾	⁽⁷⁾	Class A Common Stock	65,824	$0	170,110	I	Spouse's proportionate limited partnership interest held in shares of RA IV⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		1,057		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,057	$0	1,057	I	Proportionate Interest in shares held by RA5
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		377		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	377	$0	377	I	Spouse's proportionate interests held in shares in Rankin Associates V⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		635		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	635	$0	635	I	Spouse's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		292		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	292	$0	292	I	Reporting person's proportionate interest in shares held in Rankin Associates VI
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		1,975		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,975	$0	3,950	I	Proportionate interest in shares in Rankin Associates II held in RMI
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		80		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	80	$0	80	I	Proportionate interest in shares held by RA5 held by RMI
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		100		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	100	$0	100	I	Proportionate interest in shares held by RA6 held by RMI
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			3,222	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	3,222	$0	0	I	Held by Spouse⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		41,931		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	41,931	$0	54,029	I	Serves as Trustee of the GSTs for the benefit of James Rankin⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		41,931		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	41,931	$0	54,029	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		41,931		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	41,931	$0	54,029	I	Serves as trustee of GSTs for the benefit of T. Parker Rankin⁽²⁾
Class B Common Stock	⁽⁸⁾	12/15/2021		J⁽¹⁾		8,228		⁽⁹⁾	⁽¹⁰⁾	Class A Common Stock	8,228	$0	20,160	I	Serves as trustee of BTR 2020 GST trust fbo James Rankin⁽²⁾
Class B Common Stock	⁽¹¹⁾	12/15/2021		J⁽¹⁾		8,228		⁽¹²⁾	⁽¹³⁾	Class A Common Stock	8,228	$0	20,160	I	Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin⁽²⁾
Class B Common Stock	⁽¹⁴⁾	12/15/2021		J⁽¹⁾		8,228		⁽¹⁵⁾	⁽¹⁶⁾	Class A Common Stock	8,228	$0	20,160	I	Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			7	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	7	$0	0	D
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			145,912	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	145,912	$0	0	I	Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin

Explanation of Responses:

1. Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

2. Reporting Person disclaims beneficial ownership of all such shares.

3. Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

4. N/A

5. N/A

6. N/A

7. N/A

8. N/A

9. N/A

10. N/A

11. N/A

12. N/A

13. N/A

14. N/A

15. N/A

16. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	12/16/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.