0001127602-21-031368.txt : 20211217 0001127602-21-031368.hdr.sgml : 20211217 20211217161647 ACCESSION NUMBER: 0001127602-21-031368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211215 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CLAIBORNE R CENTRAL INDEX KEY: 0001247952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 211501780 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-12-15 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247952 RANKIN CLAIBORNE R 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 1 Member of a Group Class A Common Stock 2021-12-15 4 J 0 14567 0 D 0 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class A Common Stock 2021-12-15 4 J 0 35857 0 D 0 I Spouse's proportionate interests in shares held by Rankin Associates I. Class A Common Stock 2021-12-15 4 J 0 32571 0 D 0 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2021-12-15 4 J 0 1978 0 D 0 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP Class A Common Stock 2021-12-15 4 J 0 19 0 D 0 I Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner Class A Common Stock 2021-12-15 4 J 0 451 0 D 0 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class A Common Stock 2021-12-15 4 J 0 65373 0 D 0 I Spouse's proportionate limited partnership interest held in shares of RA IV Class A Common Stock 2021-12-15 4 J 0 155 0 D 0 I Interest in Shares held by Rankin Associates V Class A Common Stock 2021-12-15 4 J 0 377 0 D 0 I Spouse's proportionate interests held in shares in Rankin Associates V Class A Common Stock 2021-12-15 4 J 0 635 0 D 0 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2021-12-15 4 J 0 8227 0 D 0 I Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach Class A Common Stock 2021-12-15 4 J 0 292 0 D 0 I Proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2021-12-15 4 J 0 8227 0 D 0 I Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. Class A Common Stock 2021-12-15 4 J 0 80 0 D 0 I interest in shares held by RAV held by Rankin Management, Inc. ("RMI") Class A Common Stock 2021-12-15 4 J 0 100 0 D 0 I Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") Class A Common Stock 2021-12-15 4 J 0 8228 0 D 0 I Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers Class A Common Stock 2021-12-15 4 J 0 2783 0 A 6957 I Held in trust fbo Reporting Person's spouse. Class A Common Stock 2021-12-15 4 J 0 1975 0 D 0 I Proportionate interest in shares held by Rankin Management, Inc. ("RMI") Class A Common Stock 2021-12-15 4 J 0 123760 0 A 262289 I Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin Class A Common Stock 2021-12-15 4 J 0 41932 0 D 0 I Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach Class A Common Stock 2021-12-15 4 J 0 41932 0 D 0 I Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. Class A Common Stock 2021-12-15 4 J 0 41932 0 D 188 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers Class B Common Stock 2021-12-15 4 J 0 14567 0 A Class A Common Stock 14567 40624 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class B Common Stock 2021-12-15 4 J 0 35857 0 A Class A Common Stock 35857 100000 I spouses proportionate LP interst in shares held in RA1 Class B Common Stock 2021-12-15 4 J 0 32571 0 A Class A Common Stock 32571 65142 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2021-12-15 4 J 0 1978 0 A Class A Common Stock 1978 3956 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP Class B Common Stock 2021-12-15 4 J 0 19 0 A Class A Common Stock 19 50 I Proportionate general partnership interest in shares held in RAIV Class B Common Stock 2021-12-15 4 J 0 451 0 A Class A Common Stock 451 1165 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class B Common Stock 2021-12-15 4 J 0 65373 0 A Class A Common Stock 65373 168945 I Spouse's proportionate interest held in shares in RA IV Class B Common Stock 2021-12-15 4 J 0 155 0 A Class A Common Stock 155 155 I Interest in Shares held by Rankin Associates V Class B Common Stock 2021-12-15 4 J 0 377 0 A Class A Common Stock 377 377 I Spouse's proportionate interests held in shares in Rankin Associates V Class B Common Stock 2021-12-15 4 J 0 635 0 A Class A Common Stock 635 635 I Spouse's proportionate interest in shares held by Rankin Associates VI Class B Common Stock 2021-12-15 4 J 0 8227 0 A Class A Common Stock 8227 20159 I Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach Class B Common Stock 2021-12-15 4 J 0 292 0 A Class A Common Stock 292 292 I Proportionate interest in shares held by Rankin Associates VI Class B Common Stock 2021-12-15 4 J 0 8227 0 A Class A Common Stock 8227 20159 I Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr Class B Common Stock 2021-12-15 4 J 0 80 0 A Class A Common Stock 80 80 I Interest in shares held by RAV held by Rankin Management, Inc. ("RMI") Class B Common Stock 2021-12-15 4 J 0 100 0 A Class A Common Stock 100 100 I Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") Class B Common Stock 2021-12-15 4 J 0 8228 0 A Class A Common Stock 8228 20160 I Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers Class B Common Stock 2021-12-15 4 J 0 2783 0 D Class A Common Stock 2783 0 I Trustee of a Trust for the benefit of Chloe O. Rankin. Class B Common Stock 2021-12-15 4 J 0 1975 0 A Class A Common Stock 1975 3950 I proportionate interest in shares held by Rankin Management, Inc. ("RMI") Class B Common Stock 2021-12-15 4 J 0 123760 0 D Class A Common Stock 123760 0 I Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin Class B Common Stock 2021-12-15 4 J 0 41932 0 A Class A Common Stock 41932 54030 I Serves as Trustee of GSTs for the benefit of Chloe Seelbach Class B Common Stock 2021-12-15 4 J 0 41932 0 A Class A Common Stock 41932 54030 I Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr. Class B Common Stock 2021-12-15 4 J 0 41932 0 A Class A Common Stock 41932 54030 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended. Reporting Person disclaims beneficial ownership of all such shares. Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended. N/A proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A /s/ Suzanne S. Taylor, attorney-in-fact 2021-12-17