0001127602-21-031368.txt : 20211217
0001127602-21-031368.hdr.sgml : 20211217
20211217161647
ACCESSION NUMBER: 0001127602-21-031368
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211215
FILED AS OF DATE: 20211217
DATE AS OF CHANGE: 20211217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN CLAIBORNE R
CENTRAL INDEX KEY: 0001247952
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54799
FILM NUMBER: 211501780
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC.
CENTRAL INDEX KEY: 0001173514
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 311637659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
FORMER COMPANY:
FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC.
DATE OF NAME CHANGE: 20120628
FORMER COMPANY:
FORMER CONFORMED NAME: NMHG HOLDING CO
DATE OF NAME CHANGE: 20020515
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-12-15
0001173514
HYSTER-YALE MATERIALS HANDLING, INC.
HY
0001247952
RANKIN CLAIBORNE R
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS
OH
44124
1
1
Member of a Group
Class A Common Stock
2021-12-15
4
J
0
14567
0
D
0
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock
2021-12-15
4
J
0
35857
0
D
0
I
Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock
2021-12-15
4
J
0
32571
0
D
0
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
2021-12-15
4
J
0
1978
0
D
0
I
spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP
Class A Common Stock
2021-12-15
4
J
0
19
0
D
0
I
Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
Class A Common Stock
2021-12-15
4
J
0
451
0
D
0
I
proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock
2021-12-15
4
J
0
65373
0
D
0
I
Spouse's proportionate limited partnership interest held in shares of RA IV
Class A Common Stock
2021-12-15
4
J
0
155
0
D
0
I
Interest in Shares held by Rankin Associates V
Class A Common Stock
2021-12-15
4
J
0
377
0
D
0
I
Spouse's proportionate interests held in shares in Rankin Associates V
Class A Common Stock
2021-12-15
4
J
0
635
0
D
0
I
Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2021-12-15
4
J
0
8227
0
D
0
I
Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach
Class A Common Stock
2021-12-15
4
J
0
292
0
D
0
I
Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2021-12-15
4
J
0
8227
0
D
0
I
Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr.
Class A Common Stock
2021-12-15
4
J
0
80
0
D
0
I
interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class A Common Stock
2021-12-15
4
J
0
100
0
D
0
I
Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class A Common Stock
2021-12-15
4
J
0
8228
0
D
0
I
Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers
Class A Common Stock
2021-12-15
4
J
0
2783
0
A
6957
I
Held in trust fbo Reporting Person's spouse.
Class A Common Stock
2021-12-15
4
J
0
1975
0
D
0
I
Proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class A Common Stock
2021-12-15
4
J
0
123760
0
A
262289
I
Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock
2021-12-15
4
J
0
41932
0
D
0
I
Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock
2021-12-15
4
J
0
41932
0
D
0
I
Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock
2021-12-15
4
J
0
41932
0
D
188
I
Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class B Common Stock
2021-12-15
4
J
0
14567
0
A
Class A Common Stock
14567
40624
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock
2021-12-15
4
J
0
35857
0
A
Class A Common Stock
35857
100000
I
spouses proportionate LP interst in shares held in RA1
Class B Common Stock
2021-12-15
4
J
0
32571
0
A
Class A Common Stock
32571
65142
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
2021-12-15
4
J
0
1978
0
A
Class A Common Stock
1978
3956
I
spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP
Class B Common Stock
2021-12-15
4
J
0
19
0
A
Class A Common Stock
19
50
I
Proportionate general partnership interest in shares held in RAIV
Class B Common Stock
2021-12-15
4
J
0
451
0
A
Class A Common Stock
451
1165
I
proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock
2021-12-15
4
J
0
65373
0
A
Class A Common Stock
65373
168945
I
Spouse's proportionate interest held in shares in RA IV
Class B Common Stock
2021-12-15
4
J
0
155
0
A
Class A Common Stock
155
155
I
Interest in Shares held by Rankin Associates V
Class B Common Stock
2021-12-15
4
J
0
377
0
A
Class A Common Stock
377
377
I
Spouse's proportionate interests held in shares in Rankin Associates V
Class B Common Stock
2021-12-15
4
J
0
635
0
A
Class A Common Stock
635
635
I
Spouse's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock
2021-12-15
4
J
0
8227
0
A
Class A Common Stock
8227
20159
I
Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach
Class B Common Stock
2021-12-15
4
J
0
292
0
A
Class A Common Stock
292
292
I
Proportionate interest in shares held by Rankin Associates VI
Class B Common Stock
2021-12-15
4
J
0
8227
0
A
Class A Common Stock
8227
20159
I
Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr
Class B Common Stock
2021-12-15
4
J
0
80
0
A
Class A Common Stock
80
80
I
Interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class B Common Stock
2021-12-15
4
J
0
100
0
A
Class A Common Stock
100
100
I
Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class B Common Stock
2021-12-15
4
J
0
8228
0
A
Class A Common Stock
8228
20160
I
Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers
Class B Common Stock
2021-12-15
4
J
0
2783
0
D
Class A Common Stock
2783
0
I
Trustee of a Trust for the benefit of Chloe O. Rankin.
Class B Common Stock
2021-12-15
4
J
0
1975
0
A
Class A Common Stock
1975
3950
I
proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class B Common Stock
2021-12-15
4
J
0
123760
0
D
Class A Common Stock
123760
0
I
Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class B Common Stock
2021-12-15
4
J
0
41932
0
A
Class A Common Stock
41932
54030
I
Serves as Trustee of GSTs for the benefit of Chloe Seelbach
Class B Common Stock
2021-12-15
4
J
0
41932
0
A
Class A Common Stock
41932
54030
I
Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr.
Class B Common Stock
2021-12-15
4
J
0
41932
0
A
Class A Common Stock
41932
54030
I
Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
Reporting Person disclaims beneficial ownership of all such shares.
Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
N/A
proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
/s/ Suzanne S. Taylor, attorney-in-fact
2021-12-17