0001127602-21-031314.txt : 20211217 0001127602-21-031314.hdr.sgml : 20211217 20211217151338 ACCESSION NUMBER: 0001127602-21-031314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211215 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER JOHN C JR CENTRAL INDEX KEY: 0001247860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 211501197 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-12-15 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247860 BUTLER JOHN C JR 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2021-12-15 4 J 0 18761 0 D 0 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P Class A Common Stock 2021-12-15 4 J 0 8228 0 D 0 I Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler Class A Common Stock 2021-12-15 4 J 0 4825 0 D 0 I Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler Class A Common Stock 2021-12-15 4 J 0 4825 0 D 0 I Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler Class A Common Stock 2021-12-15 4 J 0 9052 0 D 0 I Child's trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 2021-12-15 4 J 0 9208 0 D 0 I Child's trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 2021-12-15 4 J 0 32912 0 D 0 I Spouse's proportionate limited partnership interest in shares held by RAIV Class A Class A Common Stock 2021-12-15 4 J 0 461 0 D 0 I child's proportionate interests held in shares in Rankin Associates V Class A Common Stock 2021-12-15 4 J 0 461 0 D 0 I child's proportionate interests held in shares in Rankin Associates V Class A Common Stock 2021-12-15 4 J 0 146 0 D 0 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2021-12-15 4 J 0 634 0 D 0 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2021-12-15 4 J 0 634 0 D 0 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2021-12-15 4 J 0 527 0 D 1216 I child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2021-12-15 4 J 0 527 0 D 1216 I child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2021-12-15 4 J 0 26624 0 D 165124 I Spouse's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2021-12-15 4 J 0 3683 0 A 8196 I Reporting Person is trustee of Trust fbo child. Class A Common Stock 2021-12-15 4 J 0 3527 0 A 7884 I Reporting Person is trustee of Trust fbo child. Class A Common Stock 2021-12-15 4 J 0 17262 0 A 50387 I Held in trust fbo Reporting Person. Class A Common Stock 2021-12-15 4 J 0 58586 0 A 179314 I Held by Trust for the benefit of Reporting Person's Spouse Class A Common Stock 2800 I Held in an Individual Retirement Account for the benefit of the Reporting Person Class B Common Stock 2021-12-15 4 J 0 18761 0 A Class A Common Stock 18761 52321 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P Class B Common Stock 2021-12-15 4 J 0 8228 0 A Class A Common Stock 8228 20160 I Spouse is Trustee of BTR 2020 GST trust fbo Helen Butler Class B Common Stock 2021-12-15 4 J 0 4825 0 A Class A Common Stock 4825 8880 I Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler Class B Common Stock 2021-12-15 4 J 0 4825 0 A Class A Common Stock 4825 8879 I Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler Class B Common Stock 2021-12-15 4 J 0 9052 0 A Class A Common Stock 9052 18104 I Child's trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock 2021-12-15 4 J 0 9208 0 A Class A Common Stock 9208 18416 I Child's trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock 2021-12-15 4 J 0 32912 0 A Class A Common Stock 32912 85056 I spouse's proportionate limited partnership interest in shared held by RAIV Class B Class B Common Stock 2021-12-15 4 J 0 461 0 A Class A Common Stock 461 461 I Represents percentage of ownership interest of Rankin Associates V partnership held in trust Class B Common Stock 2021-12-15 4 J 0 461 0 A Class A Common Stock 461 461 I child's proportionate interests held in shares in Rankin Associates V Class B Common Stock 2021-12-15 4 J 0 146 0 A Class A Common Stock 146 146 I Spouse's proportionate interest in shares held by Rankin Associates VI Class B Common Stock 2021-12-15 4 J 0 634 0 A Class A Common Stock 634 634 I Child's proportionate interest in shares held by Rankin Associates VI Class B Common Stock 2021-12-15 4 J 0 634 0 A Class A Common Stock 634 634 I Child's proportionate interest in shares held by Rankin Associates VI Class B Common Stock 2021-12-15 4 J 0 527 0 A Class A Common Stock 527 2560 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock 2021-12-15 4 J 0 527 0 A Class A Common Stock 527 2560 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock 2021-12-15 4 J 0 26624 0 A Class A Common Stock 26624 129223 I Spouse's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock 2021-12-15 4 J 0 3683 0 D Class A Common Stock 3683 0 I Reporting Person is trustee of Trust fbo child. Class B Common Stock 2021-12-15 4 J 0 3527 0 D Class A Common Stock 3527 0 I Reporting Person is trustee of Trust fbo child. Class B Common Stock 2021-12-15 4 J 0 17262 0 D Class A Common Stock 17262 0 I Held in trust fbo Reporting Person. Class B Common Stock 2021-12-15 4 J 0 58586 0 D Class A Common Stock 58586 0 I Held by Trust for the benefit of Reporting Person's Spouse Class B Common Stock Class A Common Stock 2800 2800 I Held in an Individual Retirement Account for the benefit of the Reporting Person Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person disclaims beneficial ownership of all such shares. Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended. N/A N/A N/A N/A N/A N/A N/A Reporting Person disclaims beneficial ownership of all such shares. N/A N/A N/A Reporting Person disclaims beneficial ownership of all such shares. /s/ Suzanne S. Taylor, attorney-in-fact 2021-12-17