0001127602-21-031314.txt : 20211217
0001127602-21-031314.hdr.sgml : 20211217
20211217151338
ACCESSION NUMBER: 0001127602-21-031314
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211215
FILED AS OF DATE: 20211217
DATE AS OF CHANGE: 20211217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTLER JOHN C JR
CENTRAL INDEX KEY: 0001247860
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54799
FILM NUMBER: 211501197
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC.
CENTRAL INDEX KEY: 0001173514
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 311637659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
FORMER COMPANY:
FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC.
DATE OF NAME CHANGE: 20120628
FORMER COMPANY:
FORMER CONFORMED NAME: NMHG HOLDING CO
DATE OF NAME CHANGE: 20020515
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-12-15
0001173514
HYSTER-YALE MATERIALS HANDLING, INC.
HY
0001247860
BUTLER JOHN C JR
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS
OH
44124
1
Member of a Group
Class A Common Stock
2021-12-15
4
J
0
18761
0
D
0
I
spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P
Class A Common Stock
2021-12-15
4
J
0
8228
0
D
0
I
Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler
Class A Common Stock
2021-12-15
4
J
0
4825
0
D
0
I
Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler
Class A Common Stock
2021-12-15
4
J
0
4825
0
D
0
I
Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler
Class A Common Stock
2021-12-15
4
J
0
9052
0
D
0
I
Child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock
2021-12-15
4
J
0
9208
0
D
0
I
Child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock
2021-12-15
4
J
0
32912
0
D
0
I
Spouse's proportionate limited partnership interest in shares held by RAIV Class A
Class A Common Stock
2021-12-15
4
J
0
461
0
D
0
I
child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock
2021-12-15
4
J
0
461
0
D
0
I
child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock
2021-12-15
4
J
0
146
0
D
0
I
Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2021-12-15
4
J
0
634
0
D
0
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2021-12-15
4
J
0
634
0
D
0
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2021-12-15
4
J
0
527
0
D
1216
I
child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
2021-12-15
4
J
0
527
0
D
1216
I
child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
2021-12-15
4
J
0
26624
0
D
165124
I
Spouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
2021-12-15
4
J
0
3683
0
A
8196
I
Reporting Person is trustee of Trust fbo child.
Class A Common Stock
2021-12-15
4
J
0
3527
0
A
7884
I
Reporting Person is trustee of Trust fbo child.
Class A Common Stock
2021-12-15
4
J
0
17262
0
A
50387
I
Held in trust fbo Reporting Person.
Class A Common Stock
2021-12-15
4
J
0
58586
0
A
179314
I
Held by Trust for the benefit of Reporting Person's Spouse
Class A Common Stock
2800
I
Held in an Individual Retirement Account for the benefit of the Reporting Person
Class B Common Stock
2021-12-15
4
J
0
18761
0
A
Class A Common Stock
18761
52321
I
spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P
Class B Common Stock
2021-12-15
4
J
0
8228
0
A
Class A Common Stock
8228
20160
I
Spouse is Trustee of BTR 2020 GST trust fbo Helen Butler
Class B Common Stock
2021-12-15
4
J
0
4825
0
A
Class A Common Stock
4825
8880
I
Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler
Class B Common Stock
2021-12-15
4
J
0
4825
0
A
Class A Common Stock
4825
8879
I
Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler
Class B Common Stock
2021-12-15
4
J
0
9052
0
A
Class A Common Stock
9052
18104
I
Child's trust?s proportionate interests in shares held by Rankin Associates II.
Class B Common Stock
2021-12-15
4
J
0
9208
0
A
Class A Common Stock
9208
18416
I
Child's trust?s proportionate interests in shares held by Rankin Associates II.
Class B Common Stock
2021-12-15
4
J
0
32912
0
A
Class A Common Stock
32912
85056
I
spouse's proportionate limited partnership interest in shared held by RAIV Class B
Class B Common Stock
2021-12-15
4
J
0
461
0
A
Class A Common Stock
461
461
I
Represents percentage of ownership interest of Rankin Associates V partnership held in trust
Class B Common Stock
2021-12-15
4
J
0
461
0
A
Class A Common Stock
461
461
I
child's proportionate interests held in shares in Rankin Associates V
Class B Common Stock
2021-12-15
4
J
0
146
0
A
Class A Common Stock
146
146
I
Spouse's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock
2021-12-15
4
J
0
634
0
A
Class A Common Stock
634
634
I
Child's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock
2021-12-15
4
J
0
634
0
A
Class A Common Stock
634
634
I
Child's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock
2021-12-15
4
J
0
527
0
A
Class A Common Stock
527
2560
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
2021-12-15
4
J
0
527
0
A
Class A Common Stock
527
2560
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
2021-12-15
4
J
0
26624
0
A
Class A Common Stock
26624
129223
I
Spouse's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
2021-12-15
4
J
0
3683
0
D
Class A Common Stock
3683
0
I
Reporting Person is trustee of Trust fbo child.
Class B Common Stock
2021-12-15
4
J
0
3527
0
D
Class A Common Stock
3527
0
I
Reporting Person is trustee of Trust fbo child.
Class B Common Stock
2021-12-15
4
J
0
17262
0
D
Class A Common Stock
17262
0
I
Held in trust fbo Reporting Person.
Class B Common Stock
2021-12-15
4
J
0
58586
0
D
Class A Common Stock
58586
0
I
Held by Trust for the benefit of Reporting Person's Spouse
Class B Common Stock
Class A Common Stock
2800
2800
I
Held in an Individual Retirement Account for the benefit of the Reporting Person
Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person disclaims beneficial ownership of all such shares.
Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Reporting Person disclaims beneficial ownership of all such shares.
N/A
N/A
N/A
Reporting Person disclaims beneficial ownership of all such shares.
/s/ Suzanne S. Taylor, attorney-in-fact
2021-12-17