0001127602-21-031313.txt : 20211217 0001127602-21-031313.hdr.sgml : 20211217 20211217151210 ACCESSION NUMBER: 0001127602-21-031313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211215 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER HELEN RANKIN CENTRAL INDEX KEY: 0001247868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 211501190 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-12-15 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247868 BUTLER HELEN RANKIN 5875 LANDERBROOK DRIVE, SUITE 300 MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2021-12-15 4 J 0 18761 0 D 0 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class A Common Stock 2021-12-15 4 J 0 8228 0 D 0 I Serves as Trustee of BTR 2020 GST trust fbo Helen Butler Class A Common Stock 2021-12-15 4 J 0 4825 0 D 0 I Serves as Trustee of JCB 2020 GST trust fbo Griffin Butler Class A Common Stock 2021-12-15 4 J 0 4825 0 D 0 I Serves as Trustee of JCB 2020 GST trust fbo Clara Butler Class A Common Stock 2021-12-15 4 J 0 9052 0 D 0 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2021-12-15 4 J 0 9208 0 D 0 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2021-12-15 4 J 0 32912 0 D 0 I proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. Class A Common Stock 2021-12-15 4 J 0 461 0 D 0 I child's proportionate interests held in shares in Rankin Associates V Class A Common Stock 2021-12-15 4 J 0 461 0 D 0 I child's proportionate interests held in shares in Rankin Associates V Class A Common Stock 2021-12-15 4 J 0 146 0 D 0 I Reporting person's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2021-12-15 4 J 0 634 0 D 0 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2021-12-15 4 J 0 634 0 D 0 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2021-12-15 4 J 0 527 0 D 1216 I Child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2021-12-15 4 J 0 527 0 D 1216 I Child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2021-12-15 4 J 0 26624 0 D 165124 I proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2021-12-15 4 J 0 17262 0 A 50387 I spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. Class A Common Stock 2021-12-15 4 J 0 3683 0 A 8196 I held in Trust for the benefit of Reporting Person's child Class A Common Stock 2021-12-15 4 J 0 3527 0 A 7884 I held in trust for the benefit of Reporting Person's child Class A Common Stock 2021-12-15 4 J 0 58586 0 A 179314 I held by Trust for the benefit of Reporting Person Class A Common Stock 2800 I Individual Retirement Account for the benefit of the Reporting Person's spouse Class B Common Stock 2021-12-15 4 J 0 18761 0 A Class A Common Stock 18761 52321 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class B Common Stock 2021-12-15 4 J 0 8228 0 A Class A Common Stock 8228 20160 I Serves as Trustee of BTR 2020 GST trust fbo Helen Butler Class B Common Stock 2021-12-15 4 J 0 4825 0 A Class A Common Stock 4825 8880 I Trustee of JCB 2020 GST trust fbo son. Reflects proportionate interest held in shares in RAII Class B Common Stock 2021-12-15 4 J 0 4825 0 A Class A Common Stock 4825 8879 I Trustee of JCB 2020 GST trust fbo daughter. Reflects proportionate interest held in shares in RAII Class B Common Stock 2021-12-15 4 J 0 9052 0 A Class A Common Stock 9052 18104 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2021-12-15 4 J 0 9208 0 A Class A Common Stock 9208 18416 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2021-12-15 4 J 0 32912 0 A Class A Common Stock 32912 85056 I proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. Class B Common Stock 2021-12-15 4 J 0 461 0 A Class A Common Stock 461 461 I child's proportionate interests held in shares in Rankin Associates V Class B Common Stock 2021-12-15 4 J 0 461 0 A Class A Common Stock 461 461 I child's proportionate interests held in shares in Rankin Associates V Class B Common Stock 2021-12-15 4 J 0 146 0 A Class A Common Stock 146 146 I Reporting person's proportionate interest in shares held by Rankin Associates VI Class B Common Stock 2021-12-15 4 J 0 634 0 A Class A Common Stock 634 634 I Child's proportionate interest in shares held by Rankin Associates VI Class B Common Stock 2021-12-15 4 J 0 634 0 A Class A Common Stock 634 634 I Child's proportionate interest in shares held by Rankin Associates VI Class B Common Stock 2021-12-15 4 J 0 527 0 A Class A Common Stock 527 2560 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock 2021-12-15 4 J 0 527 0 A Class A Common Stock 527 2560 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock 2021-12-15 4 J 0 26624 0 A Class A Common Stock 26624 129223 I proportionate partnership interest shares held by AMR Associates LP Class B Common Stock 2021-12-15 4 J 0 17262 0 D Class A Common Stock 17262 0 I spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. Class B Common Stock 2021-12-15 4 J 0 3683 0 D Class A Common Stock 3683 0 I held by Trust for the benefit of Reporting Person's child Class B Common Stock 2021-12-15 4 J 0 3527 0 D Class A Common Stock 3527 0 I held by trust for the benefit of Reporting Person's child Class B Common Stock 2021-12-15 4 J 0 58586 0 D Class A Common Stock 58586 0 I Held by Trust for the benefit of Reporting Person Class B Common Stock Class A Common Stock 2800 2800 I Individual Retirement Account for the benefit of the Reporting Person's spouse Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person disclaims beneficial ownership of all such shares. Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended. N/A N/A N/A N/A N/A N/A N/A Reporting Person disclaims beneficial ownership of all such shares. N/A N/A N/A Reporting Person disclaims beneficial ownership of all such shares. /s/ Suzanne S. Taylor, attorney-in-fact 2021-12-17