SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Rankin Thomas Parker

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	12/15/2021		J⁽¹⁾		17,088	D	$0	0	I	Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P.
Class A Common Stock	12/15/2021		J⁽²⁾		8,322	A	$0	16,814	I	By Trust
Class A Common Stock	12/15/2021		J⁽¹⁾		1,439	D	$0	0	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares⁽³⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		1,247	D	$0	0	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares⁽³⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		1,134	D	$0	0	I	Proportionate interest in shares held by Rankin Associates V
Class A Common Stock	12/15/2021		J⁽¹⁾		634	D	$0	0	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares⁽³⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		634	D	$0	0	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares⁽³⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		535	D	$0	0	I	Proportionate interest in Rankin Associates VI
Class A Common Stock	12/15/2021		J⁽¹⁾		461	D	$0	0	I	Co-trustee of trust fbo nephew; nephew proportionate interests held in shares in Rankin Associates V⁽³⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		461	D	$0	0	I	Co-trustee of trust fbo niece; niece's proportionate interests held in shares in Rankin Associates V⁽³⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		17,088		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	17,088	$0	34,176	I	Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P.
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽²⁾			8,322	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	8,322	$0	0	I	By Trust
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		1,439		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,439	$0	2,878	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares⁽³⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		1,247		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,247	$0	2,494	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares⁽³⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		1,134		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,134	$0	1,134	I	Proportionate interest in shares held by Rankin Associates V
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		634		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	634	$0	634	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares⁽³⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		634		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	634	$0	634	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares⁽³⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		535		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	535	$0	535	I	Proportionate interest in Rankin Associates VI
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		461		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	461	$0	461	I	Co-trustee of trust fbo nephew; nephew proportionate interests held in shares in Rankin Associates V⁽³⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		461		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	461	$0	461	I	Co-trustee of trust fbo niece; niece's proportionate interests held in shares in Rankin Associates V⁽³⁾

Explanation of Responses:

1. Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

2. Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

3. Reporting Person disclaims beneficial ownership of all such shares.

4. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	12/17/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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