0001127602-21-021534.txt : 20210706 0001127602-21-021534.hdr.sgml : 20210706 20210706150038 ACCESSION NUMBER: 0001127602-21-021534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210706 DATE AS OF CHANGE: 20210706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CLAIBORNE R CENTRAL INDEX KEY: 0001247952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 211073727 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-07-01 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247952 RANKIN CLAIBORNE R 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 1 Member of a Group Class A Common Stock 2021-07-01 4 A 0 393 0 A 138007 I Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin Class A Common Stock 35857 I Spouse's proportionate interests in shares held by Rankin Associates I. Class A Common Stock 1978 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP Class A Common Stock 377 I spouse's proportionate interests held in shares in Rankin Associates V Class A Common Stock 635 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 4174 I Held in trust fbo Reporting Person's spouse. Class A Common Stock 65373 I Spouse's proportionate limited partnership interest held in shares of RA IV Class A Common Stock 8227 I Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach Class A Common Stock 19 I Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner Class A Common Stock 14567 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class A Common Stock 32571 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 451 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class A Common Stock 155 I Interest in Shares held by Rankin Associates V Class A Common Stock 292 I Proportionate interest in shares held by Rankin Associates VI Class A Common Stock 8227 I Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. Class A Common Stock 80 I interest in shares held by RAV held by Rankin Management, Inc. ("RMI") Class A Common Stock 100 I interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") Class A Common Stock 1975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI") Class A Common Stock 41932 I Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach Class A Common Stock 41932 I Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. Class A Common Stock 42120 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers Class A Common Stock 8228 I Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers Class B Common Stock Class A Common Stock 64143 64143 I spouses proportionate LP interst in shares held in RA1 Class B Common Stock Class A Common Stock 1978 1978 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP Class B Common Stock Class A Common Stock 2783 2783 I Trustee of a Trust for the benefit of Chloe O. Rankin. Class B Common Stock Class A Common Stock 103572 103572 I Spouse's proportionate interest held in shares in RA IV Class B Common Stock Class A Common Stock 11932 11932 I Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach Class B Common Stock Class A Common Stock 31 31 I Proportionate general partnership interest in shares held in RAIV Class B Common Stock Class A Common Stock 26057 26057 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class B Common Stock Class A Common Stock 32571 32571 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 714 714 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class B Common Stock Class A Common Stock 11932 11932 I Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr Class B Common Stock Class A Common Stock 1975 1975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI") Class B Common Stock Class A Common Stock 123760 123760 I Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin Class B Common Stock Class A Common Stock 12098 12098 I Serves as Trustee of GSTs for the benefit of Chloe Seelbach Class B Common Stock Class A Common Stock 12098 12098 I Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr. Class B Common Stock Class A Common Stock 12098 12098 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers Class B Common Stock Class A Common Stock 11932 11932 I Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. Reporting Person disclaims beneficial ownership of all such shares. N/A N/A N/A N/A N/A N/A N/A proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. N/A N/A N/A N/A N/A N/A /s/ Suzanne S. Taylor, attorney-in-fact 2021-07-06