0001127602-21-012877.txt : 20210405 0001127602-21-012877.hdr.sgml : 20210405 20210405102130 ACCESSION NUMBER: 0001127602-21-012877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER JOHN C JR CENTRAL INDEX KEY: 0001247860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 21804054 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-04-01 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247860 BUTLER JOHN C JR 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2021-04-01 4 A 0 359 0 A 32210 I Held in trust fbo Reporting Person. Class A Common Stock 1743 I child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 4825 I Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler Class A Common Stock 634 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 9052 I Child's trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 461 I child's proportionate interests held in shares in Rankin Associates V Class A Common Stock 4513 I Reporting Person is trustee of Trust fbo child. Class A Common Stock 1743 I child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 4825 I Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler Class A Common Stock 9208 I Child's trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 461 I child's proportionate interests held in shares in Rankin Associates V Class A Common Stock 634 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 4357 I Reporting Person is trustee of Trust fbo child. Class A Common Stock 191748 I Spouse's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 8228 I Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler Class A Common Stock 18761 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P Class A Common Stock 32912 I Spouse's proportionate limited partnership interest in shares held by RAIV Class A Class A Common Stock 146 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 120728 I Held by Trust for the benefit of Reporting Person's Spouse Class A Common Stock 2800 I Held in an Individual Retirement Account for the benefit of the Reporting Person Class B Common Stock Class A Common Stock 2033 2033 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 4054 4054 I Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler Class B Common Stock Class A Common Stock 9052 9052 I Child's trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock Class A Common Stock 3683 3683 I Reporting Person is trustee of Trust fbo child. Class B Common Stock Class A Common Stock 2033 2033 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 4055 4055 I Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler Class B Common Stock Class A Common Stock 9208 9208 I Child's trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock Class A Common Stock 3527 3527 I Reporting Person is trustee of Trust fbo child. Class B Common Stock Class A Common Stock 102599 102599 I Spouse's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 11932 11932 I Spouse is Trustee of BTR 2020 GST trust fbo Helen Butler Class B Common Stock Class A Common Stock 33560 33560 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P Class B Common Stock Class A Common Stock 52144 52144 I spouse's proportionate limited partnership interest in shared held by RAIV Class B Class B Common Stock Class A Common Stock 58586 58586 I Held by Trust for the benefit of Reporting Person's Spouse Class B Common Stock Class A Common Stock 2800 2800 I Held in an Individual Retirement Account for the benefit of the Reporting Person Class B Common Stock Class A Common Stock 17262 17262 I Held in trust fbo Reporting Person. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person disclaims beneficial ownership of all such shares. N/A N/A N/A N/A Reporting Person disclaims beneficial ownership of all such shares. N/A N/A N/A Reporting Person disclaims beneficial ownership of all such shares. N/A N/A N/A /s/ Suzanne S. Taylor, attorney-in-fact 2021-04-02