0001127602-21-002630.txt : 20210126 0001127602-21-002630.hdr.sgml : 20210126 20210126165557 ACCESSION NUMBER: 0001127602-21-002630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201027 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN THOMAS T CENTRAL INDEX KEY: 0001247955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 21554808 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-10-27 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247955 RANKIN THOMAS T 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2020-10-27 5 G 0 E 65824 0 D 0 I Proportionate LP interest in shares held in RA4 Class A Common Stock 2020-10-27 5 G 0 E 65824 0 A 65824 I Spouse's proportionate limited partnership interest held in shares of RA IV Class A Common Stock 2020-12-31 5 G 0 E 876 0 A 876 I Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin Class A Common Stock 2020-12-31 5 G 0 E 876 0 A 876 I Serves as trustee of BTR 2020 GST trust fbo James Rankin Class A Common Stock 2020-12-31 5 G 0 E 876 0 A 876 I Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin Class A Common Stock 2021-01-22 4 P 0 7352 55.50 A 8228 I Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin Class A Common Stock 2021-01-22 4 P 0 7352 55.50 A 8228 I Serves as trustee of BTR 2020 GST trust fbo James Rankin Class A Common Stock 2021-01-22 4 P 0 7352 55.50 A 8228 I Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin Class A Common Stock 11511 I Held by Spouse Class A Common Stock 14343 I Spouses proportionate interest in shares held by RA1 Class A Common Stock 1843 I spouse's proportionate limited partnership interest in shares held by RA II LP Class A Common Stock 377 I Spouse's proportionate interests held in shares in Rankin Associates V Class A Common Stock 635 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 41931 I Serves as Trustee of GSTs for the benefit of James Rankin Class A Common Stock 41931 I Serves as Trustee of GSTs for the benefit of Matthew Rankin Class A Common Stock 41931 I Serves as trustee of GSTs for the benefit of Thomas P. Rankin Class A Common Stock 7 D Class A Common Stock 19 I proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust Class A Common Stock 25324 I proportionate interest in shares held in RA1 Class A Common Stock 31669 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 1057 I Proportionate Interest in shares held by RAV Class A Common Stock 292 I Reporting person's proportionate interest in shares held in Rankin Associates VI Class A Common Stock 80 I Proportionate interest in shares held by RA5 held by RMI Class A Common Stock 100 I Proportionate interest in shares held by RA6 held by RMI Class A Common Stock 1975 I Proportionate interest in shares held in RMI Class A Common Stock 154036 I Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin Class B Common Stock 2020-10-27 5 G 0 E 104286 0 D Class A Common Stock 104286 0 I Proportionate LP interest in shares held in RA4 Class B Common Stock 2020-10-27 5 G 0 E 104286 0 A Class A Common Stock 104286 104286 I Spouse's proportionate limited partnership interest held in shares of RA IV Class B Common Stock 2020-12-31 5 G 0 E 1568 0 A Class A Common Stock 1568 1568 I Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin Class B Common Stock 2020-12-31 5 G 0 E 1568 0 A Class A Common Stock 1568 1568 I Serves as trustee of BTR 2020 GST trust fbo James Rankin Class B Common Stock 2020-12-31 5 G 0 E 1568 0 A Class A Common Stock 1568 1568 I Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin Class B Common Stock 2021-01-22 4 P 0 10364 55.50 A Class A Common Stock 10364 11932 I Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin Class B Common Stock 2021-01-22 4 P 0 10364 55.50 A Class A Common Stock 10364 11932 I Serves as trustee of BTR 2020 GST trust fbo James Rankin Class B Common Stock 2021-01-22 4 P 0 10364 55.50 A Class A Common Stock 10364 11932 I Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin Class B Common Stock Class A Common Stock 3622 3622 I Held by Spouse Class B Common Stock Class A Common Stock 25657 25657 I Spouses proportionate interest in shares held by RA1 Class B Common Stock Class A Common Stock 1843 1843 I spouse's proportionate limited partnership interest in shares held by RA II LP Class B Common Stock Class A Common Stock 12098 12098 I Serves as Trustee of the GSTs for the benefit of James Rankin Class B Common Stock Class A Common Stock 12098 12098 I Serves as Trustee of GSTs for the benefit of Matthew Rankin Class B Common Stock Class A Common Stock 12098 12098 I Serves as trustee of GSTs for the benefit of T. Parker Rankin Class B Common Stock Class A Common Stock 7 7 D Class B Common Stock Class A Common Stock 31 31 I proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust Class B Common Stock Class A Common Stock 45300 45300 I Proportionate interest in shares held in RA1 Class B Common Stock Class A Common Stock 31669 31669 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 1975 1975 I Proportionate interest in shares of RMI Class B Common Stock Class A Common Stock 145912 145912 I Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin Reporting Person disclaims beneficial ownership of all such shares. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. /s/ Suzanne S. Taylor, attorney-in-fact 2021-01-26