0001127602-21-002618.txt : 20210126
0001127602-21-002618.hdr.sgml : 20210126
20210126164910
ACCESSION NUMBER: 0001127602-21-002618
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201027
FILED AS OF DATE: 20210126
DATE AS OF CHANGE: 20210126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN CLAIBORNE R
CENTRAL INDEX KEY: 0001247952
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54799
FILM NUMBER: 21554734
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC.
CENTRAL INDEX KEY: 0001173514
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 311637659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
FORMER COMPANY:
FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC.
DATE OF NAME CHANGE: 20120628
FORMER COMPANY:
FORMER CONFORMED NAME: NMHG HOLDING CO
DATE OF NAME CHANGE: 20020515
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-10-27
0001173514
HYSTER-YALE MATERIALS HANDLING, INC.
HY
0001247952
RANKIN CLAIBORNE R
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS
OH
44124
1
1
Member of a Group
Class A Common Stock
2020-10-27
5
G
0
E
65373
0
D
451
I
proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock
2020-10-27
5
G
0
E
65373
0
A
65373
I
Spouse's proportionate limited partnership interest held in shares of RA IV
Class A Common Stock
2020-12-31
5
G
0
E
876
0
A
876
I
Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach
Class A Common Stock
2020-12-31
5
G
0
E
876
0
A
876
I
Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr.
Class A Common Stock
2020-12-31
5
G
0
E
876
0
A
876
I
Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers
Class A Common Stock
2021-01-22
4
P
0
7351
55.50
A
8227
I
Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr.
Class A Common Stock
2021-01-22
4
P
0
7352
55.50
A
8228
I
Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers
Class A Common Stock
2021-01-22
4
P
0
7351
55.50
A
8227
I
Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach
Class A Common Stock
35857
I
Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock
1978
I
spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP
Class A Common Stock
377
I
spouse's proportionate interests held in shares in Rankin Associates V
Class A Common Stock
635
I
Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
4174
I
Held in trust fbo Reporting Person's spouse.
Class A Common Stock
19
I
Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
Class A Common Stock
14567
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock
32571
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
155
I
Interest in Shares held by Rankin Associates V
Class A Common Stock
292
I
Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
80
I
interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class A Common Stock
100
I
interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class A Common Stock
1975
I
proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class A Common Stock
137255
I
Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock
41932
I
Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock
41932
I
Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock
42120
I
Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class B Common Stock
2020-10-27
5
G
0
E
103572
0
D
Class A Common Stock
103572
714
I
proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock
2020-10-27
5
G
0
E
103572
0
A
Class A Common Stock
103572
103572
I
Spouse's proportionate interest held in shares in RA IV
Class B Common Stock
2020-12-31
5
G
0
E
1567
0
A
Class A Common Stock
1567
1567
I
Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach
Class B Common Stock
2020-12-31
5
G
0
E
1567
0
A
Class A Common Stock
1567
1567
I
Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr
Class B Common Stock
2020-12-31
5
G
0
E
1567
0
A
Class A Common Stock
1567
1567
I
Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers
Class B Common Stock
2021-01-22
4
P
0
10365
55.50
A
Class A Common Stock
10365
11932
I
Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach
Class B Common Stock
2021-01-22
4
P
0
10365
55.50
A
Class A Common Stock
10365
11932
I
Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr
Class B Common Stock
2021-01-22
4
P
0
10365
55.50
A
Class A Common Stock
10365
11932
I
Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers
Class B Common Stock
Class A Common Stock
64143
64143
I
spouses proportionate LP interst in shares held in RA1
Class B Common Stock
Class A Common Stock
1978
1978
I
spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP
Class B Common Stock
Class A Common Stock
2783
2783
I
Trustee of a Trust for the benefit of Chloe O. Rankin.
Class B Common Stock
Class A Common Stock
31
31
I
Proportionate general partnership interest in shares held in RAIV
Class B Common Stock
Class A Common Stock
26057
26057
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock
Class A Common Stock
32571
32571
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
Class A Common Stock
1975
1975
I
proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class B Common Stock
Class A Common Stock
123760
123760
I
Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class B Common Stock
Class A Common Stock
12098
12098
I
Serves as Trustee of GSTs for the benefit of Chloe Seelbach
Class B Common Stock
Class A Common Stock
12098
12098
I
Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr.
Class B Common Stock
Class A Common Stock
12098
12098
I
Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Reporting Person disclaims beneficial ownership of all such shares.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
/s/ Suzanne S. Taylor, attorney-in-fact
2021-01-26