0001127602-21-002618.txt : 20210126 0001127602-21-002618.hdr.sgml : 20210126 20210126164910 ACCESSION NUMBER: 0001127602-21-002618 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201027 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CLAIBORNE R CENTRAL INDEX KEY: 0001247952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 21554734 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-10-27 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247952 RANKIN CLAIBORNE R 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 1 Member of a Group Class A Common Stock 2020-10-27 5 G 0 E 65373 0 D 451 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class A Common Stock 2020-10-27 5 G 0 E 65373 0 A 65373 I Spouse's proportionate limited partnership interest held in shares of RA IV Class A Common Stock 2020-12-31 5 G 0 E 876 0 A 876 I Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach Class A Common Stock 2020-12-31 5 G 0 E 876 0 A 876 I Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. Class A Common Stock 2020-12-31 5 G 0 E 876 0 A 876 I Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers Class A Common Stock 2021-01-22 4 P 0 7351 55.50 A 8227 I Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. Class A Common Stock 2021-01-22 4 P 0 7352 55.50 A 8228 I Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers Class A Common Stock 2021-01-22 4 P 0 7351 55.50 A 8227 I Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach Class A Common Stock 35857 I Spouse's proportionate interests in shares held by Rankin Associates I. Class A Common Stock 1978 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP Class A Common Stock 377 I spouse's proportionate interests held in shares in Rankin Associates V Class A Common Stock 635 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 4174 I Held in trust fbo Reporting Person's spouse. Class A Common Stock 19 I Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner Class A Common Stock 14567 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class A Common Stock 32571 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 155 I Interest in Shares held by Rankin Associates V Class A Common Stock 292 I Proportionate interest in shares held by Rankin Associates VI Class A Common Stock 80 I interest in shares held by RAV held by Rankin Management, Inc. ("RMI") Class A Common Stock 100 I interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") Class A Common Stock 1975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI") Class A Common Stock 137255 I Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin Class A Common Stock 41932 I Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach Class A Common Stock 41932 I Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. Class A Common Stock 42120 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers Class B Common Stock 2020-10-27 5 G 0 E 103572 0 D Class A Common Stock 103572 714 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class B Common Stock 2020-10-27 5 G 0 E 103572 0 A Class A Common Stock 103572 103572 I Spouse's proportionate interest held in shares in RA IV Class B Common Stock 2020-12-31 5 G 0 E 1567 0 A Class A Common Stock 1567 1567 I Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach Class B Common Stock 2020-12-31 5 G 0 E 1567 0 A Class A Common Stock 1567 1567 I Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr Class B Common Stock 2020-12-31 5 G 0 E 1567 0 A Class A Common Stock 1567 1567 I Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers Class B Common Stock 2021-01-22 4 P 0 10365 55.50 A Class A Common Stock 10365 11932 I Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach Class B Common Stock 2021-01-22 4 P 0 10365 55.50 A Class A Common Stock 10365 11932 I Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr Class B Common Stock 2021-01-22 4 P 0 10365 55.50 A Class A Common Stock 10365 11932 I Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers Class B Common Stock Class A Common Stock 64143 64143 I spouses proportionate LP interst in shares held in RA1 Class B Common Stock Class A Common Stock 1978 1978 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP Class B Common Stock Class A Common Stock 2783 2783 I Trustee of a Trust for the benefit of Chloe O. Rankin. Class B Common Stock Class A Common Stock 31 31 I Proportionate general partnership interest in shares held in RAIV Class B Common Stock Class A Common Stock 26057 26057 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class B Common Stock Class A Common Stock 32571 32571 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 1975 1975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI") Class B Common Stock Class A Common Stock 123760 123760 I Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin Class B Common Stock Class A Common Stock 12098 12098 I Serves as Trustee of GSTs for the benefit of Chloe Seelbach Class B Common Stock Class A Common Stock 12098 12098 I Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr. Class B Common Stock Class A Common Stock 12098 12098 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers Reporting Person disclaims beneficial ownership of all such shares. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. /s/ Suzanne S. Taylor, attorney-in-fact 2021-01-26