0001127602-21-002609.txt : 20210126
0001127602-21-002609.hdr.sgml : 20210126
20210126164231
ACCESSION NUMBER: 0001127602-21-002609
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210126
DATE AS OF CHANGE: 20210126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILLIAMS CLARA R
CENTRAL INDEX KEY: 0001247996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54799
FILM NUMBER: 21554663
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC.
CENTRAL INDEX KEY: 0001173514
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 311637659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
FORMER COMPANY:
FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC.
DATE OF NAME CHANGE: 20120628
FORMER COMPANY:
FORMER CONFORMED NAME: NMHG HOLDING CO
DATE OF NAME CHANGE: 20020515
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-31
0001173514
HYSTER-YALE MATERIALS HANDLING, INC.
HY
0001247996
WILLIAMS CLARA R
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS
OH
44124
1
Member of a Group
Class A Common Stock
2020-12-31
5
G
0
E
35468
0
D
14343
I
Reporting Person?s proportionate interests in shares held by Rankin Associates I.
Class A Common Stock
2020-12-31
5
G
0
E
10796
0
D
0
I
Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock
2020-12-31
5
G
0
E
1135
0
D
0
I
Reporting Person?s proportionate interests in shares held by Rankin Associates V
Class A Common Stock
2020-12-31
5
G
0
E
535
0
D
0
I
Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2020-12-31
5
G
0
E
24837
0
A
24837
I
Serves as Trustee of HRB 2020 GST trust fbo Clara Butler
Class A Common Stock
2020-12-31
5
G
0
E
24839
0
A
24839
I
Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler
Class A Common Stock
2020-12-31
5
G
0
E
1743
0
D
87262
I
proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
2020-12-31
5
G
0
E
24838
0
A
24838
I
Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams
Class A Common Stock
2020-12-31
5
G
0
E
24839
0
A
24839
I
Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams
Class A Common Stock
2020-12-31
5
G
0
E
876
0
A
876
I
Serves as Trustee of BTR 2020 GST trust fbo Clara Williams
Class A Common Stock
2021-01-22
4
P
0
4417
55.50
A
18760
I
Reporting Person?s proportionate interests in shares held by Rankin Associates I.
Class A Common Stock
2021-01-22
4
P
0
544
55.50
A
32913
I
Reporting Person?s proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock
2021-01-22
4
P
0
146
55.50
A
146
I
Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2021-01-22
4
P
0
7352
55.50
A
8228
I
Serves as Trustee of BTR 2020 GST trust fbo Clara Williams
Class A Common Stock
120728
I
Held by trust for the benefit of Reporting Person
Class A Common Stock
5894
I
By Spouse
Class A Common Stock
7375
I
spouse's proportionate LP interest in shares held by RA II LP
Class A Common Stock
905
I
Spouse's proportionate interests held in shares in Rankin Associates V
Class A Common Stock
635
I
Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
1744
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
10581
I
Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock
461
I
child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock
634
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2983
I
Reporting Person?s spouse is trustee of a Trust fbo minor child.
Class A Common Stock
1744
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
9206
I
Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock
461
I
child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock
634
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
4357
I
Reporting Person?s spouse is trustee of a Trust fbo minor child.
Class B Common Stock
2020-12-31
5
G
0
E
63448
0
D
Class A Common Stock
63448
25657
I
Reporting Person?s proportionate interests in shares held by Rankin Associates I.
Class B Common Stock
2020-12-31
5
G
0
E
10796
0
D
Class A Common Stock
10796
0
I
proportionate limited partnership interest in shares held by RA II LP
Class B Common Stock
2020-12-31
5
G
0
E
1567
0
A
Class A Common Stock
1567
1567
I
Serves as Trustee of BTR 2020 GST trust fbo Clara Williams
Class B Common Stock
2020-12-31
5
G
0
E
2032
0
D
Class A Common Stock
2032
101636
I
proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
2020-12-31
5
G
0
E
38138
0
A
Class A Common Stock
38138
38138
I
Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams
Class B Common Stock
2020-12-31
5
G
0
E
38138
0
A
Class A Common Stock
38138
38138
I
Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams
Class B Common Stock
2020-12-31
5
G
0
E
38138
0
A
Class A Common Stock
38138
38138
I
Serves as Trustee of BTR 2020 GST trust fbo Clara Butler
Class B Common Stock
2020-12-31
5
G
0
E
38138
0
A
Class A Common Stock
38138
38138
I
Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler
Class B Common Stock
2021-01-22
4
P
0
7904
55.50
A
Class A Common Stock
7904
33561
I
Reporting Person?s proportionate interests in shares held by Rankin Associates I.
Class B Common Stock
2021-01-22
4
P
0
860
55.50
A
Class A Common Stock
860
52143
I
Reporting Person?s proportionate interests in shares held by Rankin Associates IV.
Class B Common Stock
2021-01-22
4
P
0
10365
55.50
A
Class A Common Stock
10365
11932
I
Serves as Trustee of BTR 2020 GST trust fbo Clara Williams
Class B Common Stock
Class A Common Stock
58586
58586
I
Held by trust for the benefit of Reporting Person
Class B Common Stock
Class A Common Stock
2332
2332
I
By Spouse
Class B Common Stock
Class A Common Stock
7375
7375
I
spouse's proportionate LP interest in shares held by RA II LP
Class B Common Stock
Class A Common Stock
2033
2033
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
Class A Common Stock
10581
10581
I
Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class B Common Stock
Class A Common Stock
2152
2152
I
Reporting Person?s spouse is trustee of a Trust fbo minor child.
Class B Common Stock
Class A Common Stock
2033
2033
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
Class A Common Stock
9206
9206
I
Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class B Common Stock
Class A Common Stock
3528
3528
I
Reporting Person?s spouse is trustee of a Trust fbo minor child.
Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person disclaims beneficial ownership of all such shares.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $8,116.29 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
Reporting Person disclaims beneficial ownership of all such shares.
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Reporting Person disclaims beneficial ownership of all such shares.
N/A
N/A
N/A
Reporting Person disclaims beneficial ownership of all such shares.
N/A
N/A
N/A
Reporting Person disclaims beneficial ownership of all such shares.
N/A
N/A
N/A
Reporting Person disclaims beneficial ownership of all such shares.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
/s/ Suzanne S. Taylor, attorney-in-fact
2021-01-26