0001127602-21-002601.txt : 20210126 0001127602-21-002601.hdr.sgml : 20210126 20210126163334 ACCESSION NUMBER: 0001127602-21-002601 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER JOHN C JR CENTRAL INDEX KEY: 0001247860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 21554511 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-31 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247860 BUTLER JOHN C JR 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2020-12-31 5 G 0 E 35468 0 D 14343 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P Class A Common Stock 2020-12-31 5 G 0 E 10796 0 D 0 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2020-12-31 5 G 0 E 8109 0 D 0 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2020-12-31 5 G 0 E 1134 0 D 0 I Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P. Class A Common Stock 2020-12-31 5 G 0 E 906 0 D 0 I proportionate interests held in shares by Rankin Associates V Class A Common Stock 2020-12-31 5 G 0 E 535 0 D 0 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2020-12-31 5 G 0 E 635 0 D 0 I Reporting person's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2020-12-31 5 G 0 E 4825 0 A 4825 I Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler Class A Common Stock 2020-12-31 5 G 0 E 4825 0 A 4825 I Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler Class A Common Stock 2020-12-31 5 G 0 E 1743 0 D 87262 I Spouse's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2020-12-31 5 G 0 E 876 0 A 876 I Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler Class A Common Stock 2021-01-22 4 P 0 4418 55.50 A 18761 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P Class A Common Stock 2021-01-22 4 P 0 543 55.50 A 32912 I Spouse's proportionate limited partnership interest in shares held by RAIV Class A Class A Common Stock 2021-01-22 4 P 0 146 55.50 A 146 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2021-01-22 4 P 0 7352 55.50 A 8228 I Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler Class A Common Stock 1743 I child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 634 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 9052 I Child's trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 461 I child's proportionate interests held in shares in Rankin Associates V Class A Common Stock 4513 I Reporting Person is trustee of Trust fbo child. Class A Common Stock 1743 I child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 9208 I Child's trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 461 I child's proportionate interests held in shares in Rankin Associates V Class A Common Stock 634 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 4357 I Reporting Person is trustee of Trust fbo child. Class A Common Stock 120728 I Held by Trust for the benefit of Reporting Person's Spouse Class A Common Stock 2800 I Held in an Individual Retirement Account for the benefit of the Reporting Person Class A Common Stock 31851 I Held in trust fbo Reporting Person. Class B Common Stock 2020-12-31 5 G 0 E 63448 0 D Class A Common Stock 63448 25657 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P Class B Common Stock 2020-12-31 5 G 0 E 10796 0 D Class A Common Stock 10796 0 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2020-12-31 5 G 0 E 8109 0 D Class A Common Stock 8109 0 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2020-12-31 5 G 0 E 4054 0 A Class A Common Stock 4054 4054 I Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler Class B Common Stock 2020-12-31 5 G 0 E 4055 0 A Class A Common Stock 4055 4055 I Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler Class B Common Stock 2020-12-31 5 G 0 E 2032 0 D Class A Common Stock 2032 101636 I Spouse's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock 2020-12-31 5 G 0 E 1567 0 A Class A Common Stock 1567 1567 I Spouse is Trustee of BTR 2020 GST trust fbo Helen Butler Class B Common Stock 2021-01-22 4 P 0 7903 55.50 A Class A Common Stock 7903 33560 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P Class B Common Stock 2021-01-22 4 P 0 861 55.50 A Class A Common Stock 861 52144 I spouse's proportionate limited partnership interest in shared held by RAIV Class B Class B Common Stock 2021-01-22 4 P 0 10365 55.50 A Class A Common Stock 10365 11932 I Spouse is Trustee of BTR 2020 GST trust fbo Helen Butler Class B Common Stock Class A Common Stock 2033 2033 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 9052 9052 I Child's trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock Class A Common Stock 3683 3683 I Reporting Person is trustee of Trust fbo child. Class B Common Stock Class A Common Stock 2033 2033 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 9208 9208 I Child's trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock Class A Common Stock 3527 3527 I Reporting Person is trustee of Trust fbo child. Class B Common Stock Class A Common Stock 58586 58586 I Held by Trust for the benefit of Reporting Person's Spouse Class B Common Stock Class A Common Stock 2800 2800 I Held in an Individual Retirement Account for the benefit of the Reporting Person Class B Common Stock Class A Common Stock 17262 17262 I Held in trust fbo Reporting Person. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person disclaims beneficial ownership of all such shares. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $8,116.29 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. N/A N/A N/A N/A Reporting Person disclaims beneficial ownership of all such shares. N/A N/A N/A Reporting Person disclaims beneficial ownership of all such shares. N/A N/A N/A The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. /s/ Suzanne S. Taylor, attorney-in-fact 2021-01-26