0001127602-21-002599.txt : 20210126
0001127602-21-002599.hdr.sgml : 20210126
20210126163208
ACCESSION NUMBER: 0001127602-21-002599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210126
DATE AS OF CHANGE: 20210126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTLER HELEN RANKIN
CENTRAL INDEX KEY: 0001247868
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54799
FILM NUMBER: 21554495
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC.
CENTRAL INDEX KEY: 0001173514
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 311637659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
FORMER COMPANY:
FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC.
DATE OF NAME CHANGE: 20120628
FORMER COMPANY:
FORMER CONFORMED NAME: NMHG HOLDING CO
DATE OF NAME CHANGE: 20020515
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-31
0001173514
HYSTER-YALE MATERIALS HANDLING, INC.
HY
0001247868
BUTLER HELEN RANKIN
5875 LANDERBROOK DRIVE, SUITE 300
MAYFIELD HEIGHTS
OH
44124
1
Member of a Group
Class A Common Stock
2020-12-31
5
G
0
E
35468
0
D
14343
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock
2020-12-31
5
G
0
E
10796
0
D
0
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
2020-12-31
5
G
0
E
8109
0
D
0
I
spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP
Class A Common Stock
2020-12-31
5
G
0
E
4825
0
A
4825
I
Serves as Trustee of JCB 2020 GST trust fbo Clara Butler
Class A Common Stock
2020-12-31
5
G
0
E
4825
0
A
4825
I
Serves as Trustee of JCB 2020 GST trust fbo Griffin Butler
Class A Common Stock
2020-12-31
5
G
0
E
1134
0
D
0
I
proportionate limited partnership interests in shares held by Rankin Associates V, L.P.
Class A Common Stock
2020-12-31
5
G
0
E
906
0
D
0
I
spouse's proportionate interests held in shares in Rankin Associates V
Class A Common Stock
2020-12-31
5
G
0
E
535
0
D
0
I
Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2020-12-31
5
G
0
E
635
0
D
0
I
Spouse's proportionate interest in Rankin Associates VI
Class A Common Stock
2020-12-31
5
G
0
E
1743
0
D
87262
I
proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
2020-12-31
5
G
0
E
876
0
A
876
I
Serves as Trustee of BTR 2020 GST trust fbo Helen Butler
Class A Common Stock
2021-01-22
4
P
0
4418
55.50
A
18761
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock
2021-01-22
4
P
0
543
55.50
A
32912
I
proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class A Common Stock
2021-01-22
4
P
0
146
55.50
A
146
I
Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2021-01-22
4
P
0
7352
55.50
A
8228
I
Serves as Trustee of BTR 2020 GST trust fbo Helen Butler
Class A Common Stock
1743
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
9052
I
child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
461
I
child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock
634
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
4513
I
held in Trust for the benefit of Reporting Person's child
Class A Common Stock
1743
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
9208
I
child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
461
I
child's proportionate interests held in shares in Rankin Associates V
Class A Common Stock
634
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
4357
I
held in trust for the benefit of Reporting Person's child
Class A Common Stock
120728
I
held by Trust for the benefit of Reporting Person
Class A Common Stock
2800
I
Individual Retirement Account for the benefit of the Reporting Person's spouse
Class A Common Stock
31851
I
spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
Class B Common Stock
2020-12-31
5
G
0
E
63448
0
D
Class A Common Stock
63448
25657
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class B Common Stock
2020-12-31
5
G
0
E
10796
0
D
Class A Common Stock
10796
0
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
2020-12-31
5
G
0
E
8109
0
D
Class A Common Stock
8109
0
I
spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP
Class B Common Stock
2020-12-31
5
G
0
E
4054
0
A
Class A Common Stock
4054
4054
I
Trustee of trust fbo daughter. Reflects proportionate interest held in shares in Rankin Assoc II
Class B Common Stock
2020-12-31
5
G
0
E
4055
0
A
Class A Common Stock
4055
4055
I
Trustee of trust fbo son. Reflects proportionate interest held in shares in Rankin Assoc II
Class B Common Stock
2020-12-31
5
G
0
E
2032
0
D
Class A Common Stock
2032
101636
I
proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
2020-12-31
5
G
0
E
1567
0
A
Class A Common Stock
1567
1567
I
Serves as Trustee of BTR 2020 GST trust fbo Helen Butler
Class B Common Stock
2021-01-22
4
P
0
7903
55.50
A
Class A Common Stock
7903
33560
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class B Common Stock
2021-01-22
4
P
0
861
55.50
A
Class A Common Stock
861
52144
I
proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class B Common Stock
2021-01-22
4
P
0
10365
55.50
A
Class A Common Stock
10365
11932
I
Serves as Trustee of BTR 2020 GST trust fbo Helen Butler
Class B Common Stock
Class A Common Stock
2033
2033
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
Class A Common Stock
9052
9052
I
child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
Class A Common Stock
3683
3683
I
held by Trust for the benefit of Reporting Person's child
Class B Common Stock
Class A Common Stock
2033
2033
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
Class A Common Stock
9208
9208
I
child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
Class A Common Stock
3527
3527
I
held by trust for the benefit of Reporting Person's child
Class B Common Stock
Class A Common Stock
58586
58586
I
Held by Trust for the benefit of Reporting Person
Class B Common Stock
Class A Common Stock
2800
2800
I
Individual Retirement Account for the benefit of the Reporting Person's spouse
Class B Common Stock
Class A Common Stock
17262
17262
I
spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person disclaims beneficial ownership of all such shares.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $8,116.29 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
N/A
N/A
N/A
N/A
Reporting Person disclaims beneficial ownership of all such shares.
N/A
N/A
N/A
Reporting Person disclaims beneficial ownership of all such shares.
N/A
N/A
N/A
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
/s/ Suzanne S. Taylor, attorney-in-fact
2021-01-26