0001127602-21-002598.txt : 20210126
0001127602-21-002598.hdr.sgml : 20210126
20210126163037
ACCESSION NUMBER: 0001127602-21-002598
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210126
DATE AS OF CHANGE: 20210126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN VICTOIRE G
CENTRAL INDEX KEY: 0001247947
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54799
FILM NUMBER: 21554448
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC.
CENTRAL INDEX KEY: 0001173514
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 311637659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
FORMER COMPANY:
FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC.
DATE OF NAME CHANGE: 20120628
FORMER COMPANY:
FORMER CONFORMED NAME: NMHG HOLDING CO
DATE OF NAME CHANGE: 20020515
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-31
0001173514
HYSTER-YALE MATERIALS HANDLING, INC.
HY
0001247947
RANKIN VICTOIRE G
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS
OH
44124
1
Member of a Group
Class A Common Stock
2020-12-31
5
G
0
E
8762
0
D
4784
I
Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust's proportionate interest of RA1
Class A Common Stock
2021-01-22
4
S
0
4784
55.50
D
0
I
Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust's proportionate interest of RA1
Class A Common Stock
2021-01-22
4
S
0
8837
55.50
D
1434
I
Spouse's proportionate interest in shares held by RA1
Class A Common Stock
2021-01-22
4
S
0
21916
55.50
D
0
I
Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAII
Class A Common Stock
2021-01-22
4
S
0
46182
55.50
D
0
I
Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust's proportionate interest of RA4
Class A Common Stock
2021-01-22
4
S
0
1087
55.50
D
0
I
Spouses proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock
2021-01-22
4
S
0
636
55.50
D
0
I
Spouse's brother's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2021-01-22
4
S
0
292
55.50
D
0
I
Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
1662
I
Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock
9600
I
spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock
14752
I
Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse
Class A Common Stock
207310
I
spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr
Class A Common Stock
19
I
Spouse's proporationate partnership interest in RAIV
Class A Common Stock
1975
I
spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class A Common Stock
80
I
spouse's proportionate interest in shares held by RAV held by Rankin Management, Inc.
Class A Common Stock
100
I
spouse's proportionate interest in shares held by RAVI held by Rankin Management, Inc.
Class A Common Stock
20987
I
spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr
Class A Common Stock
59984
I
Spouse serves as trustee for the GSTs for the benefit of Clara Williams
Class A Common Stock
59984
I
Spouse serves as trustee for GSTs for the benefit of Helen Butler
Class A Common Stock
377
I
Reporting person's proportionate interest in shares held by Rankin Associates 5
Class A Common Stock
635
I
Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
105768
I
spouse serves as the Trustee of the Trust which is held for the benefit of the Reporting person
Class B Common Stock
2020-12-31
5
G
0
E
15673
0
D
Class A Common Stock
15673
8567
I
Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAI
Class B Common Stock
2021-01-22
4
S
0
8567
55.50
D
Class A Common Stock
8567
0
I
Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAI
Class B Common Stock
2021-01-22
4
S
0
15807
55.50
D
Class A Common Stock
15807
2566
I
Spouses proportionate partnership interest in shares held by Rankin Associates I.
Class B Common Stock
2021-01-22
4
S
0
21916
55.50
D
Class A Common Stock
21916
0
I
Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAII
Class B Common Stock
2021-01-22
4
S
0
73166
55.50
D
Class A Common Stock
73166
0
I
Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAIV
Class B Common Stock
2021-01-22
4
S
0
1721
55.50
D
Class A Common Stock
1721
0
I
Spouses Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock
Class A Common Stock
1926
1926
I
Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP
Class B Common Stock
Class A Common Stock
9600
9600
I
spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class B Common Stock
Class A Common Stock
14160
14160
I
Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse
Class B Common Stock
Class A Common Stock
17556
17556
I
spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr
Class B Common Stock
Class A Common Stock
31
31
I
RAIV General Partnership
Class B Common Stock
Class A Common Stock
1975
1975
I
spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class B Common Stock
Class A Common Stock
18625
18625
I
spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr
Class B Common Stock
Class A Common Stock
747
747
I
Spouse is a Trustee of a Trust, Trusts proportionate interest of Class A Trust
Class B Common Stock
Class A Common Stock
12098
12098
I
Spouse serves as trustee for GSTs for the benefit of Clara Williams
Class B Common Stock
Class A Common Stock
12098
12098
I
Spouse serves as trustee of GSTs trust for the benefit of Helen Butler
Class B Common Stock
Class A Common Stock
21006
21006
I
spouse serves as the Trustee of the Trust which is held for the benefit of the Reporting person
Reporting Person disclaims beneficial ownership of all such shares.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of ten promissory notes each in the principal amount of $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $8,116.29 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
N/A
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
/s/ Suzanne S. Taylor, attorney-in-fact
2021-01-26