0001127602-21-002594.txt : 20210126 0001127602-21-002594.hdr.sgml : 20210126 20210126162601 ACCESSION NUMBER: 0001127602-21-002594 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN BRUCE T CENTRAL INDEX KEY: 0001248051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 21554367 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-31 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001248051 RANKIN BRUCE T 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2020-12-31 5 G 0 E 8762 0 D 4784 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust Class A Common Stock 2021-01-22 4 S 0 4784 55.50 D 0 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust Class A Common Stock 2021-01-22 4 S 0 21916 55.50 D 0 I proportionate limited partnership interests in shares held by RA II, L.P., held in a trust Class A Common Stock 2021-01-22 4 S 0 46182 55.50 D 0 I proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust Class A Common Stock 2021-01-22 4 S 0 636 55.50 D 0 I Proportionate interest in shares held by Rankin Associates VI Class A Common Stock 0 I Held by Trust for the benefit of Reporting Person. Class A Common Stock 0 I proportionate interests held in shares in Rankin Associates V Class B Common Stock 2020-12-31 5 G 0 E 15673 0 D Class A Common Stock 15673 8567 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust Class B Common Stock 2021-01-22 4 S 0 8567 55.50 D Class A Common Stock 8567 0 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust Class B Common Stock 2021-01-22 4 S 0 21916 55.50 D Class A Common Stock 21916 0 I proportionate limited partnership interests in shares held by RA II, L.P., held in a trust Class B Common Stock 2021-01-22 4 S 0 73166 55.50 D Class A Common Stock 73166 0 I proportionate limited partnership interest in shares of Rankin Assicates IV, L.P held in trust Class B Common Stock Class A Common Stock 747 747 I Held by Trust for the benefit of Reporting Person. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of ten promissory notes each in the principal amount of $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. N/A The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. /s/ Suzanne S. Taylor, attorney-in-fact 2021-01-26