0001127602-21-000901.txt : 20210106 0001127602-21-000901.hdr.sgml : 20210106 20210106110107 ACCESSION NUMBER: 0001127602-21-000901 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210101 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER HELEN RANKIN CENTRAL INDEX KEY: 0001247868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 21509440 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-01-01 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247868 BUTLER HELEN RANKIN 5875 LANDERBROOK DRIVE, SUITE 300 MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2021-01-01 4 A 0 578 0 A 31851 I spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. Class A Common Stock 1743 I Child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 634 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 9052 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 461 I child's proportionate interests held in shares in Rankin Associates V Class A Common Stock 4513 I held in Trust for the benefit of Reporting Person's minor child Class A Common Stock 1743 I Child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 9208 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 461 I child's proportionate interests held in shares in Rankin Associates V Class A Common Stock 4357 I held in trust for the benefit of Reporting Person's minor child Class A Common Stock 634 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 89005 I proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 535 I Reporting person's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 49811 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class A Common Stock 10796 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 32369 I proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. Class A Common Stock 1134 I proportionate limited partnership interests in shares held by Rankin Associates V, L.P. Class A Common Stock 120728 I held by Trust for the benefit of Reporting Person Class A Common Stock 2800 I Individual Retirement Account for the benefit of the Reporting Person's spouse Class A Common Stock 635 I Spouse's proportionate interest in Rankin Associates VI Class A Common Stock 8109 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP Class A Common Stock 906 I spouse's proportionate interests held in shares in Rankin Associates V Class B Common Stock Class A Common Stock 2033 2033 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 9052 9052 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 3683 3683 I held by Trust for the benefit of Reporting Person's minor child Class B Common Stock Class A Common Stock 2033 2033 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 9208 9208 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 3527 3527 I held by trust for the benefit of Reporting Person's minor child Class B Common Stock Class A Common Stock 103668 103668 I proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 89105 89105 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class B Common Stock Class A Common Stock 10796 10796 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 51283 51283 I proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. Class B Common Stock Class A Common Stock 58586 58586 I Held by Trust for the benefit of Reporting Person Class B Common Stock Class A Common Stock 2800 2800 I Individual Retirement Account for the benefit of the Reporting Person's spouse Class B Common Stock Class A Common Stock 8109 8109 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP Class B Common Stock Class A Common Stock 17262 17262 I spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. Reporting Person disclaims beneficial ownership of all such shares. N/A /s/ Suzanne S. Taylor, attorney-in-fact 2021-01-05