SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Rankin Lynne T

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a Group
3. Date of Earliest Transaction (Month/Day/Year)
03/07/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/07/2019 P 2 A $64.89(1) 561 I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock 03/07/2019 P 2 A $64.89(1) 561 I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock 03/07/2019 P 2 A $64.89(1) 473 I Spouse's proportionate interest in shares held by Rankin Associates VI(2)
Class A Common Stock 03/07/2019 P 2 A $64.89(1) 562 I Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock 03/07/2019 P 2 A $64.89(1) 561 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/07/2019 P 2 A $64.89(1) 561 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/08/2019 P 1 A $64.19(3) 95 I Spouse's proportionate interest in shares held by Rankin Associates V(2)
Class A Common Stock 03/08/2019 P 2 A $64.19(3) 563 I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock 03/08/2019 P 2 A $64.19(3) 563 I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock 03/08/2019 P 2 A $64.19(3) 475 I Spouse's proportionate interest in shares held by Rankin Associates VI(2)
Class A Common Stock 03/08/2019 P 3 A $64.19(3) 565 I Reporting Person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock 03/08/2019 P 2 A $64.19(3) 563 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/08/2019 P 2 A $64.19(3) 563 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 569 I child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock 9,562 I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P(2)
Class A Common Stock 15,853 I Shares held by Spouse.(2)
Class A Common Stock 563 D
Class A Common Stock 862 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 761 I Minor child?s proportionate interests in shares held by Rankin Associates II.(2)
Class A Common Stock 1,860 I Spouse is co-trustee of Trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.(2)
Class A Common Stock 645 I Spouse serves as co-trustee of a trust for the benefit of minor niece.(2)
Class A Common Stock 1,712 I Spouse is co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares(2)
Class A Common Stock 563 I Reporting Person's Spouse is co-trustee of the trust of minor nephew(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (4) (4) (4) Class A Common Stock 569 569 I child's proportionate limited partnership interest in shares held by Rankin Associates II
Class B Common Stock (4) (4) (4) Class A Common Stock 9,562 9,562 I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 15,683 15,683 I Held by Spouse.(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 563 563 D
Class B Common Stock (4) (4) (4) Class A Common Stock 862 862 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock (4) (4) (4) Class A Common Stock 761 761 I Minor child?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 1,860 1,860 I Spouse is co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 645 645 I Spouse serves as co-trustee of a trust for the benefit of minor niece(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 1,712 1,712 I Spouse is co-trustee fbo minor nephew's proportionate interests in shares held by RA II.(2)
Class B Common Stock (4) (4) (4) Class A Common Stock 563 563 I Spouse is co-trustee of the trust for the minor nephew(2)
Explanation of Responses:
1. 2019-Mar-7-Weighted Average - Share Price represents average price between $64.58 and $64.99.
2. Reporting Person disclaims beneficial ownership of all such shares.
3. 2019-Mar-8-Weighted Average - Share Price represents average price between $63.72 and $64.67.
4. N/A
/s/ Suzanne S. Taylor, attorney-in-fact 03/11/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.