0001127602-18-033315.txt : 20181116 0001127602-18-033315.hdr.sgml : 20181116 20181116141130 ACCESSION NUMBER: 0001127602-18-033315 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181114 FILED AS OF DATE: 20181116 DATE AS OF CHANGE: 20181116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER HELEN RANKIN CENTRAL INDEX KEY: 0001247868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 181189426 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-11-14 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247868 BUTLER HELEN RANKIN 5875 LANDERBROOK DRIVE, SUITE 300 MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2018-11-14 4 P 0 202 62.9331 A 91280 I held by Trust for the benefit of Reporting Person Class A Common Stock 2018-11-14 4 P 0 2 62.93 A 358 I Reporting person's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-11-14 4 P 0 2 62.93 A 425 I Spouse's proportionate interest in Rankin Associates VI Class A Common Stock 2018-11-14 4 P 0 2 62.93 A 424 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-11-14 4 P 0 2 62.93 A 424 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-11-15 4 P 0 403 62.0836 A 91683 I held by Trust for the benefit of Reporting Person Class A Common Stock 2018-11-15 4 P 0 2 61.87 A 360 I Reporting person's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-11-15 4 P 0 2 61.87 A 427 I Spouse's proportionate interest in Rankin Associates VI Class A Common Stock 2018-11-15 4 P 0 2 61.87 A 426 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-11-15 4 P 0 2 61.87 A 426 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-11-15 4 P 0 2 62.24 A 362 I Reporting person's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-11-15 4 P 0 4 62.24 A 431 I Spouse's proportionate interest in Rankin Associates VI Class A Common Stock 2018-11-15 4 P 0 3 62.24 A 429 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-11-15 4 P 0 3 62.24 A 429 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 279 I Child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 8416 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 4513 I held in Trust for the benefit of Reporting Person's minor child Class A Common Stock 279 I Child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 8572 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 4357 I held in trust for the benefit of Reporting Person's minor child Class A Common Stock 5126 I proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 49811 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class A Common Stock 11750 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 32369 I proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. Class A Common Stock 2800 I Individual Retirement Account for the benefit of the Reporting Person's spouse Class A Common Stock 7839 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP Class A Common Stock 26313 I spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. Class B Common Stock Class A Common Stock 326 326 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 8416 8416 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 3683 3683 I held by Trust for the benefit of Reporting Person's minor child Class B Common Stock Class A Common Stock 326 326 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 8572 8572 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 3527 3527 I held by trust for the benefit of Reporting Person's minor child Class B Common Stock Class A Common Stock 5972 5972 I proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 89105 89105 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class B Common Stock Class A Common Stock 11750 11750 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 51283 51283 I proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. Class B Common Stock Class A Common Stock 58586 58586 I Held by Trust for the benefit of Reporting Person Class B Common Stock Class A Common Stock 2800 2800 I Individual Retirement Account for the benefit of the Reporting Person's spouse Class B Common Stock Class A Common Stock 7839 7839 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP Class B Common Stock Class A Common Stock 17262 17262 I spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. Shares purchased pursuant to 10b5-1 plan 2018-Nov-14-Weighted Average - Share Price represents average price between $62.78 and $63.00. 2018-Nov-15 -Block 1 Weighted Average- Share Price represents average price between $61.02 and $62.00. 2018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45. Reporting Person disclaims beneficial ownership of all such shares. N/A /s/ Suzanne S. Taylor, attorney-in-fact 2018-11-16