0001127602-18-031846.txt : 20181102 0001127602-18-031846.hdr.sgml : 20181102 20181102160231 ACCESSION NUMBER: 0001127602-18-031846 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181031 FILED AS OF DATE: 20181102 DATE AS OF CHANGE: 20181102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER HELEN RANKIN CENTRAL INDEX KEY: 0001247868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 181156959 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-10-31 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247868 BUTLER HELEN RANKIN 5875 LANDERBROOK DRIVE, SUITE 300 MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2018-10-31 4 P 0 397 61.892 A 89682 I held by Trust for the benefit of Reporting Person Class A Common Stock 2018-10-31 4 P 0 1 61.07 A 185 I Reporting person's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-10-31 4 P 0 1 61.07 A 185 I Spouse's proportionate interest in Rankin Associates VI Class A Common Stock 2018-10-31 4 P 0 1 61.07 A 184 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-10-31 4 P 0 1 61.07 A 184 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-10-31 4 P 0 1 61.83 A 185 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-10-31 4 P 0 1 61.83 A 185 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-10-31 4 P 0 1 62.97 A 186 I Reporting person's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-10-31 4 P 0 1 62.97 A 186 I Spouse's proportionate interest in Rankin Associates VI Class A Common Stock 2018-10-31 4 P 0 1 62.97 A 186 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-10-31 4 P 0 1 62.97 A 186 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-11-01 4 P 0 397 61.746 A 90079 I held by Trust for the benefit of Reporting Person Class A Common Stock 2018-11-01 4 P 0 2 61.67 A 188 I Reporting person's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-11-01 4 P 0 2 61.67 A 188 I Spouse's proportionate interest in Rankin Associates VI Class A Common Stock 2018-11-01 4 P 0 1 61.67 A 187 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-11-01 4 P 0 1 61.67 A 187 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 279 I Child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 8211 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 4513 I held in Trust for the benefit of Reporting Person's minor child Class A Common Stock 279 I Child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 8367 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 4357 I held in trust for the benefit of Reporting Person's minor child Class A Common Stock 5126 I proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 49811 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class A Common Stock 12058 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 32369 I proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. Class A Common Stock 2800 I Individual Retirement Account for the benefit of the Reporting Person's spouse Class A Common Stock 7634 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP Class A Common Stock 26313 I spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. Class B Common Stock Class A Common Stock 326 326 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 8211 8211 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 3683 3683 I held by Trust for the benefit of Reporting Person's minor child Class B Common Stock Class A Common Stock 326 326 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 8367 8367 I child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 3527 3527 I held by trust for the benefit of Reporting Person's minor child Class B Common Stock Class A Common Stock 5972 5972 I proportionate partnership interest shares held by AMR Associates LP Class B Common Stock Class A Common Stock 89105 89105 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class B Common Stock Class A Common Stock 12058 12058 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 51283 51283 I proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. Class B Common Stock Class A Common Stock 58586 58586 I Held by Trust for the benefit of Reporting Person Class B Common Stock Class A Common Stock 2800 2800 I Individual Retirement Account for the benefit of the Reporting Person's spouse Class B Common Stock Class A Common Stock 7634 7634 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP Class B Common Stock Class A Common Stock 17262 17262 I spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. Shares purchased pursuant to 10b5-1 plan 2018-Oct-31 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.34. 2018-Oct-31 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.00. 2018-Oct-31 -Block 3 Weighted Average- Share Price represents average price between $62.85 and $64.99. 2018-Nov-1 -Block 2 Weighted Average- Share Price represents average price between $61.25 and $61.96. Reporting Person disclaims beneficial ownership of all such shares. N/A /s/ Suzanne S. Taylor, attorney-in-fact 2018-11-01