0001127602-18-028967.txt : 20181002
0001127602-18-028967.hdr.sgml : 20181002
20181002154923
ACCESSION NUMBER: 0001127602-18-028967
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180928
FILED AS OF DATE: 20181002
DATE AS OF CHANGE: 20181002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTLER HELEN RANKIN
CENTRAL INDEX KEY: 0001247868
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54799
FILM NUMBER: 181101165
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC.
CENTRAL INDEX KEY: 0001173514
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 311637659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
FORMER COMPANY:
FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC.
DATE OF NAME CHANGE: 20120628
FORMER COMPANY:
FORMER CONFORMED NAME: NMHG HOLDING CO
DATE OF NAME CHANGE: 20020515
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-09-28
0001173514
HYSTER-YALE MATERIALS HANDLING, INC.
HY
0001247868
BUTLER HELEN RANKIN
5875 LANDERBROOK DRIVE, SUITE 300
MAYFIELD HEIGHTS
OH
44124
1
Member of a Group
Class A Common Stock
2018-09-28
4
P
0
267
61.3782
A
82635
I
held by Trust for the benefit of Reporting Person
Class A Common Stock
2018-09-28
4
P
0
1
61.12
A
145
I
Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2018-09-28
4
P
0
1
61.12
A
145
I
Spouse's proportionate interest in Rankin Associates VI
Class A Common Stock
2018-09-28
4
P
0
1
61.12
A
144
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2018-09-28
4
P
0
1
61.84
A
145
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2018-09-28
4
P
0
1
61.12
A
144
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2018-09-28
4
P
0
1
61.84
A
145
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2018-10-01
4
P
0
297
61.7447
A
82932
I
held by Trust for the benefit of Reporting Person
Class A Common Stock
2018-10-01
4
P
0
2
61.74
A
147
I
Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2018-10-01
4
P
0
2
61.74
A
147
I
Spouse's proportionate interest in Rankin Associates VI
Class A Common Stock
2018-10-01
4
A
0
447
0
A
26313
I
spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
Class A Common Stock
2018-10-01
4
P
0
1
61.74
A
146
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2018-10-01
4
P
0
1
61.74
A
146
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
279
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
8211
I
child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
4513
I
held in Trust for the benefit of Reporting Person's minor child
Class A Common Stock
279
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
8367
I
child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
4357
I
held in trust for the benefit of Reporting Person's minor child
Class A Common Stock
5126
I
proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
49811
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock
12058
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
32369
I
proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class A Common Stock
2800
I
Individual Retirement Account for the benefit of the Reporting Person's spouse
Class A Common Stock
7634
I
spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP
Class B Common Stock
Class A Common Stock
326
326
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
Class A Common Stock
8211
8211
I
child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
Class A Common Stock
3683
3683
I
held by Trust for the benefit of Reporting Person's minor child
Class B Common Stock
Class A Common Stock
326
326
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
Class A Common Stock
8367
8367
I
child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
Class A Common Stock
3527
3527
I
held by trust for the benefit of Reporting Person's minor child
Class B Common Stock
Class A Common Stock
5972
5972
I
proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
Class A Common Stock
89105
89105
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class B Common Stock
Class A Common Stock
12058
12058
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
Class A Common Stock
51283
51283
I
proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class B Common Stock
Class A Common Stock
58586
58586
I
Held by Trust for the benefit of Reporting Person
Class B Common Stock
Class A Common Stock
2800
2800
I
Individual Retirement Account for the benefit of the Reporting Person's spouse
Class B Common Stock
Class A Common Stock
7634
7634
I
spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP
Class B Common Stock
Class A Common Stock
17262
17262
I
spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
Shares purchased pursuant to 10b5-1 plan
2018-Sept-28 -Block 1 Weighted Average- Share Price represents average price between $60.55 and $61.40.
2018-Sept-28 -Block 2 Weighted Average- Share Price represents average price between $61.58 and $62.27.
2018-Oct-1-Weighted Average - Share Price represents average price between $61.56 and $62.40.
Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
Reporting Person disclaims beneficial ownership of all such shares.
N/A
/s/ Suzanne S. Taylor, attorney-in-fact
2018-10-02