0001127602-18-013973.txt : 20180404 0001127602-18-013973.hdr.sgml : 20180404 20180404151326 ACCESSION NUMBER: 0001127602-18-013973 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171214 FILED AS OF DATE: 20180404 DATE AS OF CHANGE: 20180404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER JOHN C JR CENTRAL INDEX KEY: 0001247860 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 18736971 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2017-12-14 2018-01-04 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247860 BUTLER JOHN C JR 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2017-12-14 5 G 0 E 3972 0 A 5126 I Spouse's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2017-12-14 5 G 0 E 279 0 A 279 I child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2017-12-14 5 G 0 E 279 0 A 279 I child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2017-12-14 5 G 0 E 81 0 A 12384 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2017-12-14 5 G 0 E 163 0 A 7634 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2017-12-14 5 G 0 E 163 0 D 12221 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2017-12-14 5 G 0 E 163 0 A 8211 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 2017-12-14 5 G 0 E 163 0 D 12058 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2017-12-14 5 G 0 E 163 0 A 8367 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 2017-12-19 5 G 0 E 130 0 A 130 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2017-12-19 5 G 0 E 130 0 A 130 I Reporting person's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2017-12-19 5 G 0 E 130 0 A 130 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2017-12-19 5 G 0 E 130 0 A 130 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-01-02 4 A 0 331 0 A 25100 I Held in trust fbo Reporting Person. Class A Common Stock 4513 I Reporting Person is trustee of Trust fbo minor child. Class A Common Stock 4357 I Reporting Person is trustee of Trust fbo minor child. Class A Common Stock 49811 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P Class A Common Stock 32369 I Spouse's proportionate limited partnership interest in shares held by RAIV Class A Class A Common Stock 80066 I Held by Trust for the benefit of Reporting Person's Spouse Class A Common Stock 2800 I Held in an Individual Retirement Account for the benefit of the Reporting Person Class B Common Stock 2017-12-14 5 G 0 E 4628 0 A Class A Common Stock 4628 5972 I Spouse's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock 2017-12-14 5 G 0 E 326 0 A Class A Common Stock 326 326 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock 2017-12-14 5 G 0 E 326 0 A Class A Common Stock 326 326 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock 2017-12-14 5 G 0 E 81 0 A Class A Common Stock 81 12384 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2017-12-14 5 G 0 E 163 0 A Class A Common Stock 163 7634 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2017-12-14 5 G 0 E 163 0 D Class A Common Stock 163 12221 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2017-12-14 5 G 0 E 163 0 A Class A Common Stock 163 8211 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock 2017-12-14 5 G 0 E 163 0 D Class A Common Stock 163 12058 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2017-12-14 5 G 0 E 163 0 A Class A Common Stock 163 8367 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock Class A Common Stock 3683 3683 I Reporting Person is trustee of Trust fbo minor child. Class B Common Stock Class A Common Stock 3527 3527 I Reporting Person is trustee of Trust fbo minor child. Class B Common Stock Class A Common Stock 89105 89105 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P Class B Common Stock Class A Common Stock 51283 51283 I spouse's proportionate limited partnership interest in shared held by RAIV Class B Class B Common Stock Class A Common Stock 58586 58586 I Held by Trust for the benefit of Reporting Person's Spouse Class B Common Stock Class A Common Stock 2800 2800 I Held in an Individual Retirement Account for the benefit of the Reporting Person Class B Common Stock Class A Common Stock 17262 17262 I Held in trust fbo Reporting Person. Share amount previously reported was based on preliminary valuation of partnership interests and has been adjusted in this amendment to Form 4 to reflect the final valuation of partnership interests, and corresponding adjustment to the number of shares attributed to Reporting Person's Spouse's partnership interest. Share amount previously reported was based on preliminary valuation of partnership interests and has been adjusted in this amendment to Form 4 to reflect the final valuation of partnership interests, and corresponding adjustment to the number of shares attributed to Reporting Person's Child's partnership interest. Share amount previously reported was based on preliminary valuation of partnership interests and has been adjusted in this amendment to Form 4 to reflect the final valuation of partnership interests, and corresponding adjustment to the number of shares attributed to Reporting Person's Child's partnership interest. Reporting Person disclaims beneficial ownership of all such shares. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. N/A Share amount previously reported was based on preliminary valuation of partnership interests and has been adjusted in this amendment to Form 4 to reflect the final valuation of partnership interests, and corresponding adjustment to the number of shares attributed to Reporting Person's Spouse's partnership interest. Share amount previously reported was based on preliminary valuation of partnership interests and has been adjusted in this amendment to Form 4 to reflect the final valuation of partnership interests, and corresponding adjustment to the number of shares attributed to Reporting Person's Child's partnership interest. Share amount previously reported was based on preliminary valuation of partnership interests and has been adjusted in this amendment to Form 4 to reflect the final valuation of partnership interests, and corresponding adjustment to the number of shares attributed to Reporting Person's Child's partnership interest. /s/ Suzanne S. Taylor, attorney-in-fact 2018-04-04