0001127602-18-013972.txt : 20180404
0001127602-18-013972.hdr.sgml : 20180404
20180404151129
ACCESSION NUMBER: 0001127602-18-013972
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171214
FILED AS OF DATE: 20180404
DATE AS OF CHANGE: 20180404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTLER HELEN RANKIN
CENTRAL INDEX KEY: 0001247868
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54799
FILM NUMBER: 18736964
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC.
CENTRAL INDEX KEY: 0001173514
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 311637659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
FORMER COMPANY:
FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC.
DATE OF NAME CHANGE: 20120628
FORMER COMPANY:
FORMER CONFORMED NAME: NMHG HOLDING CO
DATE OF NAME CHANGE: 20020515
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0306
4/A
2017-12-14
2018-01-04
0001173514
HYSTER-YALE MATERIALS HANDLING, INC.
HY
0001247868
BUTLER HELEN RANKIN
5875 LANDERBROOK DRIVE, SUITE 300
MAYFIELD HEIGHTS
OH
44124
1
Member of a Group
Class A Common Stock
2017-12-14
5
G
0
E
3972
0
A
5126
I
proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
2017-12-14
5
G
0
E
279
0
A
279
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
2017-12-14
5
G
0
E
279
0
A
279
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock
2017-12-14
5
G
0
E
81
0
A
12384
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
2017-12-14
5
G
0
E
163
0
A
7634
I
spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP
Class A Common Stock
2017-12-14
5
G
0
E
163
0
D
12221
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
2017-12-14
5
G
0
E
163
0
A
8211
I
child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
2017-12-14
5
G
0
E
163
0
D
12058
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
2017-12-14
5
G
0
E
163
0
A
8367
I
child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
2017-12-19
5
G
0
E
130
0
A
130
I
Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2017-12-19
5
G
0
E
130
0
A
130
I
Spouse's proportionate interest in Rankin Associates VI
Class A Common Stock
2017-12-19
5
G
0
E
130
0
A
130
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2017-12-19
5
G
0
E
130
0
A
130
I
Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
2018-01-02
4
A
0
331
0
A
25100
I
spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
Class A Common Stock
4513
I
held in Trust for the benefit of Reporting Person's minor child
Class A Common Stock
4357
I
held in trust for the benefit of Reporting Person's minor child
Class A Common Stock
49811
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock
32369
I
proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class A Common Stock
80066
I
held by Trust for the benefit of Reporting Person
Class A Common Stock
2800
I
Individual Retirement Account for the benefit of the Reporting Person's spouse
Class B Common Stock
2017-12-14
5
G
0
E
4628
0
A
Class A Common Stock
4628
5972
I
proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
2017-12-14
5
G
0
E
326
0
A
Class A Common Stock
326
326
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
2017-12-14
5
G
0
E
326
0
A
Class A Common Stock
326
326
I
Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock
2017-12-14
5
G
0
E
81
0
A
Class A Common Stock
81
12384
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
2017-12-14
5
G
0
E
163
0
A
Class A Common Stock
163
7634
I
spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP
Class B Common Stock
2017-12-14
5
G
0
E
163
0
D
Class A Common Stock
163
12221
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
2017-12-14
5
G
0
E
163
0
A
Class A Common Stock
163
8211
I
child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
2017-12-14
5
G
0
E
163
0
D
Class A Common Stock
163
12058
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
2017-12-14
5
G
0
E
163
0
A
Class A Common Stock
163
8367
I
child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock
Class A Common Stock
3683
3683
I
held by Trust for the benefit of Reporting Person's minor child
Class B Common Stock
Class A Common Stock
3527
3527
I
held by trust for the benefit of Reporting Person's minor child
Class B Common Stock
Class A Common Stock
89105
89105
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class B Common Stock
Class A Common Stock
51283
51283
I
proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class B Common Stock
Class A Common Stock
58586
58586
I
Held by Trust for the benefit of Reporting Person
Class B Common Stock
Class A Common Stock
2800
2800
I
Individual Retirement Account for the benefit of the Reporting Person's spouse
Class B Common Stock
Class A Common Stock
17262
17262
I
spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
Share amount previously reported was based on preliminary valuation of partnership interests and has been adjusted in this amendment to Form 4 to reflect the final valuation of partnership interests, and corresponding adjustment to the number of shares attributed to Reporting Person's partnership interest.
Share amount previously reported was based on preliminary valuation of partnership interests and has been adjusted in this amendment to Form 4 to reflect the final valuation of partnership interests, and corresponding adjustment to the number of shares attributed to Reporting Person's Child's partnership interest.
Share amount previously reported was based on preliminary valuation of partnership interests and has been adjusted in this amendment to Form 4 to reflect the final valuation of partnership interests, and corresponding adjustment to the number of shares attributed to Reporting Person's Child's partnership interest.
Reporting Person disclaims beneficial ownership of all such shares.
Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
N/A
Share amount previously reported was based on preliminary valuation of partnership interests and has been adjusted in this amendment to Form 4 to reflect the final valuation of partnership interests, and corresponding adjustment to the number of shares attributed to Reporting Person's Child's partnership interest.
Share amount previously reported was based on preliminary valuation of partnership interests and has been adjusted in this amendment to Form 4 to reflect the final valuation of partnership interests, and corresponding adjustment to the number of shares attributed to Reporting Person's Child's partnership interest.
/s/ Suzanne S. Taylor, attorney-in-fact
2018-04-04