0001127602-18-000968.txt : 20180104 0001127602-18-000968.hdr.sgml : 20180104 20180104121848 ACCESSION NUMBER: 0001127602-18-000968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171214 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER JOHN C JR CENTRAL INDEX KEY: 0001247860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 18509152 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-12-14 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247860 BUTLER JOHN C JR 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2017-12-14 5 G 0 E 3458 0 A 4612 I Spouse's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2017-12-14 5 G 0 E 243 0 A 243 I child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2017-12-14 5 G 0 E 243 0 A 243 I child's proportionate partnership interest shares held by AMR Associates LP Class A Common Stock 2017-12-14 5 G 0 E 81 0 A 12384 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2017-12-14 5 G 0 E 163 0 A 7634 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2017-12-14 5 G 0 E 163 0 D 12221 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2017-12-14 5 G 0 E 163 0 A 8211 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 2017-12-14 5 G 0 E 163 0 D 12058 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2017-12-14 5 G 0 E 163 0 A 8367 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 2017-12-19 5 G 0 E 130 0 A 130 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2017-12-19 5 G 0 E 130 0 A 130 I Reporting person's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2017-12-19 5 G 0 E 130 0 A 130 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2017-12-19 5 G 0 E 130 0 A 130 I Child's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2018-01-02 4 A 0 331 0 A 25100 I Held in trust fbo Reporting Person. Class A Common Stock 4513 I Reporting Person is trustee of Trust fbo minor child. Class A Common Stock 4357 I Reporting Person is trustee of Trust fbo minor child. Class A Common Stock 49811 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P Class A Common Stock 32369 I Spouse's proportionate limited partnership interest in shares held by RAIV Class A Class A Common Stock 80066 I Held by Trust for the benefit of Reporting Person's Spouse Class A Common Stock 0 D Class A Common Stock 2800 I Held in an Individual Retirement Account for the benefit of the Reporting Person Class B Common Stock 2017-12-14 5 G 0 E 4027 0 A Class A Common Stock 4027 5371 I Spouse's proportionate partnership interest shares held by Class B Common Stock 2017-12-14 5 G 0 E 283 0 A Class A Common Stock 283 283 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock 2017-12-14 5 G 0 E 283 0 A Class A Common Stock 283 283 I Child's proportionate partnership interest shares held by AMR Associates LP Class B Common Stock 2017-12-14 5 G 0 E 81 0 A Class A Common Stock 81 12384 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2017-12-14 5 G 0 E 163 0 A Class A Common Stock 163 7634 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2017-12-14 5 G 0 E 163 0 D Class A Common Stock 163 12221 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2017-12-14 5 G 0 E 163 0 A Class A Common Stock 163 8211 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock 2017-12-14 5 G 0 E 163 0 D Class A Common Stock 163 12058 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock 2017-12-14 5 G 0 E 163 0 A Class A Common Stock 163 8367 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock Class A Common Stock 3683 3683 I Reporting Person is trustee of Trust fbo minor child. Class B Common Stock Class A Common Stock 3527 3527 I Reporting Person is trustee of Trust fbo minor child. Class B Common Stock Class A Common Stock 89105 89105 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P Class B Common Stock Class A Common Stock 51283 51283 I spouse's proportionate limited partnership interest in shared held by RAIV Class B Class B Common Stock Class A Common Stock 58586 58586 I Held by Trust for the benefit of Reporting Person's Spouse Class B Common Stock Class A Common Stock 2800 2800 I Held in an Individual Retirement Account for the benefit of the Reporting Person Class B Common Stock Class A Common Stock 17262 17262 I Held in trust fbo Reporting Person. Reporting Person disclaims beneficial ownership of all such shares. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. N/A /s/ Suzanne S. Taylor, attorney-in-fact 2018-01-04