0001127602-17-005980.txt : 20170214 0001127602-17-005980.hdr.sgml : 20170214 20170214155011 ACCESSION NUMBER: 0001127602-17-005980 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALISON A CENTRAL INDEX KEY: 0001247944 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 17608256 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2016-12-31 0 0 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247944 RANKIN ALISON A 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2016-11-04 5 G 0 27870 0 D 5019 I spouse's proportionate limited partnership interest in shares held by RA II, L.P Class A Common Stock 2016-11-04 5 G 0 27870 0 A 29986 I Reporting Person?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 2016-12-22 5 G 0 199 0 D 5019 I spouse's proportionate limited partnership interest in shares held by RA II, L.P Class A Common Stock 2016-12-22 5 G 0 199 0 A 17987 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 2016-12-22 5 G 0 199 0 A 19875 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 2016-12-22 5 G 0 199 0 D 5019 I spouse's proportionate limited partnership interest in shares held by RA II, L.P Class A Common Stock 2016-12-22 5 G 0 100 0 A 19875 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 2016-12-22 5 G 0 100 0 A 17987 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 54147 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class A Common Stock 3123 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin Class A Common Stock 765 I Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin Class A Common Stock 1851 I Co-Trustee for the benefit of Reporting Person's daughter. Class A Common Stock 200 I Spouse serves as custodian for minor child Class A Common Stock 965 I Spouse serves as Trustee for the benefit of A. Farnham Rankin Class A Common Stock 3738 I Co-Trustee for the benefit of Reporting Person's daughter. Class A Common Stock 0 I Spouse serves as custodian for A. Farnham Rankin UGMA Class A Common Stock 13185 I Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin Class A Common Stock 13185 I Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin Class A Common Stock 19 I Spouse's proportionate general partnership interest shares held by RAIV. Class A Common Stock 3448 I Spouse's proportionate interests in shares held by Rankin Associates I. Class A Common Stock 65824 I Spouse's proportionate interests in shares held by Rankin Associates IV. Class A Common Stock 179 I Spouse's proportionate interests in shares held by Rankin Associates V Class A Common Stock 1975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Class A Common Stock 45 I spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI") Class A Common Stock 44 I spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI") Class A Common Stock 192662 I spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin Class B Common Stock 2016-11-04 5 G 0 27870 0 D Class A Common Stock 27870 5019 I spouse's proportionate limited partnership interest in shares held by RA II, L.P Class B Common Stock 2016-11-04 5 G 0 27870 0 A Class A Common Stock 27870 29986 I Reporting Person?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock 2016-12-22 5 G 0 199 0 D Class A Common Stock 199 5019 I spouse's proportionate limited partnership interest in shares held by RA II, L.P Class B Common Stock 2016-12-22 5 G 0 199 0 A Class A Common Stock 199 17987 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock 2016-12-22 5 G 0 199 0 D Class A Common Stock 199 5019 I spouse's proportionate limited partnership interest in shares held by RA II, L.P Class B Common Stock 2016-12-22 5 G 0 199 0 A Class A Common Stock 199 19875 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock 2016-12-22 5 G 0 100 0 A Class A Common Stock 100 19875 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock 2016-12-22 5 G 0 100 0 A Class A Common Stock 100 17987 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock Class A Common Stock 96861 96861 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class B Common Stock Class A Common Stock 3123 3123 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin Class B Common Stock Class A Common Stock 1851 1851 I Co-Trustee for the benefit of Reporting Person's daughter. Class B Common Stock Class A Common Stock 200 200 I Spouse serves as Custodian for the minor child Class B Common Stock Class A Common Stock 200 200 I Spouse Serves as Trustee for the benefit of A. Farnham Rankin Class B Common Stock Class A Common Stock 3738 3738 I Co-Trustee for the benefit of Reporting Person's daughter. Class B Common Stock Class A Common Stock 0 0 I Spouse is custodian of A. Farnham Rankin UGMA Class B Common Stock Class A Common Stock 6598 6598 I Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin Class B Common Stock Class A Common Stock 6598 6598 I Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin Class B Common Stock Class A Common Stock 31 31 I Reporting Person's spouse's proportionate GP interest in shares of Rankin Associates IV Class B Common Stock Class A Common Stock 6168 6168 I Spouses proportionate LP interest in shares held by RA1 Class B Common Stock Class A Common Stock 104286 104286 I Spouse's proportionate interests in shares held by Rankin Associates IV. Class B Common Stock Class A Common Stock 1975 1975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Class B Common Stock Class A Common Stock 193760 193760 I spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin Reporting Person disclaims beneficial ownership of all such shares. N/A /s/ Suzanne S. Taylor, attorney-in-fact 2017-02-14