SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RANKIN CORBIN

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
09/28/2016

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	09/28/2016		P		3	A	$57.9237⁽¹⁾	26	I	Spouse's proportionate Interest in shares held by RAV held by Rankin Management
Class A Common Stock	09/28/2016		P		1	A	$58.8137⁽²⁾	27	I	Spouse's proportionate Interest in shares held by RAV held by Rankin Management
Class A Common Stock	09/28/2016		P		3	A	$57.9237⁽²⁾	27	I	Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management
Class A Common Stock	09/28/2016		P		12	A	$57.9237⁽¹⁾	109	I	Spouse's proportionate interest in shares held by RAV
Class A Common Stock	09/28/2016		P		3	A	$58.8137⁽²⁾	112	I	Spouse's proportionate interest in shares held by RAV
Class A Common Stock	09/28/2016		P		428⁽³⁾	A	$57.9237⁽¹⁾	7,500	I	Spouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin⁽⁴⁾
Class A Common Stock	09/28/2016		P		102⁽³⁾	A	$58.8137⁽²⁾	7,602	I	Spouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin⁽⁴⁾
Class A Common Stock	09/28/2016		P		428⁽³⁾	A	$57.9237⁽¹⁾	7,500	I	Spouse serves as trustee for BTR 2012 GST for the benefit of Matthew M. Rankin⁽⁴⁾
Class A Common Stock	09/28/2016		P		102⁽⁵⁾	A	$58.8137⁽²⁾	7,602	I	Spouse serves as trustee for BTR 2012 GST for the benefit of Matthew M. Rankin⁽⁴⁾
Class A Common Stock	09/28/2016		P		428⁽³⁾	A	$57.9237⁽¹⁾	7,499	I	Spouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin⁽⁴⁾
Class A Common Stock	09/28/2016		P		102⁽³⁾	A	$58.8137⁽²⁾	7,601	I	Spouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin⁽⁴⁾
Class A Common Stock								3,622	D
Class A Common Stock								14,343	I	Reporting Person's LP interest in shares held in RA1
Class A Common Stock								1,843	I	Reporting person's proportionate interests in shares held by Rankin Associates II, L.P
Class A Common Stock								9,565	I	son's proportionate LP interest in shares held by RA II LP held in a trust -spouse is co trustee⁽⁶⁾
Class A Common Stock								8,177	I	spouse is co-Trustee for the benefit of Reporting Person's son.⁽⁶⁾
Class A Common Stock								7	I	Held by Spouse
Class A Common Stock								19	I	spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust⁽⁶⁾
Class A Common Stock								25,324	I	spouse's proportionate partnership interest in shares held by RA I LP⁽⁶⁾
Class A Common Stock								36,839	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P⁽⁶⁾
Class A Common Stock								65,824	I	Spouses proportionate LP interest in shares held in RA4⁽⁶⁾
Class A Common Stock								146,004	I	spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common Stock								1,975	I	Spouse's proportionate interest in shares held in RMI⁽⁶⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	6,598		6,598	I	Spouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin⁽⁴⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	6,598		6,598	I	Spouse serves as trustee of BTR 2012 GST for the benefit of Matthew M. Rankin⁽⁴⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	6,598		6,598	I	Spouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin⁽⁴⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	3,622		3,622	D
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	25,657		25,657	I	Reporting Person's LP interest in shares held in RA1
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	1,843		1,843	I	Reporting Person's proportionate interests in shares held by Rankin Associates II, L.P
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	9,565		9,565	I	son's proportionate LP interest in shares held by RA II LP held in a trust -spouse is co trustee⁽⁶⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	8,509		8,509	I	spouse is Trustee for the benefit of Reporting Person's son.⁽⁶⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	7		7	I	Held by Spouse
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	31		31	I	spouse's proportionate limited partnership interest in shares of RA IV LP held by the Trust⁽⁶⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	45,300		45,300	I	spouse's proportionate partnership interest in shares held by Rankin Associates I, L.P⁽⁶⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	36,839		36,839	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P⁽⁶⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	104,286		104,286	I	spouses proortionate LP interest in shares held in RA4⁽⁶⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	145,912		145,912	I	spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin⁽⁶⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	1,975		1,975	I	Spouse's proportionate interest in shares held in RMI⁽⁶⁾

Explanation of Responses:

1. Sept 28, 2016-Weighted Average Block 1- Share Price represents average price between $57.46 and $58.45.

2. Sept 28, 2016-Weighted Average Block 2- Share Price represents average price between $58.47 and $59.05.

3. Proportionate Interest in shares held by RAVI

4. child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child

5. Proportionate Interest in shares held by RAVI

6. Reporting Person disclaims beneficial ownership of all such shares.

7. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	09/29/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.