0001173431-19-000036.txt : 20190221 0001173431-19-000036.hdr.sgml : 20190221 20190221163943 ACCESSION NUMBER: 0001173431-19-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ricketts Todd M CENTRAL INDEX KEY: 0001533741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 19622412 MAIL ADDRESS: STREET 1: C/O AMERITRADE HOLDING CORP STREET 2: 4211 SOUTH 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 4 1 wf-form4_155078516818089.xml FORM 4 X0306 4 2019-02-19 0 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001533741 Ricketts Todd M 200 S. 108TH AVE. OMAHA NE 68154 1 0 0 0 Common Stock 2018-12-12 5 G 0 E 870 0 D 178031 D Common Stock 8059 I By spouse Common Stock 43055 I By children Common Stock 228659 I By spouse and children Common Stock 2019-02-19 4 A 0 12 0 A 178043 D Common Stock 2019-02-20 4 A 0 4544 0 A 182587 D Shares are held by trusts created for Mr. Ricketts' children. Shares are held by trust created for Mr. Ricketts' spouse and children. /s/ Brenna M. O'Connor, as attorney-in-fact for Todd M. Ricketts 2019-02-21