0001173431-17-000135.txt : 20170817
0001173431-17-000135.hdr.sgml : 20170817
20170817163751
ACCESSION NUMBER: 0001173431-17-000135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170815
FILED AS OF DATE: 20170817
DATE AS OF CHANGE: 20170817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ricketts Todd M
CENTRAL INDEX KEY: 0001533741
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 171039067
MAIL ADDRESS:
STREET 1: C/O AMERITRADE HOLDING CORP
STREET 2: 4211 SOUTH 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
4
1
wf-form4_150300225641143.xml
FORM 4
X0306
4
2017-08-15
0
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001533741
Ricketts Todd M
200 S. 108TH AVE.
OMAHA
NE
68154
1
0
0
0
Common Stock
2017-08-15
4
A
0
12
0
A
176518
D
Common Stock
7769
I
By spouse
Common Stock
42765
I
By children
Common Stock
228369
I
By spouse and children
Shares are held by trusts created for Mr. Ricketts' children.
Shares are held by trust created for Mr. Ricketts' spouse and children.
/s/ Brenna O'Connor, as attorney-in-fact for Todd M. Ricketts
2017-08-17