0001214659-20-003451.txt : 20200417 0001214659-20-003451.hdr.sgml : 20200417 20200417134837 ACCESSION NUMBER: 0001214659-20-003451 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200416 FILED AS OF DATE: 20200417 DATE AS OF CHANGE: 20200417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ottewell David A. CENTRAL INDEX KEY: 0001515674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31913 FILM NUMBER: 20798834 MAIL ADDRESS: STREET 1: C/O NOVAGOLD RESOURCES INC. STREET 2: 201 SOUTH MAIN STREET, SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVAGOLD RESOURCES INC CENTRAL INDEX KEY: 0001173420 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: A5 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 789 WEST PENDER STREET STREET 2: SUITE 720 CITY: VANCOUVER STATE: A1 ZIP: V6C 1H2 BUSINESS PHONE: 604-669-6227 MAIL ADDRESS: STREET 1: 789 WEST PENDER STREET STREET 2: SUITE 720 CITY: VANCOUVER STATE: A1 ZIP: V6C 1H2 4 1 marketforms-48584.xml PRIMARY DOCUMENT X0306 4 2020-04-16 0001173420 NOVAGOLD RESOURCES INC NG 0001515674 Ottewell David A. C/O NOVAGOLD RESOURCES INC. 201 SOUTH MAIN STREET, SUITE 400 SALT LAKE CITY UT 84111 false true false false Vice President & CFO Common Shares 2020-04-16 4 M false 50000 3.85 A 666954 D Common Shares 2020-04-16 4 F false 15475 12.44 D 651479 D Common Shares 2020-04-16 4 S false 34525 12.44 D 616954 D Common Shares 3.85 2020-04-16 4 M false 50000 0 D 2022-11-30 Common Shares 50000 299400 D The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $12.43 to $12.45, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.43 to $12.45, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The options were granted on 12/1/2017 and vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; 1/3 on 12/1/2020. /s/ Tricia Pannier as attorney-in-fact for David A. Ottewell 2020-04-17