0001104659-22-001691.txt : 20220105
0001104659-22-001691.hdr.sgml : 20220105
20220105214514
ACCESSION NUMBER: 0001104659-22-001691
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220105
DATE AS OF CHANGE: 20220105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stephan Dietrich A
CENTRAL INDEX KEY: 0001774588
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35963
FILM NUMBER: 22513538
MAIL ADDRESS:
STREET 1: 213 SMITHFIELD ST
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NeuBase Therapeutics, Inc.
CENTRAL INDEX KEY: 0001173281
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 465622433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 700 TECHNOLOGY DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
BUSINESS PHONE: 6464501790
MAIL ADDRESS:
STREET 1: 700 TECHNOLOGY DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: Ohr Pharmaceutical Inc
DATE OF NAME CHANGE: 20090819
FORMER COMPANY:
FORMER CONFORMED NAME: BBM HOLDINGS, INC.
DATE OF NAME CHANGE: 20070402
FORMER COMPANY:
FORMER CONFORMED NAME: PRIME RESOURCE INC
DATE OF NAME CHANGE: 20020513
4
1
tm221975d1_4.xml
FORM 4
X0306
4
2021-12-31
0
0001173281
NeuBase Therapeutics, Inc.
NBSE
0001774588
Stephan Dietrich A
C/O 350 TECHNOLOGY DRIVE, FOURTH FLOOR
PITTSBURGH
PA
15219
1
1
1
0
President and CEO
Common Stock
2021-12-31
4
M
0
42250
0.001
A
66775
D
Common Stock
1273819
I
See footnote
Stock option (right to buy)
0.001
2021-12-31
4
M
0
42250
0.001
D
2019-07-12
2028-12-31
Common Stock
42250
3269680
D
Shares held by the reporting person as a tenant by the entirety with his spouse.
These shares are held in an irrevocable trust in which the spouse of the reporting person is the investment trustee, and the spouse and the descendants of the reporting person are its beneficiaries, and another irrevocable trust in which the reporting person is the investment trustee, and the reporting person and the descendants of the reporting person's spouse are its beneficiaries.
/s/ Dietrich Stephan
2022-01-05