0001104659-22-001691.txt : 20220105 0001104659-22-001691.hdr.sgml : 20220105 20220105214514 ACCESSION NUMBER: 0001104659-22-001691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220105 DATE AS OF CHANGE: 20220105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephan Dietrich A CENTRAL INDEX KEY: 0001774588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35963 FILM NUMBER: 22513538 MAIL ADDRESS: STREET 1: 213 SMITHFIELD ST CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeuBase Therapeutics, Inc. CENTRAL INDEX KEY: 0001173281 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 465622433 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 700 TECHNOLOGY DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: 6464501790 MAIL ADDRESS: STREET 1: 700 TECHNOLOGY DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: Ohr Pharmaceutical Inc DATE OF NAME CHANGE: 20090819 FORMER COMPANY: FORMER CONFORMED NAME: BBM HOLDINGS, INC. DATE OF NAME CHANGE: 20070402 FORMER COMPANY: FORMER CONFORMED NAME: PRIME RESOURCE INC DATE OF NAME CHANGE: 20020513 4 1 tm221975d1_4.xml FORM 4 X0306 4 2021-12-31 0 0001173281 NeuBase Therapeutics, Inc. NBSE 0001774588 Stephan Dietrich A C/O 350 TECHNOLOGY DRIVE, FOURTH FLOOR PITTSBURGH PA 15219 1 1 1 0 President and CEO Common Stock 2021-12-31 4 M 0 42250 0.001 A 66775 D Common Stock 1273819 I See footnote Stock option (right to buy) 0.001 2021-12-31 4 M 0 42250 0.001 D 2019-07-12 2028-12-31 Common Stock 42250 3269680 D Shares held by the reporting person as a tenant by the entirety with his spouse. These shares are held in an irrevocable trust in which the spouse of the reporting person is the investment trustee, and the spouse and the descendants of the reporting person are its beneficiaries, and another irrevocable trust in which the reporting person is the investment trustee, and the reporting person and the descendants of the reporting person's spouse are its beneficiaries. /s/ Dietrich Stephan 2022-01-05