0001104659-20-071857.txt : 20200610 0001104659-20-071857.hdr.sgml : 20200610 20200610115008 ACCESSION NUMBER: 0001104659-20-071857 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200609 FILED AS OF DATE: 20200610 DATE AS OF CHANGE: 20200610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lipizzaner LLC CENTRAL INDEX KEY: 0001783932 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35963 FILM NUMBER: 20954094 BUSINESS ADDRESS: STREET 1: 1209 ORANGE STREET CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 650-490-0166 MAIL ADDRESS: STREET 1: 1209 ORANGE STREET CITY: WILMINGTON STATE: DE ZIP: 19801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephan Dietrich A CENTRAL INDEX KEY: 0001774588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35963 FILM NUMBER: 20954095 MAIL ADDRESS: STREET 1: 213 SMITHFIELD ST CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeuBase Therapeutics, Inc. CENTRAL INDEX KEY: 0001173281 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 465622433 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 700 TECHNOLOGY DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: 6464501790 MAIL ADDRESS: STREET 1: 700 TECHNOLOGY DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: Ohr Pharmaceutical Inc DATE OF NAME CHANGE: 20090819 FORMER COMPANY: FORMER CONFORMED NAME: BBM HOLDINGS, INC. DATE OF NAME CHANGE: 20070402 FORMER COMPANY: FORMER CONFORMED NAME: PRIME RESOURCE INC DATE OF NAME CHANGE: 20020513 4 1 tm2022294d1_4.xml FORM 4 X0306 4 2020-06-09 0 0001173281 NeuBase Therapeutics, Inc. NBSE 0001774588 Stephan Dietrich A C/O NEUBASE THERAPEUTICS, INC. 700 TECHNOLOGY DRIVE, THIRD FLOOR PITTSBURGH PA 15219 1 1 1 0 President and CEO 0001783932 Lipizzaner LLC C/O NEUBASE THERAPEUTICS, INC. 700 TECHNOLOGY DRIVE, THIRD FLOOR PITTSBURGH PA 15219 0 0 1 0 Common Stock 2020-06-09 4 P 0 1275 7.7339 A 12525 D Common Stock 2547639 I See footnote Shares held by Dietrich Stephan as a tenant by the entirety with his spouse. Shares held directly by Lipizzaner LLC, of which Dr. Stephan is the sole member. The power of attorney under which this form was signed is on file with the Commission. /s/ Dietrich Stephan 2020-06-10 /s/ Lipizzaner LLC, by Dietrich Stephan, its sole member 2020-06-10