0001104659-20-071857.txt : 20200610
0001104659-20-071857.hdr.sgml : 20200610
20200610115008
ACCESSION NUMBER: 0001104659-20-071857
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200609
FILED AS OF DATE: 20200610
DATE AS OF CHANGE: 20200610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lipizzaner LLC
CENTRAL INDEX KEY: 0001783932
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35963
FILM NUMBER: 20954094
BUSINESS ADDRESS:
STREET 1: 1209 ORANGE STREET
CITY: WILMINGTON
STATE: DE
ZIP: 19801
BUSINESS PHONE: 650-490-0166
MAIL ADDRESS:
STREET 1: 1209 ORANGE STREET
CITY: WILMINGTON
STATE: DE
ZIP: 19801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stephan Dietrich A
CENTRAL INDEX KEY: 0001774588
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35963
FILM NUMBER: 20954095
MAIL ADDRESS:
STREET 1: 213 SMITHFIELD ST
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NeuBase Therapeutics, Inc.
CENTRAL INDEX KEY: 0001173281
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 465622433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 700 TECHNOLOGY DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
BUSINESS PHONE: 6464501790
MAIL ADDRESS:
STREET 1: 700 TECHNOLOGY DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: Ohr Pharmaceutical Inc
DATE OF NAME CHANGE: 20090819
FORMER COMPANY:
FORMER CONFORMED NAME: BBM HOLDINGS, INC.
DATE OF NAME CHANGE: 20070402
FORMER COMPANY:
FORMER CONFORMED NAME: PRIME RESOURCE INC
DATE OF NAME CHANGE: 20020513
4
1
tm2022294d1_4.xml
FORM 4
X0306
4
2020-06-09
0
0001173281
NeuBase Therapeutics, Inc.
NBSE
0001774588
Stephan Dietrich A
C/O NEUBASE THERAPEUTICS, INC.
700 TECHNOLOGY DRIVE, THIRD FLOOR
PITTSBURGH
PA
15219
1
1
1
0
President and CEO
0001783932
Lipizzaner LLC
C/O NEUBASE THERAPEUTICS, INC.
700 TECHNOLOGY DRIVE, THIRD FLOOR
PITTSBURGH
PA
15219
0
0
1
0
Common Stock
2020-06-09
4
P
0
1275
7.7339
A
12525
D
Common Stock
2547639
I
See footnote
Shares held by Dietrich Stephan as a tenant by the entirety with his spouse.
Shares held directly by Lipizzaner LLC, of which Dr. Stephan is the sole member.
The power of attorney under which this form was signed is on file with the Commission.
/s/ Dietrich Stephan
2020-06-10
/s/ Lipizzaner LLC, by Dietrich Stephan, its sole member
2020-06-10