-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LEtr8jC61DGXwKcjGg7ngwxbxcG1VHGI17iAc9XXxVUf8pVBPHNiJq3R7TnU1S14 e0EocCGhKuVwfdYk5IEMNg== 0001157523-06-002946.txt : 20060323 0001157523-06-002946.hdr.sgml : 20060323 20060323135233 ACCESSION NUMBER: 0001157523-06-002946 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060322 ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060323 DATE AS OF CHANGE: 20060323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TEMECULA VALLEY BANCORP INC CENTRAL INDEX KEY: 0001172678 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 460476193 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-49844 FILM NUMBER: 06705778 BUSINESS ADDRESS: STREET 1: 27710 JEFFERSON AVENUE STREET 2: SUITE A-100 CITY: TEMECULA STATE: CA ZIP: 92590 BUSINESS PHONE: 9096949940 MAIL ADDRESS: STREET 1: 27710 JEFFERSON AVENUE STREET 2: SUITE A-100 CITY: TEMECULA STATE: CA ZIP: 92590 8-K 1 a5108943.txt TEMECULA VALLEY BANCORP INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2006 ------------------------ TEMECULA VALLEY BANCORP INC. (Exact name of Registrant as specified in its charter) California 46-0476193 (State or other (Commission File Number) (I.R.S. Employer jurisdiction of incorporation) Identification Number) 27710 Jefferson Avenue Suite A100 Temecula, California 92590 (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: (951) 694-9940 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ================================================================================ Item 5.03 - Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. The Board of Directors of Temecula Valley Bancorp Inc. ("Corporation") adopted an amendment to the Corporation's Bylaws, effective as of March 22, 2006. The amendment is set forth in Exhibit 3(iii) to this Form 8-K and is described below. Section 3.3 of Article III of the Corporation's Bylaws was amended in order to adopt advance notice requirements covering shareholder proposals and board nominations that are intended to be presented at shareholders' meetings without inclusion in the Corporation's proxy materials pursuant to Rule 14a-8 under the Securities Exchange Act of 1934 ("non-Rule 14a-8 proposals"). New Section 3.3 sets the close of business on April 30, 2006 as the deadline for submission of non-Rule 14a-8 proposals for the 2006 annual meeting of shareholders and also sets deadlines for submission of non-Rule 14a-8 proposals to be presented at future annual and special shareholders' meetings. The Bylaws previously did not contain advance notice provisions or deadlines for submission of non-Rule 14a-8 proposals. The amendment also deletes the requirement to recite this section of the Bylaws in every notice to shareholders of a meeting at which directors are to be elected. Item 9.01--Financial Statements and Exhibits. Exhibit 3(iii) - Action with Respect to Bylaws SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TEMECULA VALLEY BANCORP INC. Date: March 22, 2006 By: /s/ STEPHEN H. WACKNITZ ----------------------- Stephen H. Wacknitz Chief Executive Officer and President EX-3 2 a5108943ex3.txt TEMECULA VALLEY BANCORP INC. EXHIBIT 3 Exhibit 3(iii) - Action with Respect to Bylaws. By unanimous approval of the Board of Directors of Temecula Valley Bancorp Inc., a California corporation (the "corporation"), at a meeting held on March 22, 2006, and in accordance with Article VII, Section 7.2 of the corporation's Bylaws: A. The following Section 3.3 replaces the prior Section 3.3 of Article III of the Bylaws: SECTION 3.3. NOMINATIONS AND PROPOSALS. Nominations of persons for election to the Board of Directors and the proposal of business to be considered by the shareholders may be made at any meeting of shareholders only (a) pursuant to the corporation's notice of meeting, (b) by or at the direction of the Board of Directors or (c) by any shareholder of the corporation who was a shareholder of record at the time of giving of notice provided for in these Bylaws, who is entitled to vote at the meeting and who complies with the notice procedures set forth in this Section 3.3; provided that shareholder nominations of persons for election to the Board of Directors at a special meeting may only be made if the Board of Directors has determined that directors are to be elected at the special meeting. For nominations or other business to be properly brought before a shareholders' meeting by a shareholder pursuant to clause (c) of the preceding sentence, the shareholder must have given timely notice thereof in writing to the Secretary of the corporation and such other business must otherwise be a proper matter for shareholder action. To be timely, a shareholder's notice must be delivered to the Secretary at the principal executive offices of the corporation not later than: (A) in the case of the 2006 annual meeting, the close of business on April 30, 2006; (B) in the case of an annual meeting other than the 2006 annual meeting, the close of business on the 45th day before the first anniversary of the date on which the corporation first mailed its proxy materials for the prior year's annual meeting of shareholders; provided, however, that if the date of the meeting has changed more than 30 days from the date of the prior year's meeting, then in order for the shareholder's notice to be timely it must be delivered to the Secretary at the principal executive offices of the corporation a reasonable time before the corporation mails its proxy materials for the current year's meeting; provided further, that for purposes of the preceding sentence, a "reasonable time" shall conclusively be deemed to coincide with any adjusted deadline publicly announced by the corporation pursuant to Rule 14a-5(f) or otherwise; and (C) in the case of a special meeting, the close of business on the seventh day following the day on which public announcement is first made of the date of the special meeting. In no event shall the public announcement of an adjournment of a shareholders' meeting commence a new time period for the giving of a shareholder's notice as described above. Such shareholder's notice shall set forth (a) as to each person whom the shareholder proposes to nominate for election or reelection as a director all information relating to such person that is required to be disclosed in solicitations of proxies for election of directors in an election contest, or is otherwise required, in each case pursuant to Regulation 14A under the Securities Exchange Act of 1934 (or any successor thereto, "Exchange Act") and Rule 14a-11 thereunder (or any successor thereto) (including such person's written consent to being named in the proxy statement as a nominee and to serving as a director if elected); (b) as to any other business that the shareholder proposes to bring before the meeting, a brief description of the business desired to be brought before the meeting, the reasons for conducting such business at the meeting and any material interest in such business of such shareholder and the beneficial owner, if any, on whose behalf the proposal is made, the text of the proposal or business (including the text of any resolutions proposed for consideration); and (c) as to the shareholder giving the notice and the beneficial owner, if any, on whose behalf the nomination or proposal is made (i) the name and address of such shareholder, as they appear on the corporation's books, and of such beneficial owner, (ii) the class and number of shares of the corporation which are owned beneficially and of record by such shareholder and such beneficial owner, (iii) a representation that the shareholder is a holder of record of stock of the corporation entitled to vote at such meeting and intends to appear in person or by proxy at the meeting to propose such business or nomination, and (iv) a representation whether the shareholder or the beneficial owner, if any, intends or is part of a group that intends (X) to deliver a proxy statement and/or form of proxy to holders of at least the percentage of the corporation's outstanding capital stock required to approve or adopt the proposal or elect the nominee and/or (Y) otherwise to solicit proxies from shareholders in support of such proposal or nomination. The corporation may require any proposed nominee to furnish such other information as it may reasonably require to determine the eligibility of such proposed nominee to serve as a director of the corporation. Notwithstanding any provision herein to the contrary, no business shall be conducted at a shareholders' meeting except in accordance with the procedures set forth in this Section 3.3. For purposes of this Section 3.3, "public announcement" shall include disclosure in a press release reported by the Dow Jones News Service, Associated Press, Reuters, Business Wire or comparable national news service or in a document publicly filed by the corporation with the Securities and Exchange Commission pursuant to Section 13, 14 or 15(d) of the Exchange Act. Notwithstanding the foregoing provisions of this Section 3.3, a shareholder shall also comply with all applicable requirements of the Exchange Act and the rules and regulations thereunder with respect to the matters set forth in this Section 3.3. Nothing in this Section 3.3 shall be deemed to affect any rights (1) of shareholders to request inclusion of proposals in the corporation's proxy statement pursuant to Rule 14a-8 under the Exchange Act, if applicable to the corporation, or (2) of the holders of any series of preferred stock to elect directors pursuant to any applicable provisions of the corporation's Articles of Incorporation. Except as otherwise provided by law, the chairman of the meeting shall have the power and duty to determine whether a nomination or any business proposed to be brought before the meeting was made or proposed, as the case may be, in accordance with the procedures set forth in this Section 3.3 and, if any proposed nomination or business was not made or proposed in compliance with this Section 3.3, to declare that such nomination shall be disregarded or that such proposed business shall not be transacted. The remainder of the corporation's Bylaws remains in full force and effect. CERTIFICATE OF SECRETARY The undersigned certifies that: (1) The undersigned is the duly elected and acting Secretary of Temecula Valley Bancorp Inc. (the "corporation"); and (2) The foregoing Action with Respect to Bylaws describes actions taken with respect to the corporation's Bylaws, as duly adopted and approved by the corporation's Board of Directors on March 22, 2006. IN WITNESS WHEREOF, I have hereunto subscribed my name on or about March 22, 2006. /s/ DONALD A. PITCHER ---------------------------- Donald A. Pitcher, Secretary -----END PRIVACY-ENHANCED MESSAGE-----