0001493152-22-000067.txt : 20220103 0001493152-22-000067.hdr.sgml : 20220103 20220103123147 ACCESSION NUMBER: 0001493152-22-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220101 FILED AS OF DATE: 20220103 DATE AS OF CHANGE: 20220103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPEER STANLEY E CENTRAL INDEX KEY: 0001191897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36868 FILM NUMBER: 22501274 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD STREET 2: STE 1600 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunworks, Inc. CENTRAL INDEX KEY: 0001172631 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 010592299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1030 WINDING CREEK ROAD STREET 2: SUITE 100 CITY: ROSEVILLE STATE: CA ZIP: 95678 BUSINESS PHONE: (916) 409-6900 MAIL ADDRESS: STREET 1: 1030 WINDING CREEK ROAD STREET 2: SUITE 100 CITY: ROSEVILLE STATE: CA ZIP: 95678 FORMER COMPANY: FORMER CONFORMED NAME: SOLAR3D, INC. DATE OF NAME CHANGE: 20101006 FORMER COMPANY: FORMER CONFORMED NAME: MACHINETALKER INC DATE OF NAME CHANGE: 20050801 FORMER COMPANY: FORMER CONFORMED NAME: MACHINE TALKER INC DATE OF NAME CHANGE: 20020506 4 1 ownership.xml X0306 4 2022-01-01 0 0001172631 Sunworks, Inc. SUNW 0001191897 SPEER STANLEY E C/O SUNWORKS, INC. 1555 FREEDOM BOULEVARD PROVO UT 84604 1 0 0 0 Common Stock 2022-01-01 4 M 0 10000 A 41463 D Restricted Stock Units 2022-01-01 4 M 0 10000 0 D Common Stock 10000 0 D The reported transaction involved the reporting person's vesting of a grant of 10,000 restricted stock units. The reporting person previously reported the awards of restricted stock units in Table II of Form 4, which vested on January 1, 2022. Restricted stock units convert into common stock on a one-for-one basis. /s/ Stanley E Speer 2022-01-03