0001493152-21-024921.txt : 20211007 0001493152-21-024921.hdr.sgml : 20211007 20211007151419 ACCESSION NUMBER: 0001493152-21-024921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211005 FILED AS OF DATE: 20211007 DATE AS OF CHANGE: 20211007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bonfigt Jason Lee CENTRAL INDEX KEY: 0001681380 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36868 FILM NUMBER: 211312273 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunworks, Inc. CENTRAL INDEX KEY: 0001172631 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 010592299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1030 WINDING CREEK ROAD STREET 2: SUITE 100 CITY: ROSEVILLE STATE: CA ZIP: 95678 BUSINESS PHONE: (916) 409-6900 MAIL ADDRESS: STREET 1: 1030 WINDING CREEK ROAD STREET 2: SUITE 100 CITY: ROSEVILLE STATE: CA ZIP: 95678 FORMER COMPANY: FORMER CONFORMED NAME: SOLAR3D, INC. DATE OF NAME CHANGE: 20101006 FORMER COMPANY: FORMER CONFORMED NAME: MACHINETALKER INC DATE OF NAME CHANGE: 20050801 FORMER COMPANY: FORMER CONFORMED NAME: MACHINE TALKER INC DATE OF NAME CHANGE: 20020506 4 1 ownership.xml X0306 4 2021-10-05 0 0001172631 Sunworks, Inc. SUNW 0001681380 Bonfigt Jason Lee C/O SUNWORKS, INC. 1555 FREEDOM BOULEVARD PROVO UT 84604 0 1 0 0 Chief Financial Officer Common Stock 2021-10-05 4 A 0 104529 0 A 104529 D In connection with the terms of his employment agreement with the Company dated as of October 5, 2021, the Reporting Person received a restricted stock grant of 104,529 shares, one third of which will vest on the one year anniversary of the grant, and the balance of which will vest in twenty-four equal monthly installments commencing on the one year anniversary of the grant. /s/ Jason Bonfigt 2021-10-07