0001493152-19-013075.txt : 20190819
0001493152-19-013075.hdr.sgml : 20190819
20190819172620
ACCESSION NUMBER: 0001493152-19-013075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190815
FILED AS OF DATE: 20190819
DATE AS OF CHANGE: 20190819
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPEER STANLEY E
CENTRAL INDEX KEY: 0001191897
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36868
FILM NUMBER: 191037328
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BLVD
STREET 2: STE 1600
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunworks, Inc.
CENTRAL INDEX KEY: 0001172631
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 010592299
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1030 WINDING CREEK ROAD
STREET 2: SUITE 100
CITY: ROSEVILLE
STATE: CA
ZIP: 95678
BUSINESS PHONE: (916) 409-6900
MAIL ADDRESS:
STREET 1: 1030 WINDING CREEK ROAD
STREET 2: SUITE 100
CITY: ROSEVILLE
STATE: CA
ZIP: 95678
FORMER COMPANY:
FORMER CONFORMED NAME: SOLAR3D, INC.
DATE OF NAME CHANGE: 20101006
FORMER COMPANY:
FORMER CONFORMED NAME: MACHINETALKER INC
DATE OF NAME CHANGE: 20050801
FORMER COMPANY:
FORMER CONFORMED NAME: MACHINE TALKER INC
DATE OF NAME CHANGE: 20020506
4
1
ownership.xml
X0306
4
2019-08-15
0
0001172631
Sunworks, Inc.
SUNW
0001191897
SPEER STANLEY E
C/O SUNWORKS, INC.
1030 WINDING CREEK ROAD,SUITE 100
ROSEVILLE
CA
95678
1
0
0
0
Option to Purchase Common Stock
0.4389
2019-08-15
4
A
0
25000
0
A
2019-09-01
2024-08-01
Common Stock
25000
25000
D
The Option was issued pursuant to the Company's 2016 Equity Incentive Plan and shall vest and become exercisable in 1/12 increments over a one-year period commencing on 09/01/2019.
/s/ Stanley E Speer
2019-08-16