0001493152-19-013075.txt : 20190819 0001493152-19-013075.hdr.sgml : 20190819 20190819172620 ACCESSION NUMBER: 0001493152-19-013075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190815 FILED AS OF DATE: 20190819 DATE AS OF CHANGE: 20190819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPEER STANLEY E CENTRAL INDEX KEY: 0001191897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36868 FILM NUMBER: 191037328 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD STREET 2: STE 1600 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunworks, Inc. CENTRAL INDEX KEY: 0001172631 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 010592299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1030 WINDING CREEK ROAD STREET 2: SUITE 100 CITY: ROSEVILLE STATE: CA ZIP: 95678 BUSINESS PHONE: (916) 409-6900 MAIL ADDRESS: STREET 1: 1030 WINDING CREEK ROAD STREET 2: SUITE 100 CITY: ROSEVILLE STATE: CA ZIP: 95678 FORMER COMPANY: FORMER CONFORMED NAME: SOLAR3D, INC. DATE OF NAME CHANGE: 20101006 FORMER COMPANY: FORMER CONFORMED NAME: MACHINETALKER INC DATE OF NAME CHANGE: 20050801 FORMER COMPANY: FORMER CONFORMED NAME: MACHINE TALKER INC DATE OF NAME CHANGE: 20020506 4 1 ownership.xml X0306 4 2019-08-15 0 0001172631 Sunworks, Inc. SUNW 0001191897 SPEER STANLEY E C/O SUNWORKS, INC. 1030 WINDING CREEK ROAD,SUITE 100 ROSEVILLE CA 95678 1 0 0 0 Option to Purchase Common Stock 0.4389 2019-08-15 4 A 0 25000 0 A 2019-09-01 2024-08-01 Common Stock 25000 25000 D The Option was issued pursuant to the Company's 2016 Equity Incentive Plan and shall vest and become exercisable in 1/12 increments over a one-year period commencing on 09/01/2019. /s/ Stanley E Speer 2019-08-16