0001437749-20-004594.txt : 20200309 0001437749-20-004594.hdr.sgml : 20200309 20200309153619 ACCESSION NUMBER: 0001437749-20-004594 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200306 FILED AS OF DATE: 20200309 DATE AS OF CHANGE: 20200309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN H C JR CENTRAL INDEX KEY: 0001200964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50175 FILM NUMBER: 20697835 MAIL ADDRESS: STREET 1: 3838 OAK LAWN STREET 2: SUITE 300 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DORCHESTER MINERALS, L.P. CENTRAL INDEX KEY: 0001172358 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 810551518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3838 OAK LAWN AVENUE STREET 2: SUITE 300 CITY: DALLAS STATE: TX ZIP: 75219-4541 BUSINESS PHONE: 2145590300 MAIL ADDRESS: STREET 1: 3838 OAK LAWN AVENUE STREET 2: SUITE 300 CITY: DALLAS STATE: TX ZIP: 75219-4541 FORMER COMPANY: FORMER CONFORMED NAME: DORCHESTER MINERALS LP DATE OF NAME CHANGE: 20020430 4 1 rdgdoc.xml FORM4-ALLEN-030920 X0306 4 2020-03-06 0001172358 DORCHESTER MINERALS, L.P. DMLP 0001200964 ALLEN H C JR 3838 OAK LAWN AVE SUITE 300 DALLAS TX 75219 1 Common Units 2020-03-06 4 P 0 1000 13.70 A 28600 I See Footnote Common Units 2020-03-06 4 P 0 1000 13.65 A 29600 I See Footnote Common Units 2020-03-06 4 P 0 745 13.21 A 30345 I See Footnote Common Units 2020-03-06 4 P 0 255 13.40 A 30600 I See Footnote Common Units 2020-03-06 4 P 0 1000 13.23 A 21537 I See Footnote Common Units 30608.02 D Common Units 154840 I See Footnote Common Units 5531 I See Footnote Common Units 53224 I See Footnote Common Units 8420 I See Footnote These common units are held by the Allen Credit Shelter Trust of which Mr. Allen is a trustee. These common units are held by the Allen Surviving Settlors Trust of which Mr. Allen is trustee. These common units are held by Mr. Allen in his individual name, IRA or Keogh Plan. Mr. Allen disclaims beneficial ownership of those common units owned by Rabbitfoot Investments, LLC in which he does not have pecuniary interest. Rabbitfoot Investments, LLC is owned by Rabbitfoot Ranch and Cattle Company, Ltd. and its general partner is RR&CC Management, Inc. which is owned by Mr. Allen and his spouse. Mr. Allen disclaims beneficial ownership of those common units owned by SAM Partners Management, Inc. in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of SAM Partners Management, Inc. Mr. Allen disclaims beneficial ownership of those common units owned by Smith Allen Oil & Gas, LLP in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of Smith Allen Oil & Gas, LLP. These common units are held by Mega Petroleum, Inc. Mr. Allen is the President of Mega Petroleum, Inc. and disclaims beneficial ownership of these units. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ H.C. Allen, Jr. 2020-03-09