0001437749-20-004458.txt : 20200305 0001437749-20-004458.hdr.sgml : 20200305 20200305183456 ACCESSION NUMBER: 0001437749-20-004458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200303 FILED AS OF DATE: 20200305 DATE AS OF CHANGE: 20200305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rochelle Martha CENTRAL INDEX KEY: 0001578308 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50175 FILM NUMBER: 20692070 MAIL ADDRESS: STREET 1: 3838 OAK LAWN AVENUE STREET 2: SUITE 300 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DORCHESTER MINERALS, L.P. CENTRAL INDEX KEY: 0001172358 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 810551518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3838 OAK LAWN AVENUE STREET 2: SUITE 300 CITY: DALLAS STATE: TX ZIP: 75219-4541 BUSINESS PHONE: 2145590300 MAIL ADDRESS: STREET 1: 3838 OAK LAWN AVENUE STREET 2: SUITE 300 CITY: DALLAS STATE: TX ZIP: 75219-4541 FORMER COMPANY: FORMER CONFORMED NAME: DORCHESTER MINERALS LP DATE OF NAME CHANGE: 20020430 4 1 rdgdoc.xml FORM4-PEAK-030320 X0306 4 2020-03-03 0001172358 DORCHESTER MINERALS, L.P. DMLP 0001578308 Rochelle Martha 3838 OAK LAWN AVE SUITE 300 DALLAS TX 75219 1 Common Units 2020-03-03 4 S 0 14600 14.90 D 48744 I See footnote Common Units 2020-03-04 4 S 0 5400 14.69 D 43344 I See footnote Common Units 2020-03-04 4 S 0 5000 14.70 D 38344 I See footnote Common Units 2020-03-04 4 S 0 5000 14.60 D 33344 I See footnote Common Units 358486 I See footnote Common Units 437546 I See footnote Common Units 64174 I See footnote The price reported in Column 4 is a weighted average price. These Common Units were sold in multiple transactions at prices ranging from $14.90 to $14.915, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These Common Units were sold in multiple transactions at prices ranging from $14.65 to $14.90, inclusive. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. These common units are owned directly by The Peak Revocable Living Trust (the "Peak Trust"). The reporting person is a trustee of the trust. On February 21, 2020, 64,344 Common Units were distributed to the Peak Trust by HighPoint 435 Family LP ("HighPoint") in a transaction exempt from reporting pursuant to Rule 16a-13. These Common Units are owned directly by the Martha Ann Peak A Trust, of which the reporting person is the trustee and beneficiary. These Common Units are owned directly by HighPoint. The reporting person is a Co-Manager of 425PAP, LLC, the general partner of HighPoint. These Common Units are owned directly by the MARI Trust, of which the reporting person is the trustee and beneficiary. /s/ Martha Rochelle 2020-03-05